FIRST VP_ DUPTY HEAD OF OPERATIONS

0000947871-16-001665.txt : 20161114 0000947871-16-001665.hdr.sgml : 20161111 20161114140900 ACCESSION NUMBER: 0000947871-16-001665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDMOND DE ROTHSCHILD (SUISSE) S.A. CENTRAL INDEX KEY: 0001650162 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16957 FILM NUMBER: 161993554 BUSINESS ADDRESS: STREET 1: 18 RUE DE HESSE CITY: GENEVA STATE: V8 ZIP: 1204 BUSINESS PHONE: 41588189111 MAIL ADDRESS: STREET 1: 18 RUE DE HESSE CITY: GENEVA STATE: V8 ZIP: 1204 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001650162 XXXXXXXX 09-30-2016 09-30-2016 false EDMOND DE ROTHSCHILD (SUISSE) S.A.

18 RUE DE HESSE GENEVA V8 1204

13F HOLDINGS REPORT 028-16957 N ERIC COLOMBARA FIRST VP_ DUPTY HEAD OF OPERATIONS 41588188705 /s/ ERIC COLOMBARA GENEVA V8 11-14-2016 0 458 325147 INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 75 4200 SH SOLE 4200 0 0 3M CO COM 88579Y101 1986 11267 SH SOLE 11267 0 0 ABBOTT LABS COM 002824100 203 4800 SH SOLE 4800 0 0 ABBVIE INC COM 00287Y109 278 4400 SH SOLE 4400 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3382 27680 SH SOLE 27680 0 0 ACTIVISION BLIZZARD INC COM 00507V109 22 500 SH SOLE 500 0 0 ADOBE SYS INC COM 00724F101 43 400 SH SOLE 400 0 0 AETNA INC NEW COM 00817Y108 300 2600 SH SOLE 2600 0 0 AIR METHODS CORP COM PAR $.06 009128307 50 1600 SH SOLE 1600 0 0 ALBEMARLE CORP COM 012653101 209 2441 SH SOLE 2441 0 0 ALCOA INC COM 013817101 100 9813 SH SOLE 9813 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1063 10051 SH SOLE 10051 0 0 ALLERGAN PLC SHS G0177J108 1346 5844 SH SOLE 5844 0 0 ALPHABET INC CAP STK CL C 02079K107 301 387 SH SOLE 387 0 0 ALPHABET 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PLC ETN DJUBS GRNS37 06739H305 50 1780 SH SOLE 1780 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 1 41 SH SOLE 41 0 0 BARRICK GOLD CORP COM 067901108 2228 125770 SH SOLE 125770 0 0 BECTON DICKINSON & CO COM 075887109 994 5530 SH SOLE 5530 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 432 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5847 40475 SH SOLE 40475 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 49 1400 SH SOLE 1400 0 0 BIOGEN INC COM 09062X103 745 2381 SH SOLE 2381 0 0 BLACKBERRY LTD COM 09228F103 11 1400 SH SOLE 1400 0 0 BLACKROCK INC COM 09247X101 2007 5536 SH SOLE 5536 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 59 2000 SH SOLE 2000 0 0 BOEING CO COM 097023105 1536 11660 SH SOLE 11660 0 0 BP PLC SPONSORED ADR 055622104 197 5600 SH SOLE 5600 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 167 3094 SH SOLE 3094 0 0 BUNGE LIMITED COM G16962105 367 6200 SH SOLE 6200 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 293 6000 SH SOLE 6000 0 0 CATERPILLAR INC DEL COM 149123101 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73935X575 140 5700 SH SOLE 5700 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 835 21540 SH SOLE 21540 0 0 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 671 30500 SH SOLE 30500 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2088 17584 SH SOLE 17584 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1267 142880 SH SOLE 142880 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 14 1000 SH SOLE 1000 0 0 PRICE T ROWE GROUP INC COM 74144T108 92 1389 SH SOLE 1389 0 0 PROCTER AND GAMBLE CO COM 742718109 1938 21596 SH SOLE 21596 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 3 67 SH SOLE 67 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 1785 84466 SH SOLE 84466 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 71 1000 SH SOLE 1000 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 21 1500 SH SOLE 1500 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 829 39460 SH SOLE 39460 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 36 1500 SH SOLE 1500 0 0 PROSHARES TR ULTRAPRO SHORT S 74348A442 1157 50000 SH SOLE 50000 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 1592 29310 SH SOLE 29310 0 0 PROSHARES TR ULT MSCIBZL CAPP 74348A673 1614 80703 SH SOLE 80703 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W254 7 400 SH SOLE 400 0 0 PROSHARES TR II ULT BLMBG CD OIL 74347W320 5 459 SH SOLE 459 0 0 PRUDENTIAL FINL INC COM 744320102 381 4663 SH SOLE 4663 0 0 QIWI PLC SPON ADR REP B 74735M108 15 1000 SH SOLE 1000 0 0 QUALCOMM INC COM 747525103 1706 24900 SH SOLE 24900 0 0 RAYTHEON CO COM NEW 755111507 504 3699 SH SOLE 3699 0 0 REGENERON PHARMACEUTICALS COM 75886F107 322 800 SH SOLE 800 0 0 RENREN INC SPONSORED ADR 759892102 31 15000 SH SOLE 15000 0 0 REYNOLDS AMERICAN INC COM 761713106 19 400 SH SOLE 400 0 0 ROCKWELL AUTOMATION INC COM 773903109 49 400 SH