Managing Member

0001085146-17-002318.txt : 20171113 0001085146-17-002318.hdr.sgml : 20171110 20171113132345 ACCESSION NUMBER: 0001085146-17-002318 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001645382 IRS NUMBER: 954783206 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16965 FILM NUMBER: 171194919 BUSINESS ADDRESS: STREET 1: 1111 CHAPALA STREET STREET 2: 3RD FLOOR CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: (805) 882-2360 MAIL ADDRESS: STREET 1: 1111 CHAPALA STREET STREET 2: 3RD FLOOR CITY: SANTA BARBARA STATE: CA ZIP: 93101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001645382 XXXXXXXX 09-30-2017 09-30-2017 false MISSION WEALTH MANAGEMENT, LLC

1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101

13F HOLDINGS REPORT 028-16965 N Brad Stark Managing Member 888-642-7211 /s/ Brad Stark Santa Barbara CA 11-09-2017 0 209 544990 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1042 4966 SH SOLE 0 0 4966 ABBOTT LABS COM 002824100 328 6146 SH SOLE 0 0 6146 ABBVIE INC COM 00287Y109 961 10818 SH SOLE 0 0 10818 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 369 2732 SH SOLE 0 0 2732 ACTIVISION BLIZZARD INC COM 00507V109 287 4442 SH SOLE 0 0 4442 AGILENT TECHNOLOGIES INC COM 00846U101 241 3750 SH SOLE 0 0 3750 ALPHABET INC CAP STK CL A 02079K305 750 770 SH SOLE 0 0 770 ALPHABET INC CAP STK CL C 02079K107 1095 1142 SH SOLE 0 0 1142 ALTRIA GROUP INC COM 02209S103 1173 18498 SH SOLE 0 0 18498 AMAZON COM INC COM 023135106 1217 1266 SH SOLE 0 0 1266 AMERICAN EXPRESS CO COM 025816109 202 2238 SH SOLE 0 0 2238 AMERICAN TOWER CORP NEW COM 03027X100 299 2189 SH SOLE 0 0 2189 AMGEN INC COM 031162100 1470 7884 SH SOLE 0 0 7884 AON PLC SHS CL A G0408V102 492 3368 SH SOLE 0 0 3368 APPLE INC COM 037833100 12436 80691 SH SOLE 0 0 80691 APPLIED MATLS INC COM 038222105 4010 76987 SH SOLE 0 0 76987 ARGAN INC COM 04010E109 202 3000 SH SOLE 0 0 3000 AT&T INC COM 00206R102 1216 31054 SH SOLE 0 0 31054 AVON PRODS INC COM 054303102 50 21408 SH SOLE 0 0 21408 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 129 14474 SH SOLE 0 0 14474 BANCO SANTANDER SA ADR 05964H105 170 24507 SH SOLE 0 0 24507 BANK AMER CORP COM 060505104 410 16188 SH SOLE 0 0 16188 BAXTER INTL INC COM 071813109 382 6083 SH SOLE 0 0 6083 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5139 28035 SH SOLE 0 0 28035 BEST BUY INC COM 086516101 248 4350 SH SOLE 0 0 4350 BLACKROCK INC COM 09247X101 313 700 SH SOLE 0 0 700 BOEING CO COM 097023105 459 1806 SH SOLE 0 0 1806 BRISTOL MYERS SQUIBB CO COM 110122108 1144 17946 SH SOLE 0 0 17946 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 212 2617 SH SOLE 0 0 2617 CAMPBELL SOUP CO COM 134429109 232 4948 SH SOLE 0 0 4948 CANADIAN PAC RY LTD COM 13645T100 218 1300 SH SOLE 0 0 1300 CARDINAL HEALTH INC COM 14149Y108 295 4409 SH SOLE 0 0 4409 CATHAY GEN BANCORP COM 149150104 1236 30757 SH SOLE 0 0 