0001649910-18-000001.txt : 20180209
0001649910-18-000001.hdr.sgml : 20180209
20180209103947
ACCESSION NUMBER: 0001649910-18-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
EFFECTIVENESS DATE: 20180209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Relative Value Partners Group, LLC
CENTRAL INDEX KEY: 0001649910
IRS NUMBER: 474067697
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16978
FILM NUMBER: 18589298
BUSINESS ADDRESS:
BUSINESS PHONE: 847-513-6300
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BLVD.
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001649910
XXXXXXXX
12-31-2017
12-31-2017
Relative Value Partners Group, LLC
1033 SKOKIE BLVD.
SUITE 470
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-16978
N
MAURY FERTIG
MANAGING MEMBER
847-513-6300
/s/ MAURY FERTIG
NORTHBROOK
IL
02-09-2018
0
126
901728
false
INFORMATION TABLE
2
rvp13f4q17.xml
ABERDEEN EMERGING MKTS SMALL
COM
00301T102
886
60947
SH
SOLE
60947
0
0
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
147
16294
SH
SOLE
16294
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
24743
1895979
SH
SOLE
1895979
0
0
ALPINE GLOBAL DYNAMIC DIVD FD
COM NEW
02082E205
235
21756
SH
SOLE
21756
0
0
ALPINE TOTAL DYNAMIC DIVID FD
COM SH BEN INT N
021060207
3076
324773
SH
SOLE
324773
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
8332
772198
SH
SOLE
772198
0
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
3651
346845
SH
SOLE
346845
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
1606
295227
SH
SOLE
295227
0
0
ARES CAP CORP
COM
04010L103
4399
279835
SH
SOLE
279835
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
2957
229228
SH
SOLE
229228
0
0
ARES DYNAMIC CR ALLOCATION
COM
04014F102
1040
63313
SH
SOLE
63313
0
0
BANK AMER CORP
COM
060505104
531
18000
SH
SOLE
18000
0
0
BANK OF THE OZARKS INC
COM
063904106
516
10660
SH
SOLE
10660
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
26591
1996284
SH
SOLE
1996284
0
0
BLACKROCK ENHANCED EQT DIV
COM
09251A104
3966
429663
SH
SOLE
429663
0
0
BLACKROCK ENHANCED GOVT FUND
COM
09255K108
2616
195230
SH
SOLE
195230
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
29664
2151101
SH
SOLE
2151101
0
0
BLACKROCK INCOME TR INC
COM
09247F100
888
143915
SH
SOLE
143915
0
0
BLACKROCK LTD DURATION INC
COM SHS
09249W101
4539
285625
SH
SOLE
285625
0
0
BLACKROCK NY MUNI INC QLTY
COM
09249U105
421
31995
SH
SOLE
31995
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
611
38902
SH
SOLE
38902
0
0
CHEVRON CORP
NEW COM
166764100
501
4000
SH
SOLE
4000
0
0
CISCO SYS INC
COM
17275R102
375
9800
SH
SOLE
9800
0
0
CITIGROUP INC
COM NEW
172967424
575
7728
SH
SOLE
7728
0
0
COLONY NORTHSTAR INC
CL A COM
19625W104
2579
226034
SH
SOLE
226034
0
0
DELAWARE ENHANCED GBL DIV & COM
COM
246060107
196
16173
SH
SOLE
16173
0
0
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
1388
92396
SH
SOLE
92396
0
0
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
16945
1914743
SH
SOLE
1914743
0
0
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
5534
444838
SH
SOLE
444838
0
0
EAGLE PT CR CO LLC
COM
269808101
864
45942
SH
SOLE
45942
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
405
27890
SH
SOLE
27890
0
0
EATON VANCE FLTING RATE INC
COM
278279104
10322
720286
SH
SOLE
720286
0
0
EATON VANCE LTD DUR INCOME
COM
27828H105
27491
2014002
SH
SOLE
2014002
0
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
2526
262348
SH
SOLE
262348
0
0
EATON VANCE SHORT DUR DIV IN
COM
27828V104
10055
700692
SH
SOLE
700692
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
122
10000
SH
SOLE
10000
0
0
ELLSWORTH GROWTH & INCOME FD
COM
289074106
398
42298
SH
SOLE
42298
0
0
EMERSON ELEC CO
COM
291011104
244
3500
SH
SOLE
3500
0
0
EQUITY COMWLTH
CUM PFD S D 6.5%
294628201
213
8103
SH
SOLE
8103
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
1845
60485
SH
SOLE
60485
0
0
EUROPEAN EQUITY FUND
COM
298768102
168
17022
SH
SOLE
17022
0
0
EXXON MOBIL CORP
COM
30231G102
436
5210
SH
SOLE
5210
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
12387
960270
SH
SOLE
960270
0
0
GDL FUND
COM SH BEN IT
361570104
29270
3008256
SH
SOLE
3008256
0
0
GENERAL AMERN INVS INC
COM
368802104
16832
489296
SH
SOLE
489296
0
0
GENERAL MTRS CO
COM
37045V100
415
10130
SH
SOLE
10130
0
0
GENWORTH FINL INC
COM CL A
37247D106
83
26650
SH
SOLE
26650
0
0
GRANITE PT MTG TR INC
COM
38741L107
2588
145865
SH
SOLE
145865
0
0
IHS MARKIT LTD
SHS
G47567105
472
10459
SH
SOLE
10459
0
0
INTEL CORP
COM
458140100
757
16400
SH
SOLE
16400
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
291
1900
SH
SOLE
1900
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
364
6081
SH
SOLE
6081
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
217
7298
SH
SOLE
7298
0
0
ISHARES TR
S&P 100 ETF
464287101
56200
473701
SH
SOLE
473701
0
0
ISHARES TR
US TREAS BD ETF
46429B267
35730
1424641
SH
SOLE
1424641
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
25370
499216
SH
SOLE
499216
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
14830
176869
SH
SOLE
176869
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
