Vice President

0001649451-20-000002.txt : 20201109 0001649451-20-000002.hdr.sgml : 20201109 20201106181757 ACCESSION NUMBER: 0001649451-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201106 EFFECTIVENESS DATE: 20201109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KESTRA PRIVATE WEALTH SERVICES, LLC CENTRAL INDEX KEY: 0001649451 IRS NUMBER: 273523207 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20365 FILM NUMBER: 201295553 BUSINESS ADDRESS: STREET 1: 3570 CARMEL MOUNTAIN RD. SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 800-214-8341 MAIL ADDRESS: STREET 1: 3570 CARMEL MOUNTAIN RD. SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Washington Wealth Management, LLC DATE OF NAME CHANGE: 20150729 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001649451 XXXXXXXX 09-30-2020 09-30-2020 KESTRA PRIVATE WEALTH SERVICES, LLC

3570 CARMEL MOUNTAIN RD. SUITE 150 SAN DIEGO CA 92130

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816000 9600 SH SOLE 0 0 0 ING GROEP N.V. SPONSORED ADR 456837103 180000 25450 SH SOLE 0 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 653000 5265 SH SOLE 0 0 0 INPHI CORP COM 45772F107 270000 2409 SH SOLE 0 0 0 INTEL CORP COM 458140100 4959000 95932 SH SOLE 0 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1230000 12297 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1870000 15474 SH SOLE 0 0 0 INTERNATIONAL PAPER CO COM 460146103 387000 9542 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 404000 8000 SH SOLE 0 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 815000 55266 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 195000 13247 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 255000 3939 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 315000 7570 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 350000 12296 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 488000 18002 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 949000 28799 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1472000 67708 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3859000 156733 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 210000 894 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 389000 2863 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 735000 6802 SH SOLE 0 0 0 INVESCO LTD SHS G491BT108 298000 26149 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4931000 21853 SH SOLE 0 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 273000 19879 SH SOLE 0 0 0 IRON MTN INC NEW COM 46284V101 1770000 66077 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 405000 22488 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2132000 40382 SH SOLE 0 0 0 ISHARES SILVER TR ISHARES 46428Q109 1769000 81836 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2882000 21377 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 6007000 84655 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 3389000 53409 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 897000 7592 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 9263000 27017 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1802000 8311 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 3222000 42636 SH SOLE 0 0 0 ISHARES TR MSCI USA SMCP MN 46435G433 3149000 107767 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 4561000 19737 SH SOLE 0 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 7914000 64968 SH SOLE 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 9124000 143153 SH SOLE 0 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 206000 8019 SH SOLE 0 0 0 ISHARES TR IBONDS DEC2023 46435G318 237000 9000 SH SOLE 0 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 247000 2019 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 259000 3180 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 281000 3490 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 295000 6697 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 310000 3116 SH SOLE 0 0 0 ISHARES TR DOW JONES US ETF 464287846 366000 2196 SH SOLE 0 0 0 ISHARES TR CORE S&P US GWT 464287671 400000 5004 SH SOLE 0 0 0 ISHARES TR IBONDS DEC2022 46435G755 488000 18416 SH SOLE 0 0 0 ISHARES TR NORTH AMERN NAT 464287374 517000 26091 SH SOLE 0 0 0 ISHARES TR MICRO-CAP ETF 464288869 543000 6000 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 562000 5067 SH SOLE 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 631000 10807 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 672000 18427 SH SOLE 