30757 CHARTER COMMUNICATIONS INC N CL A 16119P108 403 1109 SH SOLE 0 0 1109 CHEVRON CORP NEW COM 166764100 1751 14902 SH SOLE 0 0 14902 CHURCH & DWIGHT INC COM 171340102 422 8708 SH SOLE 0 0 8708 CISCO SYS INC COM 17275R102 892 26538 SH SOLE 0 0 26538 CLOROX CO DEL COM 189054109 463 3508 SH SOLE 0 0 3508 CME GROUP INC COM CL A 12572Q105 2401 17695 SH SOLE 0 0 17695 COCA COLA CO COM 191216100 772 17152 SH SOLE 0 0 17152 COMCAST CORP NEW CL A 20030N101 213 5537 SH SOLE 0 0 5537 COMERICA INC COM 200340107 270 3535 SH SOLE 0 0 3535 COSTCO WHSL CORP NEW COM 22160K105 380 2312 SH SOLE 0 0 2312 CUMMINS INC COM 231021106 540 3216 SH SOLE 0 0 3216 CVS HEALTH CORP COM 126650100 218 2686 SH SOLE 0 0 2686 D R HORTON INC COM 23331A109 668 16722 SH SOLE 0 0 16722 DANAHER CORP DEL COM 235851102 911 10626 SH SOLE 0 0 10626 DBX ETF TR XTRAK MSCI EAFE 233051200 3357 108170 SH SOLE 0 0 108170 DENBURY RES INC COM NEW 247916208 131 97770 SH SOLE 0 0 97770 DISNEY WALT CO COM DISNEY 254687106 649 6579 SH SOLE 0 0 6579 DOWDUPONT INC COM 26078J100 274 3958 SH SOLE 0 0 3958 EATON VANCE TAX MNGD GBL DV COM 27829F108 254 27214 SH SOLE 0 0 27214 EATON VANCE TX MGD DIV EQ IN COM 27828N102 146 12499 SH SOLE 0 0 12499 ECOLAB INC COM 278865100 269 2095 SH SOLE 0 0 2095 ENTERPRISE PRODS PARTNERS L COM 293792107 482 18493 PRN SOLE 0 0 18493 EVERSOURCE ENERGY COM 30040W108 203 3355 SH SOLE 0 0 3355 EXPEDITORS INTL WASH INC COM 302130109 391 6530 SH SOLE 0 0 6530 EXXON MOBIL CORP COM 30231G102 2249 27436 SH SOLE 0 0 27436 FACEBOOK INC CL A 30303M102 1519 8887 SH SOLE 0 0 8887 FEDEX CORP COM 31428X106 241 1070 SH SOLE 0 0 1070 FIDELITY MSCI RL EST ETF 316092857 212 8756 SH SOLE 0 0 8756 FORD MTR CO DEL COM PAR $0.01 345370860 135 11310 SH SOLE 0 0 11310 FOSSIL GROUP INC COM 34988V106 130 13908 SH SOLE 0 0 13908 GENERAL ELECTRIC CO COM 369604103 1089 45034 SH SOLE 0 0 45034 GENUINE PARTS CO COM 372460105 205 2143 SH SOLE 0 0 2143 GILEAD SCIENCES INC COM 375558103 254 3136 SH SOLE 0 0 3136 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 202 4986 SH SOLE 0 0 4986 HEWLETT PACKARD ENTERPRISE C COM 42824C109 154 10452 SH SOLE 0 0 10452 HOME DEPOT INC COM 437076102 5836 35681 SH SOLE 0 0 35681 HONEYWELL INTL INC COM 438516106 232 1635 SH SOLE 0 0 1635 INTEL CORP COM 458140100 1732 45479 SH SOLE 0 0 45479 INTERNATIONAL BUSINESS MACHS COM 459200101 1091 7522 SH SOLE 0 0 7522 INTL PAPER CO COM 460146103 1524 26818 SH SOLE 0 0 26818 INTUITIVE SURGICAL INC COM NEW 46120E602 3332 3186 SH SOLE 0 0 3186 ISHARES MSCI EURO FL ETF 464289180 261 11103 SH SOLE 0 0 11103 ISHARES INC CORE MSCI EMKT 46434G103 1022 18923 SH SOLE 0 0 18923 ISHARES TR 0-5YR INVT GR CP 46434V100 216 4274 SH SOLE 0 0 4274 ISHARES TR 1 3 YR CR BD ETF 464288646 398 3780 SH SOLE 0 0 3780 ISHARES TR CALIF MUN BD ETF 464288356 35822 302274 SH SOLE 0 0 302274 ISHARES TR CORE MSCI EAFE 46432F842 68211 1062972 SH SOLE 