Operations Manager

0001104659-20-124065.txt : 20201112 0001104659-20-124065.hdr.sgml : 20201112 20201112091849 ACCESSION NUMBER: 0001104659-20-124065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jackson, Grant Investment Advisers, Inc. CENTRAL INDEX KEY: 0001650300 IRS NUMBER: 900891495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17486 FILM NUMBER: 201303902 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK STREET 2: THIRD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-1198 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK STREET 2: THIRD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001650300 XXXXXXXX 09-30-2020 09-30-2020 false Jackson, Grant Investment Advisers, Inc.

2 High Ridge Park Third Floor Stamford CT 06905

13F HOLDINGS REPORT 028-17486 N Bob Carroll Operations Manager 203-322-1198 /s/ Bob Carroll Stamford CT 11-12-2020 0 216 166299 INFORMATION TABLE 2 infotable.xml SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 102 367 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 88 653 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 41 173 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 198 2812 SH SOLE 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 106 868 SH SOLE 0 0 0 ISHARES TR S&P SML 600 GWT 464287887 95 540 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 347 3086 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 3094 9208 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 390 1688 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 162 1369 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 61 282 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1020 6809 SH SOLE 0 0 0 ISHARES TR CORE S&P US GWT 464287671 67 840 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 89 262 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 21036 62814 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 946 15939 SH SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 25 50 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 63 20 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 369 6121 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 797 3745 SH SOLE 0 0 0 EMERSON ELEC CO COM 291011104 758 11559 SH SOLE 0 0 0 EVERSOURCE ENERGY COM 30040W108 73 874 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 302 1087 SH SOLE 0 0 0 AMGEN INC COM 031162100 655 2576 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 1000 9191 SH SOLE 0 0 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 88 1193 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 154 3994 SH SOLE 0 0 0 INTEL CORP COM 458140100 442 8540 SH SOLE 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 165 855 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1685 7607 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 82 1367 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 735 5923 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 77 467 SH SOLE 0 0 0 US BANCORP DEL COM NEW 902973304 57 1600 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 2178 14629 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 392 3768 SH SOLE 0 0 0 PFIZER INC COM 717081103 407 11099 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 201 2798 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 3964 18846 SH SOLE 0 0 0 AT&T INC COM 00206R102 1172 41124 SH SOLE 0 0 0 LIVERAMP HLDGS INC COM 53815P108 175 3376 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 213 5407 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 491 4038 SH SOLE 0 0 0 COCA COLA CO COM 191216100 1135 22989 SH SOLE 0 0 0 PEPSICO INC COM 713448108 726 5235 SH SOLE 0 0 0 PPG INDS INC COM 693506107 155 1269 SH SOLE 0 0 0 STRYKER CORPORATION COM 863667101 120 576 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 439 7372 SH SOLE 0 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 241 4088 SH SOLE 0 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 511 10206 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF 464287481 71 410 SH SOLE 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 300 7337 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 12 194 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 10 318 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 790 32837 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 53 691 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1401 12002 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1091 17016 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2982 28270 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3771 25659 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 11531 89623 SH SOLE 0 0 0 DEERE & CO COM 244199105 461 2081 SH SOLE 0 0 0 BK OF AMERICA CORP COM 060505104 125 5176 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 16 181 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 123 885 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 454 13237 SH SOLE 0 0 0 WALMART INC COM 931142103 752 5376 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 88 446 SH SOLE 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 64 1036 SH SOLE 0 0 0 TEXAS INSTRS INC COM 882508104 69 483 SH SOLE 0 0 0 TARGET CORP COM 87612E106 13 83 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 511 6618 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 33 94 SH SOLE 0 0 0 LILLY ELI & CO COM 532457108 517 3495 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 9 158 SH SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 78 988 SH SOLE 0 0 0 MERCK & CO. INC COM 58933Y105 845 10184 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 4834 34782 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 246 1665 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 47 738 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 283 1020 SH SOLE 0 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 188 1553 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1585 7222 SH SOLE 0 0 0 NIKE INC CL B 654106103 37 298 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 229 2377 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 1318 23681 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 146 2546 SH SOLE 0 0 0 BOOKING HOLDINGS INC COM 09857L108 113 66 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 76 3216 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 11 125 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 37 272 SH SOLE 0 0 0 CORNING INC COM 219350105 243 7496 SH SOLE 0 0 0 PROGRESSIVE CORP COM 743315103 34 357 SH SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 164 2376 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 398 1277 SH SOLE 0 0 0 SPIRE INC COM 84857L101 35 654 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 68 301 SH SOLE 0 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 50 367 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 106 1849 SH SOLE 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 49 