0 0 0 ISHARES TR MSCI CHINA ETF 46429B671 689000 9283 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 698000 8070 SH SOLE 0 0 0 ISHARES TR EXPND TEC SC ETF 464287549 728000 2355 SH SOLE 0 0 0 ISHARES TR BROAD USD HIGH 46435U853 775000 19648 SH SOLE 0 0 0 ISHARES TR US TREAS BD ETF 46429B267 807000 28821 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 849000 6272 SH SOLE 0 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 855000 6529 SH SOLE 0 0 0 ISHARES TR EXPANDED TECH 464287515 974000 3179 SH SOLE 0 0 0 ISHARES TR SHORT TREAS BD 464288679 1064000 9610 SH SOLE 0 0 0 ISHARES TR IBONDS DEC2021 46435G789 1077000 40382 SH SOLE 0 0 0 ISHARES TR MSCI USA VALUE 46432F388 1331000 18026 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1343000 9039 SH SOLE 0 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1440000 4834 SH SOLE 0 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 1529000 29663 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1544000 18068 SH SOLE 0 0 0 ISHARES TR MBS ETF 464288588 1566000 14183 SH SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1808000 11075 SH SOLE 0 0 0 ISHARES TR USD INV GRDE ETF 464288620 1957000 32192 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 2434000 19243 SH SOLE 0 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 2547000 46392 SH SOLE 0 0 0 ISHARES TR MSCI USA MMENTM 46432F396 2569000 17430 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2969000 49233 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4116000 21885 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 5697000 47644 SH SOLE 0 0 0 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 6184000 245090 SH SOLE 0 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 6378000 253309 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 6618000 161743 SH SOLE 0 0 0 ISHARES TR ULTR SH TRM BD 46434V878 6676000 131710 SH SOLE 0 0 0 ISHARES TR U.S. TECH ETF 464287721 230000 763 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF 464287481 305000 1766 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 978000 19250 SH SOLE 0 0 0 JD.COM INC SPON ADR CL A 47215P106 383000 4935 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 9920000 66630 SH SOLE 0 0 0 JOHNSON CTLS INTL PLC SHS G51502105 386000 9438 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 9557000 99275 SH SOLE 0 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 62000 10000 SH SOLE 0 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 51000 12693 SH SOLE 0 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 253000 62786 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 2333000 15803 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 465000 37714 SH SOLE 0 0 0 KKR & CO INC COM 48251W104 348000 10130 SH SOLE 0 0 0 KLA CORP COM NEW 482480100 748000 3860 SH SOLE 0 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 476000 10089 SH SOLE 0 0 0 KRAFT HEINZ CO COM 500754106 409000 13645 SH SOLE 0 0 0 KRANESHARES TR QUADRTC INT RT 500767736 755000 27538 SH SOLE 0 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 440000 2591 SH SOLE 0 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 234000 1241 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 275000 828 SH SOLE 0 0 0 LEIDOS HOLDINGS INC COM 525327102 642000 7201 SH SOLE 0 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 442000 73616 SH SOLE 0 0 0 LILLY ELI & CO COM 532457108 2326000 15713 SH SOLE 0 0 0 LINDE PLC SHS G5494J103 555000 2332 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 8512000 22209 SH SOLE 0 0 0 LOEWS CORP COM 540424108 279000 8025 SH SOLE 0 0 0 LOWES COS INC COM 548661107 3158000 19040 SH SOLE 0 0 0 LULULEMON ATHLETICA INC COM 550021109 1183000 3591 SH SOLE 0 0 0 LUMEN TECHNOLOGIES INC COM 156700106 109000 10823 SH SOLE 0 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 761000 22243 SH SOLE 0 0 0 MAGNA INTL INC COM 559222401 945000 20654 SH SOLE 0 0 0 MAINSTAY MACKAY DEFINDTRM MU COM 56064K100 219000 10588 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 230000 7842 SH SOLE 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 397000 3464 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4879000 14426 SH SOLE 0 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 211000 3120 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 6857000 31242 SH SOLE 0 0 0 MCEWEN MNG INC COM 58039P107 22000 21000 SH SOLE 0 0 0 MCKESSON CORP COM 58155Q103 202000 1358 SH SOLE 0 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 276000 15677 