0001085146-20-002540.txt : 20201016 0001085146-20-002540.hdr.sgml : 20201016 20201015180742 ACCESSION NUMBER: 0001085146-20-002540 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201016 DATE AS OF CHANGE: 20201015 EFFECTIVENESS DATE: 20201016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEALTH MANAGEMENT, LP CENTRAL INDEX KEY: 0001645382 IRS NUMBER: 954783206 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16965 FILM NUMBER: 201242296 BUSINESS ADDRESS: STREET 1: 1111 CHAPALA STREET STREET 2: 3RD FLOOR CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: (805) 882-2360 MAIL ADDRESS: STREET 1: 1111 CHAPALA STREET STREET 2: 3RD FLOOR CITY: SANTA BARBARA STATE: CA ZIP: 93101 FORMER COMPANY: FORMER CONFORMED NAME: MISSION WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20150617 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001645382 XXXXXXXX 09-30-2020 09-30-2020 false MISSION WEALTH MANAGEMENT, LP

1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101

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SOLE 0 0 2680 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7196 229185 SH SOLE 0 0 229185 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 356 6437 SH SOLE 0 0 6437 SCHWAB STRATEGIC TR US REIT ETF 808524847 1472 41629 SH SOLE 0 0 41629 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 339 3214 SH SOLE 0 0 3214 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 912 7816 SH SOLE 0 0 7816 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 350 14543 SH SOLE 0 0 14543 SERVICENOW INC COM 81762P102 935 1928 SH SOLE 0 0 1928 SHERWIN WILLIAMS CO COM 824348106 1416 2033 SH SOLE 0 0 2033 SHOPIFY INC CL A 82509L107 596 583 SH SOLE 0 0 583 SIRIUS XM HOLDINGS INC COM 82968B103 54 10000 SH SOLE 0 0 10000 SKYWORKS SOLUTIONS INC COM 83088M102 434 2984 SH SOLE 0 0 2984 SMUCKER J M CO COM NEW 832696405 226 1957 SH SOLE 0 0 1957 SOLAREDGE TECHNOLOGIES INC COM 83417M104 569 2386 SH SOLE 0 0 2386 SOUTHERN CO COM 842587107 211 3900 SH SOLE 0 0 3900 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 730 2630 SH SOLE 0 0 2630 SPDR GOLD TR GOLD SHS 78463V107 265 1494 SH SOLE 0 0 1494 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 276 9107 SH SOLE 0 0 9107 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1815 61094 SH SOLE 0 0 61094 SPDR S&P 500 ETF TR TR UNIT 78462F103 6950 20754 SH SOLE 0 0 20754 SPDR SER TR S&P DIVID ETF 78464A763 541 5851 SH SOLE 0 0 5851 SPDR SER TR PORTFOLIO INTRMD 78464A375 45960 1250268 SH SOLE 0 0 1250268 SPDR SER TR BLOOMBERG BRCLYS 78468R622 485 4649 SH SOLE 0 0 4649 SPDR SER TR NUVEEN BRC MUNIC 78468R721 231 4445 SH SOLE 0 0 4445 SPECTRUM PHARMACEUTICALS INC COM 84763A108 41 10000 SH SOLE 0 0 10000 STARBUCKS CORP COM 855244109 1761 20491 SH SOLE 0 0 20491 STRYKER CORPORATION COM 863667101 217 1041 SH SOLE 0 0 1041 SURFACE ONCOLOGY INC COM 86877M209 69 10000 SH SOLE 0 0 10000 SVB FINANCIAL GROUP COM 78486Q101 305 1267 SH SOLE 0 0 1267 SYSCO CORP COM 871829107 423 6791 SH SOLE 0 0 6791 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 299 3692 SH SOLE 0 0 3692 TARGET CORP COM 87612E106 465 2956 SH SOLE 0 0 2956 TELEFLEX INCORPORATED COM 879369106 852 2503 SH SOLE 0 0 2503 TERADATA CORP DEL COM 88076W103 265 11694 SH SOLE 0 0 11694 TESLA INC COM 88160R101 11790 27481 SH SOLE 0 0 27481 TETRA TECHNOLOGIES INC DEL COM 88162F105 6 12000 SH SOLE 0 0 12000 TEXAS INSTRS INC COM 882508104 1090 7631 SH SOLE 0 0 7631 TEXAS PAC LD TR SUB CTF PROP I T 882610108 1954 4327 SH SOLE 0 0 4327 THERMO FISHER SCIENTIFIC INC COM 883556102 971 2200 SH SOLE 0 0 2200 TIFFANY & CO NEW COM 886547108 366 3161 SH SOLE 0 0 3161 TJX COS INC NEW COM 872540109 362 6502 SH