0001558370-17-001943.txt : 20170320 0001558370-17-001943.hdr.sgml : 20170320 20170320080447 ACCESSION NUMBER: 0001558370-17-001943 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170320 DATE AS OF CHANGE: 20170320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hutchison China MediTech Ltd CENTRAL INDEX KEY: 0001648257 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37710 FILM NUMBER: 17700093 BUSINESS ADDRESS: STREET 1: 22ND FLOOR HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2121-3888 MAIL ADDRESS: STREET 1: 22ND FLOOR HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD CITY: HONG KONG STATE: K3 ZIP: 00000 6-K 1 form6k.htm 6-K Form 6K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 6-K

 


 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of March 2017

 

Commission File Number: 001-37710

 


 

HUTCHISON CHINA MEDITECH LIMITED

(Translation of registrant’s name into English)

 


 

22/F, Hutchison House, 10 Harcourt Road, Hong Kong

(Address of principal executive offices)

 


 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20-F  ☒             Form 40-F  ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

 


 

HUTCHISON CHINA MEDITECH LIMITED

 

Form 6-K

 

EXHIBIT INDEX

 

Exhibit No.

    

Description

 

 

 

Exhibit 99.1 

 

Announcement relating to directors’ share dealing

2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

HUTCHISON CHINA MEDITECH LIMITED

 

 

 

 

 

 

 

By:

/s/ Johnny Cheng

 

Name:

Johnny Cheng

 

Title:

Chief Financial Officer

 

 

Date: March 20, 2017

3


EX-99.1 2 hcm_ex991.htm EX-99.1 hcm_Ex99_1

 

Exhibit 99.1

 

Picture 2

 

 

Directors’ Share Dealing

 

London: Monday, March 20, 2017:  Hutchison China MediTech Limited (“Chi-Med”) (AIM/Nasdaq: HCM) has received notifications that:-

 

1.

Mr Paul Carter, Independent Non-executive Director, purchased a total of 2,800 ordinary shares of US$1.00 each in the capital of Chi-Med ("Ordinary Shares") at a price of GBP26.37 per share on March 15, 2017;

 

2.

Dr Dan Eldar, Non-executive Director, purchased a total of 6,225 American Depositary Shares of the Company (“ADSs”, each representing one half of one Ordinary Share) at an average price of US$16.85 per ADS on March 15, 2017;

 

3.

Dr Karen Ferrante, Independent Non-executive Director, purchased a total of 2,540 ADSs at an average price of US$19.77 per ADS on March 16, 2017; and

 

4.

Ms Edith Shih, Non-executive Director and Company Secretary, purchased a total of 10,000 ADSs at an average price of US$19.10 per ADS on March 16, 2017.

 

Following the above purchases, Mr Carter is interested in 2,800 Ordinary Shares, representing approximately 0.005% of the current issued share capital of Chi-Med; Dr Eldar is interested in 6,225 ADSs, representing approximately 0.005% of the current issued share capital of Chi-Med; Dr Ferrante is interested in 2,540 ADSs, representing approximately 0.002% of the current issued share capital of Chi-Med; and Ms Shih is interested in 50,741 ADSs and 60,000 Ordinary Shares, representing approximately 0.14% of the current issued share capital of Chi-Med.

 


 

The notifications set out below are provided in accordance with the requirements of the EU Market Abuse Regulation. 

 

1

Details of the person discharging managerial responsibilities/person closely associated

 

 

 

a)

Name

Mr Paul Carter

2

Reason for the notification

 

 

 

a)

Position/status

Independent Non-executive Director

 

 

 

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

 

 

a)

Name

Hutchison China MediTech Limited

 

 

 

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Ordinary Share of US$1.00 each

Identification code

DI ISIN: KYG4672N1016

 

ADS ISIN: US44842L1035

 

 

 

 

 

b)

Nature of the transaction

Acquisition of 2,800 Ordinary Shares on March 15, 2017 at a price of GBP26.37 per share

 

 

 

 

 

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

 

 

GBP26.37

2,800

 

 

 

 

d)

Aggregated information

N/A

 

—  Aggregated volume

 

 

—  Price

 

 

 

 

 

 

 

e)

Date of the transaction

2017-03-15

 

 

 

 

 

 

f)

Place of the transaction

London Stock Exchange (XLON)

 

 


 

 

1

Details of the person discharging managerial responsibilities/person closely associated

 

 

 

a)

Name

Dr Dan Eldar

2

Reason for the notification

 

 

 

a)

Position/status

Non-executive Director

 

 

 

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

 