0 0 1062972 ISHARES TR CORE S&P SCP ETF 464287804 471 6349 SH SOLE 0 0 6349 ISHARES TR CORE S&P TTL STK 464287150 481 8350 SH SOLE 0 0 8350 ISHARES TR CORE S&P500 ETF 464287200 488 1928 SH SOLE 0 0 1928 ISHARES TR CORE US AGGBD ET 464287226 420 3837 SH SOLE 0 0 3837 ISHARES TR DOW JONES US ETF 464287846 252 2000 SH SOLE 0 0 2000 ISHARES TR EAFE SML CP ETF 464288273 17146 276549 SH SOLE 0 0 276549 ISHARES TR IBOXX HI YD ETF 464288513 275 3099 SH SOLE 0 0 3099 ISHARES TR IBOXX INV CP ETF 464287242 217 1793 SH SOLE 0 0 1793 ISHARES TR INTL DEVPPTY ETF 464288422 539 14150 SH SOLE 0 0 14150 ISHARES TR JPMORGAN USD EMG 464288281 780 6704 SH SOLE 0 0 6704 ISHARES TR MSCI EAFE ETF 464287465 6163 89993 SH SOLE 0 0 89993 ISHARES TR MSCI EMG MKT ETF 464287234 930 20762 SH SOLE 0 0 20762 ISHARES TR MSCI USA ESG SLC 464288802 326 3120 SH SOLE 0 0 3120 ISHARES TR NATIONAL MUN ETF 464288414 7604 68588 SH SOLE 0 0 68588 ISHARES TR NEW YORK MUN ETF 464288323 230 2055 SH SOLE 0 0 2055 ISHARES TR RUS 1000 ETF 464287622 271 1935 SH SOLE 0 0 1935 ISHARES TR RUS 1000 GRW ETF 464287614 2510 20072 SH SOLE 0 0 20072 ISHARES TR RUS 1000 VAL ETF 464287598 2726 23002 SH SOLE 0 0 23002 ISHARES TR RUS 2000 VAL ETF 464287630 249 2010 SH SOLE 0 0 2010 ISHARES TR RUS MD CP GR ETF 464287481 340 3000 SH SOLE 0 0 3000 ISHARES TR RUSSELL 2000 ETF 464287655 754 5087 SH SOLE 0 0 5087 ISHARES TR RUSSELL 3000 ETF 464287689 1431 9586 SH SOLE 0 0 9586 ISHARES TR S&P 500 GRWT ETF 464287309 677 4722 SH SOLE 0 0 4722 ISHARES TR S&P 500 VAL ETF 464287408 523 4848 SH SOLE 0 0 4848 ISHARES TR SHRT NAT MUN ETF 464288158 284 2682 SH SOLE 0 0 2682 JOHNSON & JOHNSON COM 478160104 3548 27287 SH SOLE 0 0 27287 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 657 23284 SH SOLE 0 0 23284 JPMORGAN CHASE & CO COM 46625H100 991 10373 SH SOLE 0 0 10373 KANSAS CITY SOUTHERN COM NEW 485170302 226 2076 SH SOLE 0 0 2076 KRAFT HEINZ CO COM 500754106 216 2786 SH SOLE 0 0 2786 LILLY ELI & CO COM 532457108 279 3264 SH SOLE 0 0 3264 LOWES COS INC COM 548661107 363 4536 SH SOLE 0 0 4536 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 301 4230 PRN SOLE 0 0 4230 MARSH & MCLENNAN COS INC COM 571748102 258 3075 SH SOLE 0 0 3075 MASTERCARD INCORPORATED CL A 57636Q104 326 2306 SH SOLE 0 0 2306 MB FINANCIAL INC NEW COM 55264U108 3769 83726 SH SOLE 0 0 83726 MCCORMICK & CO INC COM NON VTG 579780206 205 1998 SH SOLE 0 0 1998 MCDONALDS CORP COM 580135101 821 5241 SH SOLE 0 0 5241 MERCK & CO INC COM 58933Y105 1756 27422 SH SOLE 0 0 27422 METLIFE INC COM 59156R108 568 10936 SH SOLE 0 0 10936 MICROCHIP TECHNOLOGY INC COM 595017104 322 3590 SH SOLE 0 0 3590 MICROSOFT CORP COM 594918104 3258 43741 SH SOLE 0 0 43741 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 196 30434 SH SOLE 0 0 30434 MOLSON COORS BREWING CO CL B 60871R209 454 5565 SH SOLE 0 0 5565 NEOS THERAPEUTICS INC COM 64052L106 155 16947 SH