Chief Financial Officer

0000892712-16-001639.txt : 20160509 0000892712-16-001639.hdr.sgml : 20160509 20160509142509 ACCESSION NUMBER: 0000892712-16-001639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cleary Gull Holdings Inc. CENTRAL INDEX KEY: 0001649776 IRS NUMBER: 753003235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16964 FILM NUMBER: 161631113 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202-3590 BUSINESS PHONE: 414-291-4524 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202-3590 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001649776 XXXXXXXX 03-31-2016 03-31-2016 Cleary Gull Holdings Inc.

100 EAST WISCONSIN AVE. MILWAUKEE WI 53202-3590

13F HOLDINGS REPORT 028-16964 Y Cleary Gull Holdings Inc. is making this 13F filing as the parent holding company of Cleary Gull Inc. and Cleary Gull Advisors Inc. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control through share ownership. William Braun Chief Financial Officer 414-291-4524 /s/ William Braun Milwaukee WI 05-09-2016 2 116 147617 false 1 028-16881 Cleary Gull Inc. 2 Cleary Gull Advisors Inc. INFORMATION TABLE 2 cg_13f.xml 3M COMPANY COM 88579Y101 31 185 SH DFND 1 185 0 0 ABBVIE INC COM 00287Y109 29 500 SH DFND 1 500 0 0 AMERICAN EXPRESS COMPANY COM 025816109 18 300 SH DFND 1 300 0 0 APPLE INC COM 037833100 65 600 SH DFND 1 600 0 0 APPLE INC COM 037833100 146 1336 SH DFND 2 1336 0 0 AT&T INC COM 00206R102 0 0 SH DFND 1 0 0 0 AT&T INC COM 00206R102 139 3556 SH DFND 2 3556 0 0 BARCLAYS BK PLC ADR PFD SR 5 06739H362 105 4000 SH DFND 2 4000 0 0 BERKSHIRE HATHAWAY INC CL B 084670702 207 1460 SH DFND 1 1460 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 0 0 SH DFND 1 0 0 0 BLACKROCK CREDIT ALLOCATION INCOME TRUST IV COM 092508100 3336 266448 SH DFND 1 266448 0 0 BLACKROCK CREDIT ALLOCATION INCOME TRUST IV COM 092508100 695 55500 SH DFND 2 55500 0 0 BLACKROCK INC COM 09247X101 14 40 SH DFND 1 40 0 0 BROADCOM LTD SHS Y09827109 31 203 SH DFND 2 203 0 0 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230101 14 200 SH DFND 1 200 0 0 CANTEL MEDICAL CORP COM 138098108 5 73 SH DFND 2 73 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 11 1114 SH DFND 2 1114 0 0 CARDINAL HEALTH INC COM 14149Y108 11 135 SH DFND 1 135 0 0 CATERPILLAR INC COM 149123101 15 200 SH DFND 1 200 0 0 CELGENE CORP COM 151020104 9 90 SH DFND 1 90 0 0 CHEVRON CORPORATION COM 166764100 38 400 SH DFND 1 400 0 0 CISCO SYSTEMS INC COM 17275R102 23 800 SH DFND 1 800 0 0 COLUMBIA PIPELINE GROUP INC. COM 198280109 38 1500 SH DFND 1 1500 0 0 ETFS GOLD TR SHS 26922Y105 18 150 SH DFND 1 150 0 0 EXELON CORP COM 30161N101 0 7 SH DFND 1 7 0 0 EXXON MOBIL CORP COM 30231G102 17 200 SH DFND 1 200 0 0 FISERV INC COM 337738108 62 600 SH DFND 1 600 0 0 FORD MOTOR CO DEL COM PAR $0.01 345370860 15 1083 SH DFND 2 1083 0 0 GENERAL ELECTRIC CO COM 369604103 49 1551 SH DFND 2 1551 0 0 GILEAD SCIENCES INC COM 375558103 9 100 SH DFND 1 100 0 0 HENRY JACK & ASSOCIATES INC COM 426281101 338 4000 SH DFND 1 4000 0 0 INTEL CORP COM 458140100 27 850 SH DFND 1 850 0 0 ISHARES TR CORE S&P500 ETF 464287200 748 3620 SH DFND 1 3620 0 0 ISHARES TR IBOXX INV CP ETF 464287242 8 70 SH DFND 1 70 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 135 1163 SH DFND 1 1163 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 352 3191 SH DFND 1 3191 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 7 62 SH DFND 2 62 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 3 30 SH DFND 1 30 0 0 ISHARES TR MSCI EAFE ETF 464287465 16863 295012 SH DFND 1 295012 0 0 ISHARES TR MSCI EAFE ETF 464287465 1020 17850 SH DFND 2 17850 0 0 ISHARES TR RUS MID-CAP ETF 464287499 4457 27360 SH DFND 1 27360 0 0 ISHARES TR RUS MID-CAP ETF 464287499 701 4300 SH DFND 2 4300 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 385 3900 SH DFND 1 3900 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1353 13688 SH DFND 2 13688 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2108 21130 SH DFND 1 21130 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1503 15061 SH DFND 2 15061 0 0 ISHARES TR RUS 1000 ETF 464287622 20421 179026 SH DFND 1 179026 0 0 ISHARES TR RUS 1000 ETF 464287622 7393 64811 SH DFND 2 64811 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 245 2217 SH DFND 1 2217 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4 40 SH DFND 2 40 0 0 ISHARES TR MSCI ACWI EX US 464288240 6381 161616 SH DFND 1 161616 