 

a)

Name

Hutchison China MediTech Limited

 

 

 

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

ADS each representing one half of one Ordinary Share of US$1.00

Identification code

ADS ISIN: US44842L1035

 

 

 

 

 

b)

Nature of the transaction

Acquisition of 6,225 ADSs on March 15, 2017 at an average price of US$16.85 per ADS

 

 

 

 

 

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

 

 

US$16.51

3,220

US$17.19

2,600

US$17.33

5

US$17.16

100

US$17.47

100

US$17.48

200

 

 

 

 

d)

Aggregated information

N/A

 

—  Aggregated volume

 

 

—  Price

 

 

 

 

 

 

 

e)

Date of the transaction

2017-03-15

 

 

 

 

 

 

f)

Place of the transaction

Nasdaq Stock Market

 

 


 

 

1

Details of the person discharging managerial responsibilities/person closely associated

 

 

 

a)

Name

Dr Karen Ferrante

2

Reason for the notification

 

 

 

a)

Position/status

Independent Non-executive Director

 

 

 

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

 

 

a)

Name

Hutchison China MediTech Limited

 

 

 

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

ADS each representing one half of one Ordinary Share of US$1.00

Identification code

ADS ISIN: US44842L1035

 

 

 

 

 

b)

Nature of the transaction

Acquisition of 2,540 ADSs on March 16, 2017 at an average price of US$19.77 per ADS

 

 

 

 

 

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

 

 

US$19.76

1,100

US$19.84

668

US$19.65

372

US$19.85

200

US$19.60

100

US$19.84

100

 

 

 

 

d)

Aggregated information

N/A

 

—  Aggregated volume

 

 

—  Price

 

 

 

 

 

 

 

e)

Date of the transaction

2017-03-16

 

 

 

 

 

 

f)

Place of the transaction

Nasdaq Stock Market 

 

 


 

 

1

Details of the person discharging managerial responsibilities/person closely associated

 

 

 

a)

Name

Ms Edith Shih

2

Reason for the notification

 

 

 

a)

Position/status

Non-executive Director and Company Secretary

 

 

 

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

 

 

a)

Name

Hutchison China MediTech Limited

 

 

 

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

ADS each representing one half of one Ordinary Share of US$1.00

Identification code

ADS ISIN: US44842L1035

 

 

 

 

 

b)

Nature of the transaction

Acquisition of 10,000 ADSs on March 16, 2017 at an average price of US$19.10 per ADS

 

 

 

 

 

 

c)

Price(s) and volume(s)

Price(s)

Volume(s)

 

 

US$19.10

9,908

US$19.02

92

 

 

 

 

d)

Aggregated information

N/A

 

—  Aggregated volume

 

 

—  Price

 

 

 

 

 

 

 

e)

Date of the transaction

2017-03-16

 

 

 

 

 

 

f)

Place of the transaction

Nasdaq Stock Market 

 

 

 

About Chi-Med

Chi-Med is an innovative biopharmaceutical company which researches, develops, manufactures and sells pharmaceuticals and healthcare products.  Its Innovation Platform, Hutchison MediPharma Limited, focuses on discovering and developing innovative therapeutics in oncology and autoimmune diseases for the global market. Its Commercial Platform manufactures, markets, and distributes prescription drugs and consumer health products in China.

 

Chi-Med is majority owned by the multinational conglomerate CK Hutchison Holdings Limited (SEHK: 0001).  For more information, please visit: www.chi-med.com.

 

 


 

Contacts

 

Investor Enquiries

 

 

Christian Hogg, CEO

+852 2121 8200

 

 

 

 

U.K. & International Media Enquiries

 

 

Anthony Carlisle,
Citigate Dewe Rogerson

+44 7973 611 888 (Mobile)

anthony.carlisle@cdrconsultancy.co.uk

 

 

 

U.S. Based Media Enquiries

 

 

Brad Miles, BMC Communications

+1 (917) 570 7340 (Mobile)

bmiles@bmccommunications.com

Susan Duffy, BMC Communications

+1 (917) 499 8887 (Mobile)

sduffy@bmccommunications.com

 

 

 

Investor Relations

 

 

Matt Beck, The Trout Group

+1 (917) 415 1750 (Mobile)

mbeck@troutgroup.com

David Dible,
Citigate Dewe Rogerson 

+44 7967 566 919 (Mobile)

david.dible@citigatedr.co.uk

 

 

 

Panmure Gordon (UK) Limited

 

 

Richard Gray / Andrew Potts

+44 (20) 7886 2500

 

 


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