SOLE 0 0 16947 NETFLIX INC COM 64110L106 2225 12269 SH SOLE 0 0 12269 NIKE INC CL B 654106103 303 5847 SH SOLE 0 0 5847 NORTHROP GRUMMAN CORP COM 666807102 282 979 SH SOLE 0 0 979 NOVARTIS A G SPONSORED ADR 66987V109 1068 12446 SH SOLE 0 0 12446 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 203 13610 SH SOLE 0 0 13610 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 160 10138 SH SOLE 0 0 10138 ORACLE CORP COM 68389X105 417 8629 SH SOLE 0 0 8629 PACWEST BANCORP DEL COM 695263103 225 4455 SH SOLE 0 0 4455 PENUMBRA INC COM 70975L107 1379 15270 SH SOLE 0 0 15270 PEPSICO INC COM 713448108 1314 11791 SH SOLE 0 0 11791 PFIZER INC COM 717081103 1240 34733 SH SOLE 0 0 34733 PG&E CORP COM 69331C108 256 3761 SH SOLE 0 0 3761 PHILIP MORRIS INTL INC COM 718172109 436 3931 SH SOLE 0 0 3931 PNC FINL SVCS GROUP INC COM 693475105 963 7146 SH SOLE 0 0 7146 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 747 28670 SH SOLE 0 0 28670 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 265 11434 SH SOLE 0 0 11434 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1006 6917 SH SOLE 0 0 6917 PROCTER AND GAMBLE CO COM 742718109 2318 25484 SH SOLE 0 0 25484 PROSHARES TR SHORT S&P 500 NE 74347B425 364 11330 SH SOLE 0 0 11330 QUALCOMM INC COM 747525103 226 4358 SH SOLE 0 0 4358 ROSS STORES INC COM 778296103 225 3490 SH SOLE 0 0 3490 SAP SE SPON ADR 803054204 306 2788 SH SOLE 0 0 2788 SCHLUMBERGER LTD COM 806857108 206 2959 SH SOLE 0 0 2959 SCHWAB CHARLES CORP NEW COM 808513105 444 10146 SH SOLE 0 0 10146 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1049 31353 SH SOLE 0 0 31353 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 359 10009 SH SOLE 0 0 10009 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 566 9296 SH SOLE 0 0 9296 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 435 7250 SH SOLE 0 0 7250 SHERWIN WILLIAMS CO COM 824348106 1110 3101 SH SOLE 0 0 3101 SIENTRA INC COM 82621J105 191 12407 SH SOLE 0 0 12407 SIRIUS XM HLDGS INC COM 82968B103 62 11150 SH SOLE 0 0 11150 SOUTHERN CO COM 842587107 309 6286 SH SOLE 0 0 6286 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 740 3305 SH SOLE 0 0 3305 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 752 19586 SH SOLE 0 0 19586 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 233 4700 SH SOLE 0 0 4700 SPDR S&P 500 ETF TR TR UNIT 78462F103 4483 17844 SH SOLE 0 0 17844 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 30511 994814 SH SOLE 0 0 994814 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 758 27000 SH SOLE 0 0 27000 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 42864 1242082 SH SOLE 0 0 1242082 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1620 43411 SH SOLE 0 0 43411 SPDR SERIES TRUST S&P DIVID ETF 78464A763 342 3742 SH SOLE 0 0 3742 SPECTRUM PHARMACEUTICALS INC COM 84763A108 141 10000 SH SOLE 0 0 10000 SYNTHETIC BIOLOGICS