Managing Member

0001085146-16-004135.txt : 20160803 0001085146-16-004135.hdr.sgml : 20160803 20160803064047 ACCESSION NUMBER: 0001085146-16-004135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160803 DATE AS OF CHANGE: 20160803 EFFECTIVENESS DATE: 20160803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001645382 IRS NUMBER: 954783206 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16965 FILM NUMBER: 161802172 BUSINESS ADDRESS: STREET 1: 1111 CHAPALA STREET STREET 2: 3RD FLOOR CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: (805) 882-2360 MAIL ADDRESS: STREET 1: 1111 CHAPALA STREET STREET 2: 3RD FLOOR CITY: SANTA BARBARA STATE: CA ZIP: 93101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001645382 XXXXXXXX 06-30-2016 06-30-2016 false MISSION WEALTH MANAGEMENT, LLC

1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101

13F HOLDINGS REPORT 028-16965 N Brad Stark Managing Member 888-642-7211 /s/ Brad Stark Santa Barbara CA 08-02-2016 0 164 376425 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 381 2173 SH SOLE 0 0 2173 ABBOTT LABS COM 002824100 238 6056 SH SOLE 0 0 6056 ABBVIE INC COM 00287Y109 648 10462 SH SOLE 0 0 10462 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 217 1916 SH SOLE 0 0 1916 ALLIANCE DATA SYSTEMS CORP COM 018581108 543 2771 SH SOLE 0 0 2771 ALPHABET INC CAP STK CL A 02079K305 915 1301 SH SOLE 0 0 1301 ALPHABET INC CAP STK CL C 02079K107 1115 1611 SH SOLE 0 0 1611 ALTRIA GROUP INC COM 02209S103 1271 18429 SH SOLE 0 0 18429 AMAZON COM INC COM 023135106 843 1178 SH SOLE 0 0 1178 AMGEN INC COM 031162100 2596 17062 SH SOLE 0 0 17062 AON PLC SHS CL A G0408V102 342 3133 SH SOLE 0 0 3133 APPLE INC COM 037833100 6255 65427 SH SOLE 0 0 65427 APPLIED MATLS INC COM 038222105 499 20837 SH SOLE 0 0 20837 ASTRAZENECA PLC SPONSORED ADR 046353108 216 7164 SH SOLE 0 0 7164 AT&T INC COM 00206R102 815 18850 SH SOLE 0 0 18850 AVON PRODS INC COM 054303102 79 21008 SH SOLE 0 0 21008 BANK AMER CORP COM 060505104 219 16502 SH SOLE 0 0 16502 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 62 62186 SH SOLE 0 0 62186 BAXTER INTL INC COM 071813109 258 5713 SH SOLE 0 0 5713 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1808 12489 SH SOLE 0 0 12489 BOEING CO COM 097023105 208 1602 SH SOLE 0 0 1602 BP PLC SPONSORED ADR 055622104 249 7012 SH SOLE 0 0 7012 BRISTOL MYERS SQUIBB CO COM 110122108 1275 17337 SH SOLE 0 0 17337 CARPENTER TECHNOLOGY CORP COM 144285103 201 6100 SH SOLE 0 0 6100 CATERPILLAR INC DEL COM 149123101 52 40000 SH SOLE 0 0 40000 CHARTER COMMUNICATIONS INC N CL A 16119P108 321 1403 SH SOLE 0 0 1403 CHURCH & DWIGHT INC COM 171340102 458 4454 SH SOLE 0 0 4454 CISCO SYS INC COM 17275R102 510 17766 SH SOLE 0 0 17766 CLOROX CO DEL COM 189054109 271 1956 SH SOLE 0 0 1956 CME GROUP INC COM 12572Q105 1735 17815 SH SOLE 0 0 17815 COCA COLA CO COM 191216100 775 17103 SH SOLE 0 0 17103 COSTCO WHSL CORP NEW