0001649910-18-000001.txt : 20180209 0001649910-18-000001.hdr.sgml : 20180209 20180209103947 ACCESSION NUMBER: 0001649910-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Relative Value Partners Group, LLC CENTRAL INDEX KEY: 0001649910 IRS NUMBER: 474067697 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16978 FILM NUMBER: 18589298 BUSINESS ADDRESS: BUSINESS PHONE: 847-513-6300 MAIL ADDRESS: STREET 1: 1033 SKOKIE BLVD. STREET 2: SUITE 470 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001649910 XXXXXXXX 12-31-2017 12-31-2017 Relative Value Partners Group, LLC
1033 SKOKIE BLVD. SUITE 470 NORTHBROOK IL 60062
13F HOLDINGS REPORT 028-16978 N
MAURY FERTIG MANAGING MEMBER 847-513-6300 /s/ MAURY FERTIG NORTHBROOK IL 02-09-2018 0 126 901728 false
INFORMATION TABLE 2 rvp13f4q17.xml ABERDEEN EMERGING MKTS SMALL COM 00301T102 886 60947 SH SOLE 60947 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 147 16294 SH SOLE 16294 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 24743 1895979 SH SOLE 1895979 0 0 ALPINE GLOBAL DYNAMIC DIVD FD COM NEW 02082E205 235 21756 SH SOLE 21756 0 0 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 021060207 3076 324773 SH SOLE 324773 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 8332 772198 SH SOLE 772198 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 3651 346845 SH SOLE 346845 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 1606 295227 SH SOLE 295227 0 0 ARES CAP CORP COM 04010L103 4399 279835 SH SOLE 279835 0 0 ARES COML REAL ESTATE CORP COM 04013V108 2957 229228 SH SOLE 229228 0 0 ARES DYNAMIC CR ALLOCATION COM 04014F102 1040 63313 SH SOLE 63313 0 0 BANK AMER CORP COM 060505104 531 18000 SH SOLE 18000 0 0 BANK OF THE OZARKS INC COM 063904106 516 10660 SH SOLE 10660 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 26591 1996284 SH SOLE 1996284 0 0 BLACKROCK ENHANCED EQT DIV COM 09251A104 3966 429663 SH SOLE 429663 0 0 BLACKROCK ENHANCED GOVT FUND COM 09255K108 2616 195230 SH SOLE 195230 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 29664 2151101 SH SOLE 2151101 0 0 BLACKROCK INCOME TR INC COM 09247F100 888 143915 SH SOLE 143915 0 0 BLACKROCK LTD DURATION INC COM SHS 09249W101 4539 285625 SH SOLE 285625 0 0 BLACKROCK NY MUNI INC QLTY COM 09249U105 421 31995 SH SOLE 31995 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 611 38902 SH SOLE 38902 0 0 CHEVRON CORP NEW COM 166764100 501 4000 SH SOLE 4000 0 0 CISCO SYS INC COM 17275R102 375 9800 SH SOLE 9800 0 0 CITIGROUP INC COM NEW 172967424 575 7728 SH SOLE 7728 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 2579 226034 SH SOLE 226034 0 0 DELAWARE ENHANCED GBL DIV & COM COM 246060107 196 16173 SH SOLE 16173 0 0 DEUTSCHE HIGH INCOME OPPORT COM 25158Y102 1388 92396 SH SOLE 92396 0 0 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 16945 1914743 SH SOLE 1914743 0 0 DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 5534 444838 SH SOLE 444838 0 0 EAGLE PT CR CO LLC COM 269808101 864 45942 SH SOLE 45942 0 0 EATON VANCE ENHANCED EQ INC COM 278274105 405 27890 SH SOLE 27890 0 0 EATON VANCE FLTING RATE INC COM 278279104 10322 720286 SH SOLE 720286 0 0 EATON VANCE LTD DUR INCOME COM 27828H105 27491 2014002 SH SOLE 2014002 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 2526 262348 SH SOLE 262348 0 0 EATON VANCE SHORT DUR DIV IN COM 27828V104 10055 700692 SH SOLE 700692 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 122 10000 SH SOLE 10000 0 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 398 42298 SH SOLE 42298 0 0 EMERSON ELEC CO COM 291011104 244 3500 SH SOLE 3500 0 0 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 213 8103 SH SOLE 8103 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 1845 60485 SH SOLE 60485 0 0 EUROPEAN EQUITY FUND COM 298768102 168 17022 SH SOLE 17022 0 0 EXXON MOBIL CORP COM 30231G102 436 5210 SH SOLE 5210 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 12387 960270 SH SOLE 960270 0 0 GDL FUND COM SH BEN IT 361570104 29270 3008256 SH SOLE 3008256 0 0 GENERAL AMERN INVS INC COM 368802104 16832 489296 SH SOLE 489296 0 0 GENERAL MTRS CO COM 37045V100 415 10130 SH SOLE 10130 0 0 GENWORTH FINL INC COM CL A 37247D106 83 26650 SH SOLE 26650 0 0 GRANITE PT MTG TR INC COM 38741L107 2588 145865 SH SOLE 145865 0 0 IHS MARKIT LTD SHS G47567105 472 10459 SH SOLE 10459 0 0 INTEL CORP COM 458140100 757 16400 SH SOLE 16400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 291 1900 SH SOLE 1900 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 364 6081 SH SOLE 6081 0 0 ISHARES TR HDG MSCI EAFE 46434V803 217 7298 SH SOLE 7298 0 0 ISHARES TR S&P 100 ETF 464287101 56200 473701 SH SOLE 473701 0 0 ISHARES TR US TREAS BD ETF 46429B267 35730 1424641 SH SOLE 1424641 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 25370 499216 SH SOLE 499216 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 14830 176869 SH SOLE 176869 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 8729 71457 SH SOLE 71457 