0001649910-15-000004.txt : 20150813
0001649910-15-000004.hdr.sgml : 20150813
20150813121142
ACCESSION NUMBER: 0001649910-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Relative Value Partners Group, LLC
CENTRAL INDEX KEY: 0001649910
IRS NUMBER: 474067697
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16978
FILM NUMBER: 151049610
BUSINESS ADDRESS:
BUSINESS PHONE: 847-513-6300
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BLVD.
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001649910
XXXXXXXX
06-30-2015
06-30-2015
Relative Value Partners Group, LLC
1033 SKOKIE BLVD.
SUITE 470
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-16978
N
Maury Fertig
Managing Member
847-513-6300
/s/ Maury Fertig
Northbrook
IL
08-13-2015
0
117
855730
false
INFORMATION TABLE
2
rvp13f2q2015.xml
WESTERN ASSET VAR RT STRG FD
COM
957667108
29056
1760964
SH
SOLE
1760964
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
38196
2498104
SH
SOLE
2498104
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
28430
5520356
SH
SOLE
5520356
0
0
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
15540
2877690
SH
SOLE
2877690
0
0
EATON VANCE SH TM DR DIVR IN
COM
27828V104
19419
1402068
SH
SOLE
1402068
0
0
BLACKROCK DEFINED OPPRTY CR
COM
09255Q105
9007
674155
SH
SOLE
674155
0
0
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
31003
2395942
SH
SOLE
2395942
0
0
DIVERSIFIED REAL ASSET INC F
COM SHS
25533B108
25820
1472053
SH
SOLE
1472053
0
0
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
16575
965353
SH
SOLE
965353
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
28189
3328133
SH
SOLE
3328133
0
0
BLACKROCK ENHANCED GOVT FD I
COM
09255K108
7300
539528
SH
SOLE
539528
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
25973
5621813
SH
SOLE
5621813
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
21562
3552193
SH
SOLE
3552193
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
61664
4866960
SH
SOLE
4866960
0
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
30561
2827133
SH
SOLE
2827133
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
26281
5153118
SH
SOLE
5153118
0
0
ZWEIG FD
COM NEW
989834205
9578
651545
SH
SOLE
651545
0
0
TRI CONTL CORP
COM
895436103
40088
1891856
SH
SOLE
1891856
0
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
5699
367942
SH
SOLE
367942
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
36496
4573471
SH
SOLE
4573471
0
0
MADISON STRTG SECTOR PREM FD
COM
558268108
1536
131313
SH
SOLE
131313
0
0
ROYCE VALUE TR INC
COM
780910105
21051
1526571
SH
SOLE
1526571
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
31957
4295343
SH
SOLE
4295343
0
0
ELLSWORTH GROWTH & INCOME FD
COM
289074106
2099
237743
SH
SOLE
237743
0
0
NUVEEN SR INCOME FD
COM
67067Y104
4286
669679
SH
SOLE
669679
0
0
ISHARES TR
S&P 100 ETF
464287101
71499
787082
SH
SOLE
787082
0
0
POLONIA BACORP INC MD
COM
73158Q109
728
56000
SH
SOLE
56000
0
0
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
14818
1077707
SH
SOLE
1077707
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
15145
2633864
SH
SOLE
2633864
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
18749
1391941
SH
SOLE
1391941
0
0
NUVEEN MULTI MKT INCOME FD
COM
67075J107
784
108718
SH
SOLE
108718
0
0
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
2529
147466
SH
SOLE
147466
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
789
94906
SH
SOLE
94906
0
0
NUVEEN S&P 500 DYN OVERWRITE
COM
6706EW100
1879
137373
SH
SOLE
137373
0
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
1924
122010
SH
SOLE
122010
0
0
SARATOGA INVT CORP
COM NEW
80349A208
807
46976
SH
SOLE
46976
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
13027
1145699
SH
SOLE
1145699
0
0
BLACKROCK INCOME TR INC
COM
09247F100
3025
478691
SH
SOLE
478691
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1569
252662
SH
SOLE
252662
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
2625
157081
SH
SOLE
157081
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
3138
232105
SH
SOLE
232105
0
0
WHITEHORSE FIN INC
COM
96524V106
1136
89763
SH
SOLE
89763
0
0
ALLIANZGI EQUITY & CONV INCO
COM
018829101
2973
154040
SH
SOLE
154040
0
0
ALLIANCE NEW YORK MUN INC FD
COM
018714105
369
26233
SH
SOLE
26233
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
3192
297202
SH
SOLE
297202
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
1670
143356
SH
SOLE
143356
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
1084
78084
SH
SOLE
78084
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
3256
196381
SH
SOLE
196381
0
0
GENERAL AMERN INVS INC
COM
368802104
5131
147403
SH
SOLE
147403
0
0
WISDOMTREE TR