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 2780000 26753 SH SOLE 0 0 0 MERCK & CO. INC COM 58933Y105 7018000 84602 SH SOLE 0 0 0 MERCURY GENL CORP NEW COM 589400100 269000 6491 SH SOLE 0 0 0 METLIFE INC COM 59156R108 1054000 28374 SH SOLE 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 288000 13250 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 612000 5956 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 811000 17273 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 26977000 128359 SH SOLE 0 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 138000 10694 SH SOLE 0 0 0 MODERNA INC COM 60770K107 406000 5735 SH SOLE 0 0 0 MOMO INC ADR 60879B107 264000 19169 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 993000 17301 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 485000 10035 SH SOLE 0 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 61000 11000 SH SOLE 0 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 244000 1556 SH SOLE 0 0 0 NABRIVA THERAPEUTICS PLC SHS G63637105 343000 643800 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 5245000 10534 SH SOLE 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 140000 17662 SH SOLE 0 0 0 NEW YORK TIMES CO CL A 650111107 214000 5000 SH SOLE 0 0 0 NEWELL BRANDS INC COM 651229106 247000 14379 SH SOLE 0 0 0 NEWMONT CORP COM 651639106 336000 5289 SH SOLE 0 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 13245000 1535157 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 3044000 10964 SH SOLE 0 0 0 NIKE INC CL B 654106103 6667000 53102 SH SOLE 0 0 0 NIO INC SPON ADS 62914V106 1126000 52800 SH SOLE 0 0 0 NOKIA CORP SPONSORED ADR 654902204 111000 28306 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM 655844108 1189000 4384 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 5046000 15996 SH SOLE 0 0 0 NOVARTIS AG SPONSORED ADR 66987V109 468000 5384 SH SOLE 0 0 0 NOVO-NORDISK A S ADR 670100205 222000 3194 SH SOLE 0 0 0 NUCOR CORP COM 670346105 217000 4830 SH SOLE 0 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 356000 22720 SH SOLE 0 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 230000 16057 SH SOLE 0 0 0 NUVEEN CORPORATE INCM NOVEME COM 67077N106 307000 34330 SH SOLE 0 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 568000 96169 SH SOLE 0 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 382000 26033 SH SOLE 0 0 0 NUVEEN PFD & INCOME TERM FD COM 67075A106 357000 16229 SH SOLE 0 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 229000 20272 SH SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 7051000 13028 SH SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 246000 1967 SH SOLE 0 0 0 OCCIDENTAL PETE CORP COM 674599105 138000 13794 SH SOLE 0 0 0 OPKO HEALTH INC COM 68375N103 62000 16800 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 1118000 18736 SH SOLE 0 0 0 ORCHID IS CAP INC COM 68571X103 61000 12200 SH SOLE 0 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 479000 1038 SH SOLE 0 0 0 ORION ENERGY SYSTEMS INC COM 686275108 98000 13000 SH SOLE 0 0 0 OSI ETF TR OSHARES US QUALT 67110P407 253000 6967 SH SOLE 0 0 0 OSI ETF TR OSHARES EUR QLT 67110P506 2098000 16014 SH SOLE 0 0 0 OTIS WORLDWIDE CORP COM 68902V107 219000 3514 SH SOLE 0 0 0 OVERSTOCK COM INC DEL COM 690370101 1473000 20270 SH SOLE 0 0 0 OXFORD LANE CAP CORP COM 691543102 927000 210621 SH SOLE 0 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 746000 25248 SH SOLE 0 0 0 PACER FDS TR TRENDP 100 ETF 69374H303 697000 14487 SH SOLE 0 0 0 PACER FDS TR TRENDP US MID CP 69374H204 360000 13201 SH SOLE 0 0 0 PACIFIC PREMIER BANCORP COM 69478X105 374000 18551 SH SOLE 0 0 0 PACKAGING CORP AMER COM 695156109 233000 2136 SH SOLE 0 0 0 PALO ALTO NETWORKS INC COM 697435105 1107000 4521 SH SOLE 0 0 0 PAYCHEX INC COM 704326107 539000 6760 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 2278000 11563 SH SOLE 0 0 0 PCM FD INC COM 69323T101 169000 16677 SH SOLE 0 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 637000 6417 SH SOLE 0 0 0 PEMBINA PIPELINE CORP COM 706327103 436000 20531 SH SOLE 0 0 0 PENN NATL GAMING INC COM 707569109 1516000 20848 SH SOLE 0 0 0 PEPSICO INC COM 713448108 4927000 35519 SH SOLE 0 0 0 PFIZER INC COM 717081103 6004000 163617 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 795000 10601 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 701000 13515 SH SOLE 0 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 904000 50539 SH SOLE 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 739000 7251 SH SOLE 0 