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 3423 32428 SH SOLE 32428 0 0 ISHARES TR S&P 500 VAL ETF 464287408 433 3792 SH SOLE 3792 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 271 1774 SH SOLE 1774 0 0 ISHARES TR MSCI EAFE ETF 464287465 479 6807 SH SOLE 6807 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 277 2500 SH SOLE 2500 0 0 JOHNSON & JOHNSON COM 478160104 715 5120 SH SOLE 5120 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 448 16292 SH SOLE 16292 0 0 LADDER CAP CORP CL A 505743104 4164 305479 SH SOLE 305479 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 212 11759 SH SOLE 11759 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 144 12404 SH SOLE 12404 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 12115 1923055 SH SOLE 1923055 0 0 LILLY ELI & CO COM 532457108 211 2500 SH SOLE 2500 0 0 LOEWS CORP COM 540424108 893 17840 SH SOLE 17840 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 201 7778 SH SOLE 7778 0 0 MERCK & CO INC COM 58933Y105 253 4500 SH SOLE 4500 0 0 MFA FINL INC COM 55272X102 1396 176257 SH SOLE 176257 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 21206 2500690 SH SOLE 2500690 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 12948 2703081 SH SOLE 2703081 0 0 MFS INTERMEDIATE INC TRUST SH BEN INT 55273C107 12850 3096270 SH SOLE 3096270 0 0 MICROSOFT CORP COM 594918104 1071 12525 SH SOLE 12525 0 0 NEW GERMANY FD INC COM 644465106 382 19646 SH SOLE 19646 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 3100 377153 SH SOLE 377153 0 0 NUVEEN MORT OPP TERM FD 2 COM 67074R100 5152 217022 SH SOLE 217022 0 0 NUVEEN MTG OPPORTUNITY TERM COM 670735109 33576 1359893 SH SOLE 1359893 0 0 NUVEEN MULTI MKT INCOME FD COM 67075J107 305 39977 SH SOLE 39977 0 0 NUVEEN MUN VALUE FD INC COM 670928100 436 43076 SH SOLE 43076 0 0 NUVEEN REAL ASSET INC & GROW COM 67074Y105 16039 901076 SH SOLE 901076 0 0 OAKTREE STRATEGIC INCOME COR COM 67402D104 1115 132742 SH SOLE 132742 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 4198 305973 SH SOLE 305973 0 0 PENNANTPARK INVT CORP COM 708062104 4394 635940 SH SOLE 635940 0 0 PFIZER INC COM 717081103 217 6000 SH SOLE 6000 0 0 PIONEER FLOATING RATE TR COM 72369J102 8026 699749 SH SOLE 699749 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 32460 285790 SH SOLE 285790 0 0 PROCTER AND GAMBLE CO COM 742718109 368 4000 SH SOLE 4000 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 506 41000 SH SOLE 41000 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 6554 356605 SH SOLE 356605 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 325 30068 SH SOLE 30068 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 448 8500 SH SOLE 8500 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 261 7746 SH SOLE 7746 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 13502 331661 SH SOLE 331661 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 10058 306168 SH SOLE 306168 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 322 1206 SH SOLE 1206 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 12666 267545 SH SOLE 267545 0 0 SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 27088 1047911 SH SOLE 1047911 0 0 SPECIAL OPPORTUNITIES FUND INC COM 84741T104 27911 1875706 SH SOLE 1875706 0 0 TCP CAP CORP COM 87238Q103 1003 65672 SH SOLE 65672 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 33720 5744445 SH SOLE 5744445 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 11145 679139 SH SOLE 679139 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 2309 112076 SH SOLE 112076 0 0 TRI-CONTINENTAL CORP COM 895436103 36675 1361348 SH SOLE 1361348 0 0 TWO HBRS INVT CORP COM NEW 90187B408 2511 154457 SH SOLE 154457 0 0 UNION PAC CORP COM 907818108 268 2000 SH SOLE 2000 0 0 UNUM GROUP COM 91529Y106 316 5750 SH SOLE 5750 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 264 11380 SH SOLE 11380 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 8454 106881 SH SOLE 106881 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 23294 169716 SH SOLE 169716 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4944 90357 SH SOLE 90357 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 368 8010 SH SOLE 8010 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 23610 369267 SH SOLE 369267 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 13994 84953 SH SOLE 84953 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 5593 1103112 SH SOLE 1103112 0 0 WAL-MART STORES INC COM 931142103 435 4400 SH SOLE 4400 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 2106 1608 SH SOLE 1608 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 14617 841530 SH SOLE 841530 0 0 WILLIAMS COS INC DEL COM 969457100 1592 52206 SH SOLE 52206 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 394 14140 SH SOLE 14140 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 21646 522466 SH SOLE 522466 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 219 3693 SH SOLE 3693 0 0