SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the Month of March 2017
Commission File Number: 001-37710
HUTCHISON CHINA MEDITECH LIMITED
(Translation of registrant’s name into English)
22/F, Hutchison House, 10 Harcourt Road, Hong Kong
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
HUTCHISON CHINA MEDITECH LIMITED
Form 6-K
EXHIBIT INDEX
Exhibit No. |
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Description |
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Exhibit 99.1 |
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Announcement relating to directors’ share dealing |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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HUTCHISON CHINA MEDITECH LIMITED |
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By: |
/s/ Johnny Cheng |
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Name: |
Johnny Cheng |
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Title: |
Chief Financial Officer |
Date: March 20, 2017
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Exhibit 99.1
Directors’ Share Dealing
London: Monday, March 20, 2017: Hutchison China MediTech Limited (“Chi-Med”) (AIM/Nasdaq: HCM) has received notifications that:-
1. |
Mr Paul Carter, Independent Non-executive Director, purchased a total of 2,800 ordinary shares of US$1.00 each in the capital of Chi-Med ("Ordinary Shares") at a price of GBP26.37 per share on March 15, 2017; |
2. |
Dr Dan Eldar, Non-executive Director, purchased a total of 6,225 American Depositary Shares of the Company (“ADSs”, each representing one half of one Ordinary Share) at an average price of US$16.85 per ADS on March 15, 2017; |
3. |
Dr Karen Ferrante, Independent Non-executive Director, purchased a total of 2,540 ADSs at an average price of US$19.77 per ADS on March 16, 2017; and |
4. |
Ms Edith Shih, Non-executive Director and Company Secretary, purchased a total of 10,000 ADSs at an average price of US$19.10 per ADS on March 16, 2017. |
Following the above purchases, Mr Carter is interested in 2,800 Ordinary Shares, representing approximately 0.005% of the current issued share capital of Chi-Med; Dr Eldar is interested in 6,225 ADSs, representing approximately 0.005% of the current issued share capital of Chi-Med; Dr Ferrante is interested in 2,540 ADSs, representing approximately 0.002% of the current issued share capital of Chi-Med; and Ms Shih is interested in 50,741 ADSs and 60,000 Ordinary Shares, representing approximately 0.14% of the current issued share capital of Chi-Med.
The notifications set out below are provided in accordance with the requirements of the EU Market Abuse Regulation.
1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Mr Paul Carter |
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Reason for the notification |
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a) |
Position/status |
Independent Non-executive Director |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Hutchison China MediTech Limited |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument |
Ordinary Share of US$1.00 each |
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Identification code |
DI ISIN: KYG4672N1016
ADS ISIN: US44842L1035 |
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b) |
Nature of the transaction |
Acquisition of 2,800 Ordinary Shares on March 15, 2017 at a price of GBP26.37 per share |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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GBP26.37 |
2,800 |
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d) |
Aggregated information |
N/A |
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— Aggregated volume |
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— Price |
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e) |
Date of the transaction |
2017-03-15 |
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f) |
Place of the transaction |
London Stock Exchange (XLON)
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Dr Dan Eldar |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-executive Director |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Hutchison China MediTech Limited |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument |
ADS each representing one half of one Ordinary Share of US$1.00 |
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Identification code |
ADS ISIN: US44842L1035 |
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b) |
Nature of the transaction |
Acquisition of 6,225 ADSs on March 15, 2017 at an average price of US$16.85 per ADS |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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US$16.51 |
3,220 |
US$17.19 |
2,600 |
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US$17.33 |
5 |
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US$17.16 |
100 |
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US$17.47 |
100 |
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US$17.48 |
200 |
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d) |
Aggregated information |
N/A |
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— Aggregated volume |
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— Price |
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e) |
Date of the transaction |
2017-03-15 |
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f) |
Place of the transaction |
Nasdaq Stock Market
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Dr Karen Ferrante |
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2 |
Reason for the notification |
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a) |
Position/status |
Independent Non-executive Director |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Hutchison China MediTech Limited |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument |
ADS each representing one half of one Ordinary Share of US$1.00 |
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Identification code |
ADS ISIN: US44842L1035 |
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b) |
Nature of the transaction |
Acquisition of 2,540 ADSs on March 16, 2017 at an average price of US$19.77 per ADS |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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US$19.76 |
1,100 |
US$19.84 |
668 |
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US$19.65 |
372 |
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US$19.85 |
200 |
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US$19.60 |
100 |
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US$19.84 |
100 |
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d) |
Aggregated information |
N/A |
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— Aggregated volume |
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— Price |
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e) |
Date of the transaction |
2017-03-16 |
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f) |
Place of the transaction |
Nasdaq Stock Market
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Ms Edith Shih |
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2 |
Reason for the notification |
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a) |
Position/status |
Non-executive Director and Company Secretary |
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b) |
Initial notification/Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Hutchison China MediTech Limited |
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b) |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument |
ADS each representing one half of one Ordinary Share of US$1.00 |
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Identification code |
ADS ISIN: US44842L1035 |
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b) |
Nature of the transaction |
Acquisition of 10,000 ADSs on March 16, 2017 at an average price of US$19.10 per ADS |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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US$19.10 |
9,908 |
US$19.02 |
92 |
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d) |
Aggregated information |
N/A |
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— Aggregated volume |
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— Price |
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e) |
Date of the transaction |
2017-03-16 |
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f) |
Place of the transaction |
Nasdaq Stock Market
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About Chi-Med
Chi-Med is an innovative biopharmaceutical company which researches, develops, manufactures and sells pharmaceuticals and healthcare products. Its Innovation Platform, Hutchison MediPharma Limited, focuses on discovering and developing innovative therapeutics in oncology and autoimmune diseases for the global market. Its Commercial Platform manufactures, markets, and distributes prescription drugs and consumer health products in China.
Chi-Med is majority owned by the multinational conglomerate CK Hutchison Holdings Limited (SEHK: 0001). For more information, please visit: www.chi-med.com.
Contacts
Investor Enquiries |
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Christian Hogg, CEO |
+852 2121 8200 |
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U.K. & International Media Enquiries |
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Anthony Carlisle, |
+44 7973 611 888 (Mobile) |
anthony.carlisle@cdrconsultancy.co.uk |
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U.S. Based Media Enquiries |
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Brad Miles, BMC Communications |
+1 (917) 570 7340 (Mobile) |
bmiles@bmccommunications.com |
Susan Duffy, BMC Communications |
+1 (917) 499 8887 (Mobile) |
sduffy@bmccommunications.com |
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Investor Relations |
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Matt Beck, The Trout Group |
+1 (917) 415 1750 (Mobile) |
mbeck@troutgroup.com |
David Dible, |
+44 7967 566 919 (Mobile) |
david.dible@citigatedr.co.uk |
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Panmure Gordon (UK) Limited |
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Richard Gray / Andrew Potts |
+44 (20) 7886 2500 |
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