431 SH SOLE 0 0 0 3M CO COM 88579Y101 87 541 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 272 5881 SH SOLE 0 0 0 XILINX INC COM 983919101 21 197 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1041 6113 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 4 37 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM 655844108 21 97 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 401 1443 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 40 450 SH SOLE 0 0 0 CSX CORP COM 126408103 674 8675 SH SOLE 0 0 0 APPLE INC COM 037833100 2202 19016 SH SOLE 0 0 0 ALLSTATE CORP COM 020002101 95 1010 SH SOLE 0 0 0 SERVICE CORP INTL COM 817565104 11 270 SH SOLE 0 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 19 106 SH SOLE 0 0 0 PPL CORP COM 69351T106 8 285 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 13843 128045 SH SOLE 0 0 0 ROSS STORES INC COM 778296103 19 206 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 9 90 SH SOLE 0 0 0 CANADIAN PAC RY LTD COM 13645T100 171 562 SH SOLE 0 0 0 GENERAL MLS INC COM 370334104 142 2302 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 20 246 SH SOLE 0 0 0 GENERAL DYNAMICS CORP COM 369550108 23 165 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 90 1661 SH SOLE 0 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 72 1661 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 19 60 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 640 2 SH SOLE 0 0 0 ALIGN TECHNOLOGY INC COM 016255101 65 200 SH SOLE 0 0 0 NORTHWEST NAT HLDG CO COM 66765N105 44 961 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 11 22 SH SOLE 0 0 0 D R HORTON INC COM 23331A109 168 2227 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 9040 76574 SH SOLE 0 0 0 AUTOZONE INC COM 053332102 26 22 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 3503 42956 SH SOLE 0 0 0 CLOROX CO DEL COM 189054109 64 307 SH SOLE 0 0 0 ESSENTIAL UTILS INC COM 29670G102 68 1695 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 95 1220 SH SOLE 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 30 281 SH SOLE 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 141 1731 SH SOLE 0 0 0 DOVER CORP COM 260003108 16 148 SH SOLE 0 0 0 METLIFE INC COM 59156R108 22 586 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 163 111 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 194 1094 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 24 229 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 9273 52612 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 110 992 SH SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 3 4 SH SOLE 0 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 93 2004 SH SOLE 0 0 0 BLACKROCK INC COM 09247X101 53 93 SH SOLE 0 0 0 PILGRIMS PRIDE CORP COM 72147K108 8 513 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 20 128 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 921 4048 SH SOLE 0 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 303 26887 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 149 693 SH SOLE 0 0 0 ISHARES TR MICRO-CAP ETF 464288869 591 6538 SH SOLE 0 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 48 500 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 67 522 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 14710 159201 SH SOLE 0 0 0 ANSYS INC COM 03662Q105 33 100 SH SOLE 0 0 0 TEREX CORP NEW COM 880779103 2 89 SH SOLE 0 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 293 40050 SH SOLE 0 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 46 4432 SH SOLE 0 0 0 M & T BK CORP COM 55261F104 7 74 SH SOLE 0 0 0 ENBRIDGE INC COM 29250N105 26 905 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 293 940 SH SOLE 0 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 25 575 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 52 155 SH SOLE 0 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 118 1787 SH SOLE 0 0 0 DIGITAL RLTY TR INC COM 253868103 160 1093 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 39 251 SH SOLE 0 0 0 THOMSON REUTERS CORP. COM NEW 884903709 303 3803 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 261 1450 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 97 958 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 4793 131505 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 13 92 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 353 4358 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 43 1053 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 11 108 SH SOLE 0 0 0 ISHARES TR CRE U S REIT ETF 464288521 183 4193 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 121 604 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 172 2297 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 323 21905 SH SOLE 0 0 0 SPDR SER TR WELLS FG PFD ETF 78464A292 34 777 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 16 196 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2062 6701 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 28 545 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 261 3246 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 5084 94780 SH SOLE 0 0 0 DUNKIN BRANDS GROUP INC COM 265504100 12 145 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 12 213 SH SOLE 0 0 0 ISHARES TR US TREAS BD ETF 46429B267 33 1185 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 62 237 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 19 364 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 2637 30108 SH SOLE 0 0 0 ZOETIS INC CL A 98978V103 28 169 SH SOLE 0 0 0 ISHARES TR MSCI USA MMENTM 46432F396 9 62 SH SOLE 0 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 90 863 SH SOLE 0 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 1149 15930 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 13 467 SH SOLE 0 0 0 ALLEGION PLC ORD SHS G0176J109 50 506 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 97 66 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 59 1476 SH SOLE 0 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 11 1136 SH SOLE 0 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 180 3822 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1247 22912 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 10 281 SH SOLE 0 0 0 PROSHARES TR S&P MDCP 400 DIV 74347B680 516 9726 SH SOLE 0 0 0 SQUARE INC CL A 852234103 8 50 SH SOLE 0 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 43 69 SH SOLE 0 0 0 INGERSOLL RAND INC COM 45687V106 49 1369 SH SOLE 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 29 527 SH SOLE 0 0 0 RLJ LODGING TR CUM CONV PFD A 74965L200 31 1358 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 176 2970 SH SOLE 0 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 15 400 SH SOLE 0 0 0 DELL TECHNOLOGIES INC CL C 24703L202 27 401 SH SOLE 0 0 0 DOW INC COM 260557103 25 527 SH SOLE 0 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 43 1398 SH SOLE 0 0 0 OTIS WORLDWIDE CORP COM 68902V107 44 701 SH SOLE 0 0 0