SOLE 400 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 11 700 SH SOLE 700 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 87 1653 SH SOLE 1653 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1490 29751 SH SOLE 29751 0 0 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 2481 20275 SH SOLE 20275 0 0 SAFE BULKERS INC COM Y7388L103 117 83000 SH SOLE 83000 0 0 SALESFORCE COM INC COM 79466L302 546 7648 SH SOLE 7648 0 0 SCHLUMBERGER LTD COM 806857108 4821 61351 SH SOLE 61351 0 0 SCORPIO BULKERS INC COM Y7546A122 0 83 SH SOLE 83 0 0 SEADRILL LIMITED SHS G7945E105 21 9000 SH SOLE 9000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 54 1400 SH SOLE 1400 0 0 SEARS CDA INC COM 81234D109 165 67796 SH SOLE 67796 0 0 SEARS HLDGS CORP COM 812350106 43 12494 SH Call SOLE 12494 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 24 500 SH SOLE 500 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 367 5093 SH SOLE 5093 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 175 3296 SH SOLE 3296 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 580 7249 SH SOLE 7249 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 258 3653 SH SOLE 3653 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 288 14900 SH SOLE 14900 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 864 14808 SH SOLE 14808 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 311 6506 SH SOLE 6506 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 68 2071 SH SOLE 2071 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 329 6720 SH SOLE 6720 0 0 SERVICENOW INC COM 81762P102 40 500 SH SOLE 500 0 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 4 250 SH SOLE 250 0 0 SIERRA WIRELESS INC COM 826516106 521 36140 SH SOLE 36140 0 0 SIGNET JEWELERS LIMITED SHS G81276100 50 675 SH SOLE 675 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2338 11296 SH SOLE 11296 0 0 SKECHERS U S A INC CL A 830566105 53 2300 SH SOLE 2300 0 0 SMUCKER J M CO COM NEW 832696405 136 1000 SH SOLE 1000 0 0 SOCIETE GENERALE DEBT 8.250%12/3 F849BQAA2 614 600000 PRN SOLE 600000 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 319 12000 SH SOLE 12000 0 0 SOLARCITY CORP COM 83416T100 39 2000 SH SOLE 2000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 28 2000 SH SOLE 2000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2767 15140 SH SOLE 15140 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 8242 65595 SH SOLE 65595 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 16 480 SH SOLE 480 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 48 600 SH SOLE 600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16452 76062 SH SOLE 76062 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 37 130 SH SOLE 130 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2291 50372 SH SOLE 50372 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 46 1250 SH SOLE 1250 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 5139 167000 SH SOLE 167000 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 140 1440 SH SOLE 1440 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 10 174 SH SOLE 174 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 52 1235 SH SOLE 1235 0 0 SPDR SERIES TRUST GLB DOW ETF 78464A706 47 690 SH SOLE 690 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1899 22516 SH SOLE 22516 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 184 5500 SH SOLE 5500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 298 4500 SH SOLE 4500 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 5051 148811 SH SOLE 148811 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 427 32051 SH SOLE 32051 0 0 SPROUTS FMRS MKT INC COM 85208M102 310 15000 SH SOLE 15000 0 0 STARBUCKS CORP COM 855244109 658 12155 SH SOLE 12155 0 0 STARWOOD PPTY TR INC COM 85571B105 1222 54260 SH SOLE 54260 0 0 STATOIL ASA SPONSORED ADR 85771P102 17 1010 SH SOLE 1010 0 0 STELLAR BIOTECHNOLOGIES INC COM NEW 85855A203 1 500 SH SOLE 500 0 0 STRATASYS LTD SHS M85548101 22 920 SH SOLE 920 0 0 SUNCOR ENERGY INC NEW COM 867224107 110 3966 SH SOLE 3966 0 0 SUNPOWER CORP COM 867652406 25 2800 SH SOLE 2800 0 0 SYNGENTA AG SPONSORED ADR 87160A100 241 2750 SH SOLE 2750 0 0 SYNTHETIC BIOLOGICS INC COM 87164U102 499 290000 SH SOLE 290000 0 0 SYSCO CORP COM 871829107 710 14478 SH SOLE 14478 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1028 33600 SH SOLE 33600 0 0 TARGET CORP COM 87612E106 398 5800 SH SOLE 5800 0 0 TE CONNECTIVITY LTD REG SHS H84989104 10 150 SH SOLE 150 0 0 TEARLAB CORP COM 878193101 7 10750 SH SOLE 10750 0 0 TENARIS S A SPONSORED ADR 88031M109 1575 55450 SH SOLE 55450 0 0 TERADYNE INC COM 880770102 343 15900 SH SOLE 15900 0 0 TERNIUM SA