0001649338-16-000031.txt : 20160316
0001649338-16-000031.hdr.sgml : 20160316
20160316182520
ACCESSION NUMBER: 0001649338-16-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160314
FILED AS OF DATE: 20160316
DATE AS OF CHANGE: 20160316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadcom Ltd
CENTRAL INDEX KEY: 0001649338
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: 65-6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
FORMER COMPANY:
FORMER CONFORMED NAME: Pavonia Ltd
DATE OF NAME CHANGE: 20150728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ingram Bryan
CENTRAL INDEX KEY: 0001469468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37690
FILM NUMBER: 161510770
MAIL ADDRESS:
STREET 1: C/O AVAGO TECHNOLOGIES LIMITED
STREET 2: 350 WEST TRIMBLE ROAD, BLDG. 90
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_145816710941921.xml
FORM 4
X0306
4
2016-03-14
0
0001649338
Broadcom Ltd
AVGO
0001469468
Ingram Bryan
C/O AVAGO TECHNOLOGIES US INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
0
1
0
0
SVP & GM, Wireless Semicon Div
Ordinary Shares, no par value
2016-03-14
4
M
0
6667
35.45
A
106475
D
Ordinary Shares, no par value
2016-03-14
4
M
0
20000
62.02
A
126475
D
Ordinary Shares, no par value
2016-03-14
4
S
0
26667
147.34
D
99808
D
Stock Option (Right to Buy)
35.45
2016-03-14
4
M
0
6667
0
D
2020-03-11
Ordinary Shares, no par value
6667.0
33333
D
Stock Option (Right to Buy)
62.02
2016-03-14
4
M
0
20000
0
D
2021-03-10
Ordinary Shares, no par value
20000.0
172000
D
Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Includes 90,166 Restricted Share Units.
Transaction executed in multiple trades at prices ranging from $147.15 to $147.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Plan"). The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 12, 2017. The exercisability requirements for the Option have been met.
Option granted pursuant to the 2009 Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 11, 2018. The exercisability requirements for the Option have been met.
/s/ Patricia McCall, Attorney-in-Fact for Bryan Ingram
2016-03-16