INC COM 87164U102 22 23180 SH SOLE 0 0 23180 SYSCO CORP COM 871829107 276 5120 SH SOLE 0 0 5120 T MOBILE US INC COM 872590104 283 4582 SH SOLE 0 0 4582 TERADATA CORP DEL COM 88076W103 226 6685 SH SOLE 0 0 6685 TESLA INC COM 88160R101 1647 4828 SH SOLE 0 0 4828 TEXAS INSTRS INC COM 882508104 369 4120 SH SOLE 0 0 4120 THESTREET INC COM 88368Q103 11 10000 SH SOLE 0 0 10000 TIME WARNER INC COM NEW 887317303 942 9196 SH SOLE 0 0 9196 TRAVELERS COMPANIES INC COM 89417E109 586 4783 SH SOLE 0 0 4783 UNION PAC CORP COM 907818108 450 3884 SH SOLE 0 0 3884 UNITED PARCEL SERVICE INC CL B 911312106 840 6998 SH SOLE 0 0 6998 UNITED STATES OIL FUND LP UNITS 91232N108 174 16642 SH SOLE 0 0 16642 UNITEDHEALTH GROUP INC COM 91324P102 436 2226 SH SOLE 0 0 2226 VALERO ENERGY CORP NEW COM 91913Y100 653 8482 SH SOLE 0 0 8482 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 20306 247749 SH SOLE 0 0 247749 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 257 2402 SH SOLE 0 0 2402 VANGUARD INDEX FDS GROWTH ETF 922908736 31454 236941 SH SOLE 0 0 236941 VANGUARD INDEX FDS MID CAP ETF 922908629 204 1387 SH SOLE 0 0 1387 VANGUARD INDEX FDS REIT ETF 922908553 8674 104397 SH SOLE 0 0 104397 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1541 6680 SH SOLE 0 0 6680 VANGUARD INDEX FDS SMALL CP ETF 922908751 14550 102959 SH SOLE 0 0 102959 VANGUARD INDEX FDS SML CP GRW ETF 922908595 369 2415 SH SOLE 0 0 2415 VANGUARD INDEX FDS TOTAL STK MKT 922908769 24173 186634 SH SOLE 0 0 186634 VANGUARD INDEX FDS VALUE ETF 922908744 31022 310783 SH SOLE 0 0 310783 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15686 360025 SH SOLE 0 0 360025 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 688 11800 SH SOLE 0 0 11800 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 293 4300 SH SOLE 0 0 4300 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 881 7662 SH SOLE 0 0 7662 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 7516 126519 SH SOLE 0 0 126519 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 378 5344 SH SOLE 0 0 5344 VANGUARD STAR FD VG TL INTL STK F 921909768 430 7862 SH SOLE 0 0 7862 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1162 26769 SH SOLE 0 0 26769 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3217 39685 SH SOLE 0 0 39685 VERIZON COMMUNICATIONS INC COM 92343V104 1664 33633 SH SOLE 0 0 33633 VISA INC COM CL A 92826C839 503 4781 SH SOLE 0 0 4781 WAL-MART STORES INC COM 931142103 425 5445 SH SOLE 0 0 5445 WELLS FARGO CO NEW COM 949746101 3254 59010 SH SOLE 0 0 59010 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1909 44390 SH SOLE 0 0 44390 WISDOMTREE TR GLB EX US RL EST 97717W331 541 17100 SH SOLE 0 0 17100 WISDOMTREE TR INTL EQUITY FD 97717W703 13355 245228 SH SOLE 0 0 245228 WISDOMTREE TR US LARGECAP DIVD 97717W307 4705 54180 SH SOLE 0 0 54180 ZIOPHARM ONCOLOGY INC COM 98973P101 105 17110 SH SOLE 0 0 17110