COM 22160K105 340 2165 SH SOLE 0 0 2165 CUMMINS INC COM 231021106 341 3036 SH SOLE 0 0 3036 CVS HEALTH CORP COM 126650100 332 3466 SH SOLE 0 0 3466 D R HORTON INC COM 23331A109 504 16022 SH SOLE 0 0 16022 DBX ETF TR XTRAK MSCI EAFE 233051200 59090 2364544 SH SOLE 0 0 2364544 DIAGEO P L C SPON ADR NEW 25243Q205 355 3141 SH SOLE 0 0 3141 DISNEY WALT CO COM DISNEY 254687106 649 6630 SH SOLE 0 0 6630 EATON VANCE TAX MNGD GBL DV COM 27829F108 233 27214 SH SOLE 0 0 27214 EATON VANCE TX MGD DIV EQ IN COM 27828N102 130 12499 SH SOLE 0 0 12499 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 241 16790 SH SOLE 0 0 16790 ENTERPRISE PRODS PARTNERS L COM 293792107 541 18493 SH SOLE 0 0 18493 EQUIFAX INC COM 294429105 291 2269 SH SOLE 0 0 2269 EXPEDITORS INTL WASH INC COM 302130109 207 4220 SH SOLE 0 0 4220 FACEBOOK INC CL A 30303M102 839 7344 SH SOLE 0 0 7344 GENERAL ELECTRIC CO COM 369604103 1466 46570 SH SOLE 0 0 46570 GENUINE PARTS CO COM 372460105 235 2318 SH SOLE 0 0 2318 GILEAD SCIENCES INC COM 375558103 327 3919 SH SOLE 0 0 3919 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 258 5948 SH SOLE 0 0 5948 HOME DEPOT INC COM 437076102 451 3531 SH SOLE 0 0 3531 INTEL CORP COM 458140100 857 26124 SH SOLE 0 0 26124 INTERNATIONAL BUSINESS MACHS COM 459200101 1169 7701 SH SOLE 0 0 7701 INTL PAPER CO COM 460146103 1166 27518 SH SOLE 0 0 27518 INTUITIVE SURGICAL INC COM NEW 46120E602 2074 3135 SH SOLE 0 0 3135 ISHARES MSCI EURO FL ETF 464289180 626 39915 SH SOLE 0 0 39915 ISHARES TR 1-3 YR CR BD ETF 464288646 422 3979 SH SOLE 0 0 3979 ISHARES TR CALIF MUN BD ETF 464288356 571 4677 SH SOLE 0 0 4677 ISHARES TR CORE S&P500 ETF 464287200 687 3262 SH SOLE 0 0 3262 ISHARES TR DOW JONES US ETF 464287846 209 2000 SH SOLE 0 0 2000 ISHARES TR EAFE SML CP ETF 464288273 11415 236535 SH SOLE 0 0 236535 ISHARES TR INTL DEVPPTY ETF 464288422 623 16950 SH SOLE 0 0 16950 ISHARES TR JP MOR EM MK ETF 464288281 656 5696 SH SOLE 0 0 5696 ISHARES TR MSCI EAFE ETF 464287465 5638 101005 SH SOLE 0 0 101005 ISHARES TR MSCI EMG MKT ETF 464287234 879 25574 SH SOLE 0 0 25574 ISHARES TR NATIONAL MUN ETF 464288414 339 2977 SH SOLE 0 0 2977 ISHARES TR NEW YORK MUN ETF 464288323 214 1860 SH SOLE 0 0 1860 ISHARES TR RUS 1000 GRW ETF 464287614 2008 20012 SH SOLE 0 0 20012 ISHARES TR RUS 1000 VAL ETF 464287598 2429 23533 SH SOLE 0 0 23533 ISHARES TR RUSSELL 2000 ETF 464287655 627 5451 SH SOLE 0 0 5451 ISHARES TR RUSSELL 3000 ETF 464287689 2334 18819 SH SOLE 0 0 18819 ISHARES TR S&P 500 GRWT ETF 464287309 482 4133 SH SOLE 0 0 4133 ISHARES TR S&P 500 VAL ETF 464287408 452 4861 SH SOLE 0 0 4861 ISHARES TR USA ESG SLCT ETF 464288802 201 2330 SH SOLE 0 0 2330 JOHNSON & JOHNSON COM 478160104 3354 27648 SH SOLE 0 0 27648 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 744 23380 SH SOLE 0 0 23380 JPMORGAN CHASE & CO COM 46625H100 559 9000 SH SOLE 0 0 9000 KANSAS CITY SOUTHERN COM NEW 485170302 223 