0001179706-20-000078.txt : 20200522 0001179706-20-000078.hdr.sgml : 20200522 20200522163644 ACCESSION NUMBER: 0001179706-20-000078 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200512 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacDonald Neil B CENTRAL INDEX KEY: 0001812556 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 20906465 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2020-05-12 0 0001645590 Hewlett Packard Enterprise Co HPE 0001812556 MacDonald Neil B C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 SVP, GM of Compute Common Stock 2631.654 D Employee Stock Option (right to buy) 12.36 2015-09-17 2022-12-10 Common Stock 9532 D Employee Stock Option (right to buy) 8.83 2016-12-09 2023-12-09 Common Stock 5668 D Employee Stock Option (right to buy) 14.67 2017-12-07 2024-12-07 Common Stock 7671 D Restricted Stock Units Common Stock 4154.1559 D Restricted Stock Units Common Stock 17304.5711 D Restricted Stock Units Common Stock 38200.0842 D Restricted Stock Units Common Stock 35414.6083 D This option became exercisable beginning on this date and is fully vested. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. On 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 286.1559 dividend equivalent rights accrued but not released since the grant date. On 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 832.5711 dividend equivalent rights accrued but not released since the grant date. On 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which will vest on each of 10/23/20 and 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 747.0842 dividend equivalent rights accrued but not released since the grant date. On 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 692.6083 dividend equivalent rights accrued but not released since the grant date. Derek Windham as Attorney-in-Fact for Neil B MacDonald 2020-05-22 EX-24 2 macdonaldpoa.htm ORIGINAL POA ON FILE WITH ISSUER EDS senior management has for some time been subject to certain guidelines as to the timing of trades in company securities. These guidelines were established to protect the interests of EDS and to help individual officers avoid inadvertent violations of

Exhibit 24

 

POWER OF ATTORNEY

 

            Know all by these presents that the undersigned hereby constitutes and appoints Rishi Varma, Sergio Letelier, and Derek Windham, and each of them, signing singly, his true and lawful attorney-in-fact to:

 

 

(1)

execute for and on behalf of the undersigned, in the undersigned's capacity as an executive officer or director of Hewlett Packard Enterprise Company ("HPE"), any Forms 3, 4 and 5 or  any amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder;
 
 

(2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 and any amendments thereto and the timely filing of such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
 
 

(3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion.

 

            The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is HPE assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act.

 

            This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the  undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by HPE, (b) revocation by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact shall no longer be employed by HPE.

 

            The undersigned understands and acknowledges that the Securities and Exchange Commission requires any electronic requests for a Form ID and/or Passphrase be authenticated. The undersigned hereby confirms the authenticity of any such electronic request submitted for a Form ID and/or Passphrase, or any update thereto, by any of the foregoing attorneys-in-fact on or after the date hereof.

 

            IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the 14 day of May, 2020.

 

 

                                                                                                                           /S/ NEIL B MACDONALD                                       

                                                                                                                          Neil B. MacDonald