SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lumos Investment Holdings, Ltd.

(Last) (First) (Middle)
C/O MOURANT OZANNES, 94 SOLARIS AVENUE
CAMANA BAY, P.O. BOX 1348

(Street)
GRAND CAYMAN E9 KY1-1108

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2015
3. Issuer Name and Ticker or Trading Symbol
Lumos Networks Corp. [ LMOS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (1) (1) Common Stock (1) (1) D(2)
1. Name and Address of Reporting Person*
Lumos Investment Holdings, Ltd.

(Last) (First) (Middle)
C/O MOURANT OZANNES, 94 SOLARIS AVENUE
CAMANA BAY, P.O. BOX 1348

(Street)
GRAND CAYMAN E9 KY1-1108

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
1. Name and Address of Reporting Person*
Pamplona Capital Management, LLP

(Last) (First) (Middle)
25 PARK LANE

(Street)
LONDON X0 W1K 1RA

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
1. Name and Address of Reporting Person*
Pamplona Capital Partners IV LP

(Last) (First) (Middle)
C/O MOURANT OZANNES, 94 SOLARIS AVENUE
CAMANA BAY, P.O. BOX 1348

(Street)
GRAND CAYMAN E9 KY1-1108

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
1. Name and Address of Reporting Person*
Pamplona PE Investments Malta Ltd

(Last) (First) (Middle)
5TH FLOOR MARINA BUSINESS CENTRE
TRIQ L-ABATE RIGORD

(Street)
TA'XBIEX O1 XBX 1127

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
1. Name and Address of Reporting Person*
Pamplona Capital Management, LLC

(Last) (First) (Middle)
375 PARK AVENUE
23RD FLOOR

(Street)
NEW YORK NY 10152

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
Explanation of Responses:
1. Lumos Investment Holdings, Ltd. (the "Warrants Holder") holds warrants (the "Warrants") to purchase up to 5,500,000 shares (subject to adjustment) of the common stock (the "Common Stock") of Lumos Networks Corp. (the "Company"). The Warrants, which may be net-share settled only, have an initial exercise price $13.99 per share of Common Stock, which is subject to adjustment for certain anti-dilution events as set forth in the Warrants.
2. The Warrants Holder is the direct beneficial owner of the Warrants. On the basis of relationships among the reporting persons, the other reporting persons may be deemed indirect beneficial owners of the Warrants, but each such other reporting person disclaims beneficial ownership of the Warrants except to the extent of its pecuniary interest therein, if any.
Remarks:
On August 6, 2015, Mr. William M. Pruellage, a partner at Pamplona Capital Management, LLC, and Mr. Peter D. Aquino, the founder of Broad Valley Capital LLC, each became a director of the Company. On the basis of the relationships among and between the reporting persons and Mr. Pruellage, each of the reporting persons may be considered a director of the Company on the basis of having deputized Mr. Pruellage to serve as a director of the Company.
/s/ Ana Bela Vieira Armstrong, Authorised Signatory 08/14/2015
/s/ Ana Bela Vieira Armstrong, Authorised Signatory 08/14/2015
/s/ Ana Bela Vieira Armstrong, Authorised Signatory 08/14/2015
/s/ Raymond Busuttil, Director 08/14/2015
/s/ Steve Gauci, Director of Pamplona PE Investments US Limited as Managing Member of Pamplona Capital Management LLC 08/14/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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