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 201000 36660 SH SOLE 0 0 0 PING IDENTITY HLDG CORP COM 72341T103 2021000 64759 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 753000 6850 SH SOLE 0 0 0 PPG INDS INC COM 693506107 634000 5191 SH SOLE 0 0 0 PPL CORP COM 69351T106 330000 12117 SH SOLE 0 0 0 PRIMERICA INC COM 74164M108 267000 2359 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 9846000 70841 SH SOLE 0 0 0 PROLOGIS INC. COM 74340W103 929000 9233 SH SOLE 0 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 1438000 19930 SH SOLE 0 0 0 PROSHARES TR S&P MDCP 400 DIV 74347B680 209000 3932 SH SOLE 0 0 0 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 252000 250000 SH SOLE 0 0 0 PROSPECT CAP CORP COM 74348T102 1005000 199805 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1085000 19746 SH SOLE 0 0 0 PULTE GROUP INC COM 745867101 240000 5183 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 3932000 33408 SH SOLE 0 0 0 QUANTA SVCS INC COM 74762E102 210000 3975 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1344000 23359 SH SOLE 0 0 0 RED ROCK RESORTS INC CL A 75700L108 415000 24250 SH SOLE 0 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 539000 10090 SH SOLE 0 0 0 RENT A CTR INC NEW COM 76009N100 220000 7350 SH SOLE 0 0 0 RESMED INC COM 761152107 1088000 6349 SH SOLE 0 0 0 RIO TINTO PLC SPONSORED ADR 767204100 662000 10967 SH SOLE 0 0 0 ROCKET COS INC COM CL A 77311W101 589000 29535 SH SOLE 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 280000 1270 SH SOLE 0 0 0 ROKU INC COM CL A 77543R102 581000 3078 SH SOLE 0 0 0 ROPER TECHNOLOGIES INC COM 776696106 263000 665 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 163000 12859 SH SOLE 0 0 0 RPM INTL INC COM 749685103 443000 5346 SH SOLE 0 0 0 S&P GLOBAL INC COM 78409V104 212000 588 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 4992000 19862 SH SOLE 0 0 0 SANOFI SPONSORED ADR 80105N105 550000 10957 SH SOLE 0 0 0 SCHWAB CHARLES CORP COM 808513105 249000 6874 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 554000 8116 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 861000 10808 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 927000 15047 SH SOLE 0 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 257000 22434 SH SOLE 0 0 0 SCULPTOR CAP MGMT COM CL A 811246107 125000 10638 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 318000 4125 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 345000 5814 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 458000 7199 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 692000 23051 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 749000 7105 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1284000 8736 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1415000 22266 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1942000 80673 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2461000 41622 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2991000 25627 SH SOLE 0 0 0 SERVICENOW INC COM 81762P102 505000 1042 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 530000 760 SH SOLE 0 0 0 SHOPIFY INC CL A 82509L107 2504000 2448 SH SOLE 0 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 927000 34242 SH SOLE 0 0 0 SNAP INC CL A 83304A106 247000 9470 SH SOLE 0 0 0 SOLITARIO ZINC CORP COM 8342EP107 4000 10000 SH SOLE 0 0 0 SONY CORP SPONSORED ADR 835699307 211000 2745 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 665000 12272 SH SOLE 0 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 3931000 84458 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 1684000 44915 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 525000 1891 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 10417000 58744 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7150000 21256 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 318000 937 SH SOLE 0 0 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 207000 6222 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 210000 6440 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 292000 2797 SH SOLE 0 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 441000 10632 SH SOLE 0 0 0 SPDR SER TR BLOMBERG 1 10 YR 78468R861 702000 33850 SH SOLE 0 0 0 SPDR SER TR S&P BIOTECH 78464A870 934000 8461 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1974000 21359 SH SOLE 0 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 2968000 96179 SH SOLE 0 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 