SOLE 0 0 6502 T-MOBILE US INC COM 872590104 356 3115 SH SOLE 0 0 3115 TORO CO COM 891092108 303 3615 SH SOLE 0 0 3615 TOTAL SE SPONSORED ADS 89151E109 253 7387 SH SOLE 0 0 7387 TRAVELERS COMPANIES INC COM 89417E109 918 8481 SH SOLE 0 0 8481 TRIMBLE INC COM 896239100 231 4738 SH SOLE 0 0 4738 UNION PAC CORP COM 907818108 857 4351 SH SOLE 0 0 4351 UNITED PARCEL SERVICE INC CL B 911312106 429 2577 SH SOLE 0 0 2577 UNITEDHEALTH GROUP INC COM 91324P102 0 500 SH Call SOLE 0 0 500 UNITEDHEALTH GROUP INC COM 91324P102 2038 6536 SH SOLE 0 0 6536 US BANCORP DEL COM NEW 902973304 345 9611 SH SOLE 0 0 9611 V F CORP COM 918204108 505 7183 SH SOLE 0 0 7183 VALERO ENERGY CORP COM 91913Y100 470 10845 SH SOLE 0 0 10845 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 71398 809312 SH SOLE 0 0 809312 VANGUARD INDEX FDS TOTAL STK MKT 922908769 68183 400345 SH SOLE 0 0 400345 VANGUARD INDEX FDS SML CP GRW ETF 922908595 527 2452 SH SOLE 0 0 2452 VANGUARD INDEX FDS SMALL CP ETF 922908751 60901 395976 SH SOLE 0 0 395976 VANGUARD INDEX FDS LARGE CAP ETF 922908637 210 1345 SH SOLE 0 0 1345 VANGUARD INDEX FDS MID CAP ETF 922908629 443 2513 SH SOLE 0 0 2513 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11362 143900 SH SOLE 0 0 143900 VANGUARD INDEX FDS GROWTH ETF 922908736 97002 426177 SH SOLE 0 0 426177 VANGUARD INDEX FDS VALUE ETF 922908744 84357 807164 SH SOLE 0 0 807164 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3871 12584 SH SOLE 0 0 12584 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2323 47779 SH SOLE 0 0 47779 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1069 21186 SH SOLE 0 0 21186 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 495 6143 SH SOLE 0 0 6143 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 22009 509006 SH SOLE 0 0 509006 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1344 12769 SH SOLE 0 0 12769 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 43817 807382 SH SOLE 0 0 807382 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 320 3336 SH SOLE 0 0 3336 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1093 8495 SH SOLE 0 0 8495 VANGUARD STAR FDS VG TL INTL STK F 921909768 1319 25275 SH SOLE 0 0 25275 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 31526 770813 SH SOLE 0 0 770813 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 8246 101894 SH SOLE 0 0 101894 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 958 12141 SH SOLE 0 0 12141 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 500 3060 SH SOLE 0 0 3060 VARIAN MED SYS INC COM 92220P105 443 2575 SH SOLE 0 0 2575 VERIZON COMMUNICATIONS INC COM 92343V104 1281 21531 SH SOLE 0 0 21531 VERTEX PHARMACEUTICALS INC COM 92532F100 607 2229 SH SOLE 0 0 2229 VISA INC COM CL A 92826C839 1092 5460 SH SOLE 0 0 5460 WALGREENS BOOTS ALLIANCE INC COM 931427108 261 7258 SH SOLE 0 0 7258 WALMART INC COM 931142103 1504 10746 SH SOLE 0 0 10746 WATERS CORP COM 941848103 326 1668 SH SOLE 0 0 1668 WEC ENERGY GROUP INC COM 92939U106 297 3067 SH SOLE 0 0 3067 WELLS FARGO CO NEW COM 949746101 1186 50429 SH SOLE 0 0 50429 WEST PHARMACEUTICAL SVSC INC COM 955306105 672 2443 SH SOLE 0 0 2443 WEYERHAEUSER CO MTN BE COM NEW 962166104 569 19961 SH SOLE 0 0 19961 WISDOMTREE TR US LARGECAP DIVD 97717W307 3819 39353 SH SOLE 0 0 39353 WISDOMTREE TR INTL EQUITY FD 97717W703 9063 199303 SH SOLE 0 0 199303 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2286 64858 SH SOLE 0 0 64858 WP CAREY INC COM 92936U109 1016 15588 SH SOLE 0 0 15588 XCEL ENERGY INC COM 98389B100 362 5249 SH SOLE 0 0 5249 ZOETIS INC CL A 98978V103 287 1736 SH SOLE 0 0 1736 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 600 1277 SH SOLE 0 0 1277