SPON ADR 880890108 137 7000 SH SOLE 7000 0 0 TERRAVIA HLDGS INC COM 88105A106 17 6000 SH SOLE 6000 0 0 TESLA MTRS INC COM 88160R101 212 1040 SH SOLE 1040 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 169 3680 SH SOLE 3680 0 0 TEXTRON INC COM 883203101 30 750 SH SOLE 750 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 127 800 SH SOLE 800 0 0 TIFFANY & CO NEW COM 886547108 824 11345 SH SOLE 11345 0 0 TIME WARNER INC COM NEW 887317303 72 900 SH SOLE 900 0 0 TJX COS INC NEW COM 872540109 1253 16752 SH SOLE 16752 0 0 TOPBUILD CORP COM 89055F103 17 525 SH SOLE 525 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 58 1300 SH SOLE 1300 0 0 TOTAL S A SPONSORED ADR 89151E109 343 7200 SH SOLE 7200 0 0 TRANSOCEAN LTD REG SHS H8817H100 1323 124118 SH SOLE 124118 0 0 TRAVELERS COMPANIES INC COM 89417E109 585 5111 SH SOLE 5111 0 0 TRINITY INDS INC COM 896522109 97 4000 SH SOLE 4000 0 0 TRIUMPH GROUP INC NEW COM 896818101 335 12000 SH SOLE 12000 0 0 TURKISH INVT FD INC COM 900145103 34 4200 SH SOLE 4200 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 28 1150 SH SOLE 1150 0 0 TWILIO INC CL A 90138F102 71 1100 SH SOLE 1100 0 0 TWITTER INC COM 90184L102 420 18200 SH SOLE 18200 0 0 TWO HBRS INVT CORP COM 90187B101 39 4590 SH SOLE 4590 0 0 UBS GROUP AG SHS H42097107 19305 1421940 SH SOLE 1421940 0 0 UNION PAC CORP COM 907818108 1195 12250 SH SOLE 12250 0 0 UNISYS CORP COM NEW 909214306 0 50 SH SOLE 50 0 0 UNITED NAT FOODS INC COM 911163103 218 5450 SH SOLE 5450 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1251 12310 SH SOLE 12310 0 0 UNITEDHEALTH GROUP INC COM 91324P102 666 4760 SH SOLE 4760 0 0 VALE S A ADR 91912E105 1056 192050 SH SOLE 192050 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1 35 SH SOLE 35 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1929 72983 SH SOLE 72983 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 687 36625 SH SOLE 36625 0 0 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 22 1000 SH SOLE 1000 0 0 VANECK VECTORS ETF TR PHARMACEUTICAL E 92189F692 23 400 SH SOLE 400 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 53 1800 SH SOLE 1800 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 201 1745 SH SOLE 1745 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 5 300 SH SOLE 300 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 29 663 SH SOLE 663 0 0 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 302 20000 SH SOLE 20000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 139 700 SH SOLE 700 0 0 VANGUARD INDEX FDS REIT ETF 922908553 10236 118010 SH SOLE 118010 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4305 38665 SH SOLE 38665 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1904 33900 SH SOLE 33900 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1034 17000 SH SOLE 17000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8281 102800 SH SOLE 102800 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 232 2770 SH SOLE 2770 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 438 3482 SH SOLE 3482 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1225 8950 SH SOLE 8950 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 25 260 SH SOLE 260 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 597 5580 SH SOLE 5580 0 0 VENAXIS INC COM NEW 92262A206 1 250 SH SOLE 250 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 120 2316 SH SOLE 2316 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2237 25650 SH SOLE 25650 0 0 VISA INC COM CL A 92826C839 1378 16668 SH SOLE 16668 0 0 VMWARE INC CL A COM 928563402 73 1000 SH SOLE 1000 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 135 4636 SH SOLE 4636 0 0 WAL-MART STORES INC COM 931142103 622 8620 SH SOLE 8620 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 39 480 SH SOLE 480 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 49 4700 SH SOLE 4700 0 0 WELLS FARGO & CO NEW COM 949746101 283 6400 SH SOLE 6400 0 0 WESTERN DIGITAL CORP COM 958102105 1268 21680 SH SOLE 21680 0 0 WESTERN REFNG INC COM 959319104 20 750 SH SOLE 750 0 0 WHOLE FOODS MKT INC COM 966837106 43 1500 SH SOLE 1500 0 0 WILHELMINA INTL INC COM NEW 968235200 215 25000 SH SOLE 25000 0 0 WILLIAMS COS INC DEL COM 969457100 22 700 SH SOLE 700 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 25 593 SH SOLE 593 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 316 5878 SH SOLE 5878 0 0 WYNN RESORTS LTD COM 983134107 536 5500 SH SOLE 5500 0 0 XEROX CORP COM 984121103 831 82000 SH SOLE 82000 0 0 YAMANA GOLD INC COM 98462Y100 11 2600 SH SOLE 2600 0 0 YANDEX N V SHS CLASS A N97284108 105 5000 SH SOLE 5000 0 0 YINGLI GREEN ENERGY HLDG CO ADR NEW 98584B202 561 145000 SH SOLE 145000 0 0