3212000 46622 SH SOLE 0 0 0 SPROUT SOCIAL INC COM CL A 85209W109 302000 7837 SH SOLE 0 0 0 SQUARE INC CL A 852234103 2099000 12910 SH SOLE 0 0 0 STANLEY BLACK & DECKER INC COM 854502101 275000 1698 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 4056000 47205 SH SOLE 0 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 221000 7200 SH SOLE 0 0 0 STONE HBR EMERGING MKTS INCO COM 86164T107 425000 65592 SH SOLE 0 0 0 STONECO LTD COM CL A G85158106 1272000 24050 SH SOLE 0 0 0 STORE CAP CORP COM 862121100 204000 7435 SH SOLE 0 0 0 STRYKER CORPORATION COM 863667101 991000 4754 SH SOLE 0 0 0 SYSCO CORP COM 871829107 427000 6866 SH SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1111000 13700 SH SOLE 0 0 0 TANZANIAN GOLD CORP COM 87601A107 19000 27200 SH SOLE 0 0 0 TARGET CORP COM 87612E106 2277000 14463 SH SOLE 0 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 561000 32027 SH SOLE 0 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 392000 27376 SH SOLE 0 0 0 TELADOC HEALTH INC COM 87918A105 499000 2276 SH SOLE 0 0 0 TELEFONICA S A SPONSORED ADR 879382208 95000 27731 SH SOLE 0 0 0 TELUS CORPORATION COM 87971M103 465000 26389 SH SOLE 0 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 90000 12097 SH SOLE 0 0 0 TESLA INC COM 88160R101 5646000 13160 SH SOLE 0 0 0 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 702000 44299 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 171000 18964 SH SOLE 0 0 0 TEXAS INSTRS INC COM 882508104 1070000 7494 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1012000 2293 SH SOLE 0 0 0 TIMBERLAND BANCORP INC COM 887098101 1923000 106811 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 1012000 18198 SH SOLE 0 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 192000 22482 SH SOLE 0 0 0 TOTAL SE SPONSORED ADS 89151E109 229000 6681 SH SOLE 0 0 0 TRACTOR SUPPLY CO COM 892356106 1059000 7389 SH SOLE 0 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 444000 3662 SH SOLE 0 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 65000 13074 SH SOLE 0 0 0 TRUIST FINL CORP COM 89832Q109 981000 25781 SH SOLE 0 0 0 TWILIO INC CL A 90138F102 2471000 10000 SH SOLE 0 0 0 TWITTER INC COM 90184L102 1720000 38640 SH SOLE 0 0 0 TWO HBRS INVT CORP COM NEW 90187B408 125000 24525 SH SOLE 0 0 0 U S CONCRETE INC COM 90333L201 492000 16950 SH SOLE 0 0 0 U S GLOBAL INVS INC CL A 902952100 65000 27287 SH SOLE 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 637000 17453 SH SOLE 0 0 0 UMPQUA HLDGS CORP COM 904214103 103000 10462 SH SOLE 0 0 0 UNILEVER N V N Y SHS NEW 904784709 807000 13369 SH SOLE 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 496000 8036 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 4172000 21190 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 6072000 36436 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3251000 10426 SH SOLE 0 0 0 URANIUM ENERGY CORP COM 916896103 11000 11000 SH SOLE 0 0 0 US BANCORP DEL COM NEW 902973304 761000 21225 SH SOLE 0 0 0 V F CORP COM 918204108 255000 3624 SH SOLE 0 0 0 VALERO ENERGY CORP COM 91913Y100 490000 11538 SH SOLE 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1082000 27649 SH SOLE 0 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 152000 12494 SH SOLE 0 0 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 309000 10000 SH SOLE 0 0 0 VANECK VECTORS ETF TR RETAIL ETF 92189F684 582000 3969 SH SOLE 0 0 0 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 726000 14151 SH SOLE 0 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 886000 5179 SH SOLE 0 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 213000 1902 SH SOLE 0 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 301000 3219 SH SOLE 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 711000 8058 SH SOLE 0 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 7866000 94714 SH SOLE 0 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 808000 14053 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7445000 43750 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 937000 5992 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1388000 13694 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1530000 9950 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1782000 13916 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1909000 18111 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1944000 8541 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2089000 11851 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2810000 35239 