2476 SH SOLE 0 0 2476 KRAFT HEINZ CO COM 500754106 214 2417 SH SOLE 0 0 2417 LILLY ELI & CO COM 532457108 279 3544 SH SOLE 0 0 3544 LOWES COS INC COM 548661107 315 3973 SH SOLE 0 0 3973 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 424 5580 SH SOLE 0 0 5580 MB FINANCIAL INC NEW COM 55264U108 3194 88036 SH SOLE 0 0 88036 MCCORMICK & CO INC COM NON VTG 579780206 250 2342 SH SOLE 0 0 2342 MCDONALDS CORP COM 580135101 672 5588 SH SOLE 0 0 5588 MERCK & CO INC COM 58933Y105 2662 46213 SH SOLE 0 0 46213 METLIFE INC COM 59156R108 378 9481 SH SOLE 0 0 9481 MICROSOFT CORP COM 594918104 1511 29528 SH SOLE 0 0 29528 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 160 36159 SH SOLE 0 0 36159 MOLSON COORS BREWING CO CL B 60871R209 573 5665 SH SOLE 0 0 5665 MORGAN STANLEY CHINA A SH FD COM 617468103 930 930106 SH SOLE 0 0 930106 MYLAN N V SHS EURO N59465109 910 21038 SH SOLE 0 0 21038 NIKE INC CL B 654106103 251 4544 SH SOLE 0 0 4544 NORDIC AMERICAN TANKERS LIMI COM G65773106 139 10000 SH SOLE 0 0 10000 NORTHROP GRUMMAN CORP COM 666807102 548 2466 SH SOLE 0 0 2466 NOVARTIS A G SPONSORED ADR 66987V109 1223 14825 SH SOLE 0 0 14825 NUMEREX CORP PA CL A 67053A102 75 10000 SH SOLE 0 0 10000 ORACLE CORP COM 68389X105 365 8922 SH SOLE 0 0 8922 PENUMBRA INC COM 70975L107 1636 27495 SH SOLE 0 0 27495 PEPSICO INC COM 713448108 1127 10634 SH SOLE 0 0 10634 PFIZER INC COM 717081103 1288 36576 SH SOLE 0 0 36576 PG&E CORP COM 69331C108 240 3761 SH SOLE 0 0 3761 PHILIP MORRIS INTL INC COM 718172109 263 2590 SH SOLE 0 0 2590 PNC FINL SVCS GROUP INC COM 693475105 628 7717 SH SOLE 0 0 7717 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 598 5561 SH SOLE 0 0 5561 PROCTER & GAMBLE CO COM 742718109 806 9518 SH SOLE 0 0 9518 QAD INC CL A 74727D306 295 15321 SH SOLE 0 0 15321 QUANTUM CORP COM DSSG 747906204 8 18035 SH SOLE 0 0 18035 ROSS STORES INC COM 778296103 276 4860 SH SOLE 0 0 4860 SANOFI SPONSORED ADR 80105N105 208 4977 SH SOLE 0 0 4977 SCHLUMBERGER LTD COM 806857108 312 3944 SH SOLE 0 0 3944 SCHWAB CHARLES CORP NEW COM 808513105 260 10264 SH SOLE 0 0 10264 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 357 7180 SH SOLE 0 0 7180 SHERWIN WILLIAMS CO COM 824348106 448 1525 SH SOLE 0 0 1525 SIENTRA INC COM 82621J105 82 12407 SH SOLE 0 0 12407 SOUTHERN CO COM 842587107 294 5482 SH SOLE 0 0 5482 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 592 3305 SH SOLE 0 0 3305 SPDR S&P 500 ETF TR TR UNIT 78462F103 2830 13508 SH SOLE 0 0 13508 SPDR SERIES TRUST BARC SHT TR CP 78464A474 23412 760617 SH SOLE 0 0 760617 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 419 11750 SH SOLE 0 0 11750 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 251 4400 SH SOLE 0 0 4400 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 28697 822506 SH SOLE 0 0 822506 SPDR SERIES TRUST S&P DIVID ETF 78464A763 406 4842 SH SOLE 0 0 4842 SPDR SERIES TRUST SHRT INTL ETF 78464A334 