0001649338-16-000031.txt : 20160316 0001649338-16-000031.hdr.sgml : 20160316 20160316182520 ACCESSION NUMBER: 0001649338-16-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Broadcom Ltd CENTRAL INDEX KEY: 0001649338 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 BUSINESS PHONE: 65-6755-7888 MAIL ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 FORMER COMPANY: FORMER CONFORMED NAME: Pavonia Ltd DATE OF NAME CHANGE: 20150728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ingram Bryan CENTRAL INDEX KEY: 0001469468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37690 FILM NUMBER: 161510770 MAIL ADDRESS: STREET 1: C/O AVAGO TECHNOLOGIES LIMITED STREET 2: 350 WEST TRIMBLE ROAD, BLDG. 90 CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_145816710941921.xml FORM 4 X0306 4 2016-03-14 0 0001649338 Broadcom Ltd AVGO 0001469468 Ingram Bryan C/O AVAGO TECHNOLOGIES US INC. 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 SVP & GM, Wireless Semicon Div Ordinary Shares, no par value 2016-03-14 4 M 0 6667 35.45 A 106475 D Ordinary Shares, no par value 2016-03-14 4 M 0 20000 62.02 A 126475 D Ordinary Shares, no par value 2016-03-14 4 S 0 26667 147.34 D 99808 D Stock Option (Right to Buy) 35.45 2016-03-14 4 M 0 6667 0 D 2020-03-11 Ordinary Shares, no par value 6667.0 33333 D Stock Option (Right to Buy) 62.02 2016-03-14 4 M 0 20000 0 D 2021-03-10 Ordinary Shares, no par value 20000.0 172000 D Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Includes 90,166 Restricted Share Units. Transaction executed in multiple trades at prices ranging from $147.15 to $147.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Plan"). The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 12, 2017. The exercisability requirements for the Option have been met. Option granted pursuant to the 2009 Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 11, 2018. The exercisability requirements for the Option have been met. /s/ Patricia McCall, Attorney-in-Fact for Bryan Ingram 2016-03-16