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9359000 30527 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 389000 8003 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 425000 5267 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 432000 9984 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 267000 2573 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 514000 9464 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 627000 6805 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 793000 5017 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 827000 8630 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1496000 24086 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1517000 21522 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3373000 40707 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4622000 35924 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 511000 9796 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1551000 37933 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 550000 10566 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1234000 15248 SH SOLE 0 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 1330000 8035 SH SOLE 0 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 218000 3731 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 299000 1466 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 980000 3147 SH SOLE 0 0 0 VENTAS INC COM 92276F100 509000 12122 SH SOLE 0 0 0 VEREIT INC COM 92339V100 185000 28516 SH SOLE 0 0 0 VERISK ANALYTICS INC COM 92345Y106 302000 1632 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 10299000 173029 SH SOLE 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 224000 825 SH SOLE 0 0 0 VERU INC COM 92536C103 1592000 607586 SH SOLE 0 0 0 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 336000 7083 SH SOLE 0 0 0 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 115000 14656 SH SOLE 0 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 191000 17675 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 12534000 62654 SH SOLE 0 0 0 VMWARE INC CL A COM 928563402 749000 5213 SH SOLE 0 0 0 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 117000 14750 SH SOLE 0 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 345000 69651 SH SOLE 0 0 0 VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 93000 20955 SH SOLE 0 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 46000 19000 SH SOLE 0 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 300000 68181 SH SOLE 0 0 0 WALMART INC COM 931142103 4433000 31682 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 1838000 16236 SH SOLE 0 0 0 WEC ENERGY GROUP INC COM 92939U106 1529000 15782 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 1792000 77896 SH SOLE 0 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 80000 10966 SH SOLE 0 0 0 WELLTOWER INC COM 95040Q104 434000 7886 SH SOLE 0 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 161000 13072 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOME FD COM 95766J102 94000 14692 SH SOLE 0 0 0 WESTERN ASSET MTG DEFINED OP COM 95790B109 1768000 134768 SH SOLE 0 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 34000 20976 SH SOLE 0 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 322000 11282 SH SOLE 0 0 0 WILLIAMS COS INC COM 969457100 307000 15608 SH SOLE 0 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 67000 14156 SH SOLE 0 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 800000 31851 SH SOLE 0 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 403000 9421 SH SOLE 0 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 424000 8547 SH SOLE 0 0 0 WORKDAY INC CL A 98138H101 652000 3032 SH SOLE 0 0 0 WORKHORSE GROUP INC COM NEW 98138J206 286000 11300 SH SOLE 0 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 990000 52674 SH SOLE 0 0 0 WP CAREY INC COM 92936U109 355000 5447 SH SOLE 0 0 0 WYNN RESORTS LTD COM 983134107 297000 4134 SH SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 1075000 15579 SH SOLE 0 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 80000 13550 SH SOLE 0 0 0 YETI HLDGS INC COM 98585X104 896000 19775 SH SOLE 0 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 55000 14000 SH SOLE 0 0 0 YUM BRANDS INC COM 988498101 1035000 11327 SH SOLE 0 0 0 ZOETIS INC CL A 98978V103 2832000 17126 SH SOLE 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1218000 2541 SH SOLE 0 0 0 ZSCALER INC COM 98980G102 240000 1705 SH SOLE 0 0 0 ZYNGA INC CL A 98986T108 531000 58177 SH SOLE 0 0 0