405 12900 SH SOLE 0 0 12900 STARBUCKS CORP COM 855244109 287 5017 SH SOLE 0 0 5017 SYNTHETIC BIOLOGICS INC COM 87164U102 42 23180 SH SOLE 0 0 23180 SYSCO CORP COM 871829107 238 4695 SH SOLE 0 0 4695 TESLA MTRS INC COM 88160R101 904 4259 SH SOLE 0 0 4259 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 227 4527 SH SOLE 0 0 4527 TIME WARNER INC COM NEW 887317303 694 9443 SH SOLE 0 0 9443 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 217 2173 SH SOLE 0 0 2173 TRAVELERS COMPANIES INC COM 89417E109 552 4633 SH SOLE 0 0 4633 UNION PAC CORP COM 907818108 235 2691 SH SOLE 0 0 2691 UNITED PARCEL SERVICE INC CL B 911312106 805 7477 SH SOLE 0 0 7477 UNITED STATES OIL FUND LP UNITS 91232N108 167 14422 SH SOLE 0 0 14422 UNITEDHEALTH GROUP INC COM 91324P102 266 1885 SH SOLE 0 0 1885 VALERO ENERGY CORP NEW COM 91913Y100 430 8439 SH SOLE 0 0 8439 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 15063 178689 SH SOLE 0 0 178689 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 205 2402 SH SOLE 0 0 2402 VANGUARD INDEX FDS GROWTH ETF 922908736 29010 270615 SH SOLE 0 0 270615 VANGUARD INDEX FDS REIT ETF 922908553 6939 78259 SH SOLE 0 0 78259 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 468 2437 SH SOLE 0 0 2437 VANGUARD INDEX FDS SM CP VAL ETF 922908611 505 4793 SH SOLE 0 0 4793 VANGUARD INDEX FDS SMALL CP ETF 922908751 9671 83600 SH SOLE 0 0 83600 VANGUARD INDEX FDS SML CP GRW ETF 922908595 522 4215 SH SOLE 0 0 4215 VANGUARD INDEX FDS TOTAL STK MKT 922908769 16583 154751 SH SOLE 0 0 154751 VANGUARD INDEX FDS VALUE ETF 922908744 30361 357227 SH SOLE 0 0 357227 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 17318 491564 SH SOLE 0 0 491564 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 434 9300 SH SOLE 0 0 9300 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 240 4300 SH SOLE 0 0 4300 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 788 8463 SH SOLE 0 0 8463 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 310 5344 SH SOLE 0 0 5344 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 811 22923 SH SOLE 0 0 22923 VANGUARD WORLD FDS ENERGY ETF 92204A306 1035 10880 SH SOLE 0 0 10880 VERIZON COMMUNICATIONS INC COM 92343V104 1693 30327 SH SOLE 0 0 30327 VISA INC COM CL A 92826C839 339 4570 SH SOLE 0 0 4570 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 285 9229 SH SOLE 0 0 9229 WAL-MART STORES INC COM 931142103 322 4412 SH SOLE 0 0 4412 WELLS FARGO & CO NEW COM 949746101 2672 56451 SH SOLE 0 0 56451 WESTPAC BKG CORP SPONSORED ADR 961214301 212 9609 SH SOLE 0 0 9609 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1086 30664 SH SOLE 0 0 30664 WISDOMTREE TR GLB EX US RL EST 97717W331 464 17100 SH SOLE 0 0 17100 WISDOMTREE TR INTL EQUITY FD 97717W703 13505 301784 SH SOLE 0 0 301784 WISDOMTREE TR LARGECAP DIVID 97717W307 6052 79885 SH SOLE 0 0 79885 ZIOPHARM ONCOLOGY INC COM 98973P101 94 17110 SH SOLE 0 0 17110