US DIVD GRT FD
97717X669
2630
84751
SH
SOLE
84751
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
1945
128412
SH
SOLE
128412
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
1023
89797
SH
SOLE
89797
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
1108
224656
SH
SOLE
224656
0
0
NUVEEN NY MUN VALUE FD
COM
67062M105
302
31108
SH
SOLE
31108
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
2355
273524
SH
SOLE
273524
0
0
EATON VANCE FLTG RATE INCOM
COM SHS BEN INT
278284104
238
14847
SH
SOLE
14847
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
2249
104409
SH
SOLE
104409
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
869
72145
SH
SOLE
72145
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
677
51560
SH
SOLE
51560
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
1684
79947
SH
SOLE
79947
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
9792
92173
SH
SOLE
92173
0
0
GDL FUND
COM SH BEN IT
361570104
252
24765
SH
SOLE
24765
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
29992
369091
SH
SOLE
369091
0
0
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
235
16125
SH
SOLE
16125
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
476
41000
SH
SOLE
41000
0
0
PENNANTPARK INVT CORP
COM
708062104
632
72028
SH
SOLE
72028
0
0
TRUPANION INC
COM
898202106
200
24243
SH
SOLE
24243
0
0
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
1112
81738
SH
SOLE
81738
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
100
22575
SH
SOLE
22575
0
0
NEW GERMANY FD INC
COM
644465106
196
12978
SH
SOLE
12978
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
6583
423048
SH
SOLE
423048
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
651
49541
SH
SOLE
49541
0
0
TCP CAP CORP
COM
87238Q103
436
28542
SH
SOLE
28542
0
0
NEW MTN FIN CORP
COM
647551100
481
33181
SH
SOLE
33181
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
30285
282985
SH
SOLE
282985
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
1037
107652
SH
SOLE
107652
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
471
28662
SH
SOLE
28662
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
154
11672
SH
SOLE
11672
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2242
126260
SH
SOLE
126260
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
246
8402
SH
SOLE
8402
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
787
28301
SH
SOLE
28301
0
0
HATTERAS FINL CORP
COM
41902R103
444
27263
SH
SOLE
27263
0
0
TWO HBRS INVT CORP
COM
90187B101
992
101865
SH
SOLE
101865
0
0
MFA FINL INC
COM
55272X102
727
98329
SH
SOLE
98329
0
0
ARES CAP CORP
COM
04010L103
1145
69562
SH
SOLE
69562
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
295
19540
SH
SOLE
19540
0
0
FS INVT CORP
COM
302635107
488
49605
SH
SOLE
49605
0
0
COLONY CAP INC
CL A
19624R106
502
22177
SH
SOLE
22177
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
165
18134
SH
SOLE
18134
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
304
21259
SH
SOLE
21259
0
0
TALMER BANCORP INC
COM
87482X101
189
11268
SH
SOLE
11268
0
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
140
16251
SH
SOLE
16251
0
0
MARKIT LTD
SHS
G58249106
641
25060
SH
SOLE
25060
0
0
BANK OF THE OZARKS INC
COM
063904106
488
10660
SH
SOLE
10660
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
365
9751
SH
SOLE
9751
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
348
8400
SH
SOLE
8400
0
0
LOEWS CORP
COM
540424108
687
17840
SH
SOLE
17840
0
0
UNUM GROUP
COM
91529Y106
206
5750
SH
SOLE
5750
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
202
1387
SH
SOLE
1387
0
0
ISHARES TR
MSCI EAFE ETF
464287465
664
5941
SH
SOLE
5941
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
225
2000
SH
SOLE
2000
0
0
ISHARES
MSCI JAPAN ETF
464286848
155
12089
SH
SOLE
12089
0
0
INTEL CORP
COM
458140100
627
20600
SH
SOLE
20600
0
0
CHEVRON CORP NEW
COM
166764100
538
5575
SH
SOLE
5575
0
0
CITIGROUP INC
COM NEW
172967424
442
8003
SH
SOLE
8003
0
0
MERCK & CO INC NEW
COM
58933Y105
370
6500
SH
SOLE
6500
0
0
LILLY ELI & CO
COM
532457108
209
2500
SH
SOLE
2500
0
0
PFIZER INC
COM
717081103
419
12500
SH
SOLE
12500
0
0
JOHNSON & JOHNSON
COM
478160104
499
5120
SH
SOLE
5120
0
0
MICROSOFT CORP
COM
594918104
619
14025
SH
SOLE
14025
0
0
CISCO SYS INC
COM
17275R102
242
8800
SH
SOLE
8800
0
0
BANK AMER CORP
COM
060505104
306
18000
SH
SOLE
18000
0
0
JPMORGAN CHASE & CO
COM
46625H100
339
5000
SH
SOLE
5000
0
0
GENERAL ELECTRIC CO
COM
369604103
334
12559
SH
SOLE
12559
0
0
PROCTER & GAMBLE CO
COM
742718109
235
3000
SH
SOLE
3000
0
0
EXXON MOBIL CORP
COM
30231G102
283
3402
SH
SOLE
3402
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
244
10263
SH
SOLE
10263
0
0