0 0 ISHARES TR MSCI ACWI EX US 464288240 514 13021 SH DFND 2 13021 0 0 ISHARES TR MSCI ACWI ETF 464288257 6 105 SH DFND 2 105 0 0 ISHARES TR JP MOR EM MK ETF 464288281 66 600 SH DFND 1 600 0 0 ISHARES TR NATIONAL MUN ETF 464288414 27 240 SH DFND 1 240 0 0 ISHARES TR IBOXX HI YD ETF 464288513 3 35 SH DFND 1 35 0 0 ISHARES TR MBS ETF 464288588 13 120 SH DFND 1 120 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 276 2465 SH DFND 1 2465 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 8 75 SH DFND 2 75 0 0 ISHARES TR INTERM CR BD ETF 464288638 19 172 SH DFND 1 172 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 15 140 SH DFND 1 140 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 5 40 SH DFND 1 40 0 0 ISHARES TR U.S. PFD STK ETF 464288687 2355 60350 SH DFND 1 60350 0 0 ISHARES TR U.S. PFD STK ETF 464288687 137 3500 SH DFND 2 3500 0 0 ISHARES TR USA MIN VOL ETF 46429B697 198 4500 SH DFND 1 4500 0 0 JOHNSON & JOHNSON COM 478160104 65 600 SH DFND 1 600 0 0 JOHNSON CONTROLS INC COM 478366107 33 850 SH DFND 1 850 0 0 JOHNSON CONTROLS INC COM 478366107 312 8000 SH DFND 2 8000 0 0 JP MORGAN CHASE & CO COM 46625H100 56 950 SH DFND 1 950 0 0 LOWES COMPANIES INC COM 548661107 34 450 SH DFND 1 450 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 0 0 SH DFND 1 0 0 0 MCDONALDS CORP COM 580135101 26 208 SH DFND 1 208 0 0 MICROSOFT CORP COM 594918104 35 625 SH DFND 1 625 0 0 MUELLER WATER PRODUCTS INC COM SER A 624758108 1 100 SH DFND 1 100 0 0 NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC COM 670984103 147 10000 SH DFND 1 10000 0 0 NUVEEN MUNICIPAL VALUE FUND INC COM 670928100 42 4000 SH DFND 1 4000 0 0 NUVEEN MUNICIPAL VALUE FUND INC COM 670928100 409 39000 SH DFND 2 39000 0 0 PEOPLES UTD FINL INC COM 712704105 38 2362 SH DFND 2 2362 0 0 PHILLIPS 66 COM 718546104 25 290 SH DFND 1 290 0 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 36179 1675742 SH DFND 1 1675742 0 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 4485 207757 SH DFND 2 207757 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13 120 SH DFND 1 120 0 0 PROCTER & GAMBLE CO COM 742718109 16 200 SH DFND 1 200 0 0 PROCTER & GAMBLE CO. COM 742718109 123 1500 SH DFND 2 1500 0 0 PUBLIC SERVICE ENTERPRISE GROUP INC. COM 744573106 2 42 SH DFND 1 42 0 0 REALITY INCOME CORP COM 756109104 0 1 SH DFND 1 1 0 0 REXNORD CORP COM 76169B102 1 50 SH DFND 1 50 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 8 175 SH DFND 1 175 0 0 RPM INTERNATIONAL INC COM 749685103 237 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM 806857108 22 300 SH DFND 1 300 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 10 200 SH DFND 1 200 0 0 SELECT SECTOR SPDR TRUST SBI INT-ENERGY 81369Y506 62 1000 SH DFND 1 1000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2425 11799 SH DFND 1 11799 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 942 3585 SH DFND 1 3585 0 0 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 615 26509 SH DFND 2 26509 0 0 STARBUCKS CORP COM 855244109 6 108 SH DFND 1 108 0 0 SYSCO CORP COM 871829107 0 0 SH DFND 1 0 0 0 TARGET CORP COM 87612E106 59 722 SH DFND 1 722 0 0 TIME INC COM 887228104 0 16 SH DFND 1 16 0 0 UNITED TECHNOLOGIES CORP COM 913017109 35 350 SH DFND 1 350 0 0 UNITEDHEALTH GROUP INC COM 91324P102 26 200 SH DFND 1 200 0 0 US BANCORP DEL COM NEW 902973304 32 800 SH DFND 1 800 0 0 VANGUARD INDEX FUNDS S&P 500 ETF SHS 922908363 1 5 SH DFND 1 5 0 0 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 16136 185215 SH DFND 1 185215 0 0 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 6662 76468 SH DFND 2 76468 0 0 VANGUARD INDEX FUNDS GROWTH ETF 922908736 266 2500 SH DFND 1 2500 0 0 VANGUARD INDEX FUNDS TOTAL STK MKT 922908769 3542 33796 SH DFND 1 33796 0 0 VANGUARD INTL EQUITY INDEX FUNDS GLB EX US ETF 922042676 107 2000 SH DFND 1 2000 0 0 VANGUARD INTL EQUITY INDEX FUNDS FTSE SMCAP ETF 922042718 81 868 SH DFND 1 868 0 0 VANGUARD INTL EQUITY INDEX FUNDS FTSE EMR MKT ETF 922042858 130 3751 SH DFND 1 3751 0 0 VANGUARD SPECIALIZED PORTFOLIOS DIV APP ETF 921908844 113 1385 SH DFND 1 1385 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 630 14020 SH DFND 1 14020 0 0 VANGUARD WORLD FUNDS ENERGY ETF 92204A306 0 1 SH DFND 1 1 0 0 WALT DISNEY CO HOLDING CO COM DISNEY 254687106 25 247 SH DFND 1 247 0 0 WISCONSIN ENERGY CORP COM 92939U106 39 650 SH DFND 1 650 0 0 WISCONSIN ENERGY CORP COM 92939U106 120 2000 SH DFND 2 2000 0 0