8729
71457
SH
SOLE
71457
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
3423
32428
SH
SOLE
32428
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
433
3792
SH
SOLE
3792
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
271
1774
SH
SOLE
1774
0
0
ISHARES TR
MSCI EAFE ETF
464287465
479
6807
SH
SOLE
6807
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
277
2500
SH
SOLE
2500
0
0
JOHNSON & JOHNSON
COM
478160104
715
5120
SH
SOLE
5120
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
448
16292
SH
SOLE
16292
0
0
LADDER CAP CORP
CL A
505743104
4164
305479
SH
SOLE
305479
0
0
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
212
11759
SH
SOLE
11759
0
0
LAZARD WORLD DIVID & INCOME
COM
521076109
144
12404
SH
SOLE
12404
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
12115
1923055
SH
SOLE
1923055
0
0
LILLY ELI & CO
COM
532457108
211
2500
SH
SOLE
2500
0
0
LOEWS CORP
COM
540424108
893
17840
SH
SOLE
17840
0
0
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
201
7778
SH
SOLE
7778
0
0
MERCK & CO INC
COM
58933Y105
253
4500
SH
SOLE
4500
0
0
MFA FINL INC
COM
55272X102
1396
176257
SH
SOLE
176257
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
21206
2500690
SH
SOLE
2500690
0
0
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
12948
2703081
SH
SOLE
2703081
0
0
MFS INTERMEDIATE INC TRUST
SH BEN INT
55273C107
12850
3096270
SH
SOLE
3096270
0
0
MICROSOFT CORP
COM
594918104
1071
12525
SH
SOLE
12525
0
0
NEW GERMANY FD INC
COM
644465106
382
19646
SH
SOLE
19646
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
3100
377153
SH
SOLE
377153
0
0
NUVEEN MORT OPP TERM FD 2
COM
67074R100
5152
217022
SH
SOLE
217022
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
33576
1359893
SH
SOLE
1359893
0
0
NUVEEN MULTI MKT INCOME FD
COM
67075J107
305
39977
SH
SOLE
39977
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
436
43076
SH
SOLE
43076
0
0
NUVEEN REAL ASSET INC & GROW
COM
67074Y105
16039
901076
SH
SOLE
901076
0
0
OAKTREE STRATEGIC INCOME COR
COM
67402D104
1115
132742
SH
SOLE
132742
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
4198
305973
SH
SOLE
305973
0
0
PENNANTPARK INVT CORP
COM
708062104
4394
635940
SH
SOLE
635940
0
0
PFIZER INC
COM
717081103
217
6000
SH
SOLE
6000
0
0
PIONEER FLOATING RATE TR
COM
72369J102
8026
699749
SH
SOLE
699749
0
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
32460
285790
SH
SOLE
285790
0
0
PROCTER AND GAMBLE CO
COM
742718109
368
4000
SH
SOLE
4000
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
506
41000
SH
SOLE
41000
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
6554
356605
SH
SOLE
356605
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
325
30068
SH
SOLE
30068
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
448
8500
SH
SOLE
8500
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
261
7746
SH
SOLE
7746
0
0
SPDR INDEX
SHS FDS EURO STOXX 50
78463X202
13502
331661
SH
SOLE
331661
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
10058
306168
SH
SOLE
306168
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
322
1206
SH
SOLE
1206
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
12666
267545
SH
SOLE
267545
0
0
SPECIAL OPPORTUNITIES FD INC
PFD CONV SE B
84741T302
27088
1047911
SH
SOLE
1047911
0
0
SPECIAL OPPORTUNITIES FUND INC
COM
84741T104
27911
1875706
SH
SOLE
1875706
0
0
TCP CAP CORP
COM
87238Q103
1003
65672
SH
SOLE
65672
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
33720
5744445
SH
SOLE
5744445
0
0
TEMPLETON EMERGING MKTS FD I
COM
880191101
11145
679139
SH
SOLE
679139
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
2309
112076
SH
SOLE
112076
0
0
TRI-CONTINENTAL CORP
COM
895436103
36675
1361348
SH
SOLE
1361348
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
2511
154457
SH
SOLE
154457
0
0
UNION PAC CORP
COM
907818108
268
2000
SH
SOLE
2000
0
0
UNUM GROUP
COM
91529Y106
316
5750
SH
SOLE
5750
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
264
11380
SH
SOLE
11380
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
8454
106881
SH
SOLE
106881
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
23294
169716
SH
SOLE
169716
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
4944
90357
SH
SOLE
90357
0
0
VANGUARD INTL EQUITY INDEX FD
FTSE EMR MKT ETF
922042858
368
8010
SH
SOLE
8010
0
0
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
23610
369267
SH
SOLE
369267
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
13994
84953
SH
SOLE
84953
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
5593
1103112
SH
SOLE
1103112
0
0
WAL-MART STORES INC
COM
931142103
435
4400
SH
SOLE
4400
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
2106
1608
SH
SOLE
1608
0
0
WESTERN ASSET VAR RT STRG FD
COM
957667108
14617
841530
SH
SOLE
841530
0
0
WILLIAMS COS INC DEL
COM
969457100
1592
52206
SH
SOLE
52206
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
394
14140
SH
SOLE
14140
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
21646
522466
SH
SOLE
522466
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
219
3693
SH
SOLE
3693
0
0