Compliance Management Officer

0001642246-18-000002.txt : 20180215 0001642246-18-000002.hdr.sgml : 20180215 20180215112449 ACCESSION NUMBER: 0001642246-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sharkey, Howes & Javer CENTRAL INDEX KEY: 0001642246 IRS NUMBER: 841156231 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16906 FILM NUMBER: 18616689 BUSINESS ADDRESS: STREET 1: 720 S. COLORADO BLVD. STE. 600 SOUTH CITY: DENVER STATE: CO ZIP: 80246 BUSINESS PHONE: 303-639-5100 MAIL ADDRESS: STREET 1: 720 S. COLORADO BLVD. STE. 600 SOUTH CITY: DENVER STATE: CO ZIP: 80246 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001642246 XXXXXXXX 12-31-2017 12-31-2017 true 1 RESTATEMENT Sharkey, Howes & Javer

720 S. COLORADO BLVD. STE. 600 SOUTH DENVER CO 80246

13F HOLDINGS REPORT 028-16906 N Harold Kirschner Compliance Management Officer 303-639-5100 Harold Kirschner Denver CA 02-15-2018 0 222 171300 false INFORMATION TABLE 2 13FDECEMBER.xml 1 100 Berkshire HTHWY CLA Large Blend 084670991 298 100 SH SOLE 100 0 0 3M Large Blend 88579Y101 142 604 SH SOLE 604 0 0 A F L A C Inc. Large Blend 001055102 9 100 SH SOLE 100 0 0 A S M L Holding Nv New F N Y R Large Growth 070592100 17 100 SH SOLE 100 0 0 Abbott Laboratories Large Blend 002819AC4 136 2385 SH SOLE 2385 0 0 Abbvie Inc Large Growth 00287Y109 89 924 SH SOLE 924 0 0 Adobe Systems Inc. Large Blend 00724F101 140 800 SH SOLE 800 0 0 Advanced Optics Electronics Small Value 00754V109 1 20000 SH SOLE 20000 0 0 Aegon Nv Pfd Small Growth 007924103 26 1000 SH SOLE 1000 0 0 Alibaba Group Hldg Adr Large Blend 01609W102 4 25 SH SOLE 25 0 0 Allegion Public Ltd Co F Small Blend G0176J109 7 83 SH SOLE 83 0 0 Alphabet Inc Large Blend 02079K107 81 77 SH SOLE 77 0 0 Alphabet Inc Class A Large Growth 02079K107 81 77 SH SOLE 77 0 0 Altria Group, Inc. Large Blend 02209S103 7 100 SH SOLE 100 0 0 Alvopetro Energy Ltd Small Blend 02255Q100 1 1500 SH SOLE 1500 0 0 Amazon.com, Inc. Large Blend 023135106 55 47 SH SOLE 47 0 0 American Intl Group Inc Large Blend 026874784 1 5 SH SOLE 5 0 0 American Water Works, Inc. Large Blend 030420103 107 1174 SH SOLE 1174 0 0 Analog Devices Inc Mid Blend 032654105 637 7160 SH SOLE 7160 0 0 Apple Computer, Inc. Large Blend 037833100 287 1698 SH SOLE 1698 0 0 Applied Industrial Tech. Inc. Small Blend 03820C105 357 5239 SH SOLE 5239 0 0 Aqua Vie Beverage Cp Xxx Small Growth 03838F306 1 200 SH SOLE 200 0 0 Arris Group Inc Mid Growth 04270V106 2 85 SH SOLE 85 0 0 AT&T Inc New Large Blend 00206R102 146 3766 SH SOLE 3766 0 0 Auto Data Processing Large Blend 053015103 100 850 SH SOLE 850 0 0 Bank of New York Mellon Corp Large Blend 064058100 16 300 SH SOLE 300 0 0 Bed Bath & Beyond Large Blend 075896100 4 200 SH SOLE 200 0 0 Belle Isle Corp Small Growth 078455102 1 75 SH SOLE 75 0 0 Berkshire Hathaway CL B Large Blend 084670702 779 3929 SH SOLE 3929 0 0 Blackhawk Network Large Growth 09238E203 14 388 SH SOLE 388 0 0 Briggs & Stratton Corp Small Growth 109043109 6 219 SH SOLE 219 0 0 Bristol-Myers Squibb Co. Large Blend 110122108 257 4200 SH SOLE 4200 0 0 Business Developement Co Small Blend 12325J101 3 343 SH SOLE 343 0 0 Canadian Natural Resources Ltd Large Blend 136385101 14 400 SH SOLE 400 0 0 Cannabis Wheaton Small Growth 13765K103 1 1000 SH SOLE 1000 0 0 Caterpillar, Inc. Large Blend 149123101 16 100 SH SOLE 100 0 0 Cdk Global Inc Small Blend 12508E101 11 150 SH SOLE 150 0 0 Charles Schwab & Co. Large Blend 808513105 6 120 SH SOLE 120 0 0 Chemours Company Small Value 163851108 30 600 SH SOLE 600 0 0 ChevronTexaco Corp Large Blend 166764100 280 2234 SH SOLE 2234 0 0 Cion Investment Corp Large Growth 17259U105 115 12647 SH SOLE 12647 0 0 Cisco Systems, Inc. Large Blend 17275R102 142 3712 SH SOLE 3712 0 0 Coca Cola Company Large Blend 191216100 37 800 SH SOLE 800 0 0 Cohen & Steers REIT & Preferre Mid Value 19247X100 64 3000 SH SOLE 3000 0 0 Colgate Palmolive Co. Large Blend 194162103 117 1548 SH SOLE 1548 0 0 Comcast Corp New Cl A Large Blend 20030N101 55 1384 SH SOLE 1384 0 0 Conocophillips Large Blend 20825C104 67 1216 SH SOLE 1216 0 0 Consolidated Edison Inc. Large Blend 209115104 8 100 SH SOLE 100 0 0 Constellation Brand Large Growth 21036P108 28 122 SH SOLE 122 0 0 Constellation Brand Large Growth 21036P207 36 157 SH SOLE 157 0 0 Costco Whsl Corp New Large Blend 22160K105 49 264 SH SOLE 264 0 0 Deere & Co Large Blend 244199105 26 165 SH SOLE 165 0 0 Dell Technologies In Small Value 24703L103 186 2286 SH SOLE 2286 0 0 Detroit Edison Large Blend 233051879 92 838 SH SOLE 838 0 0 Diageo PLC New ADR F1 ADR Reps Large Blend 25243Q205 62 425 SH SOLE 425 0 0 Direxion Dily JR Gold Small Blend 25490K554 1 81 SH SOLE 81 0 0 Disney Large Blend 254687106 69 638 SH SOLE 638 0 0 DJ Global Real Estate Large Growth 78463X749 4426 90540 SH SOLE 90540 0 0 Dowdupont Inc Large Growth 26078J100 305 4281 SH SOLE 4281 0 0 Du Pont E I $3.50 Pfd Corporate Bond 163534109 1 5 SH SOLE 5 0 0 Duke Energy Corp Large Blend 26441C204 22 257 SH SOLE 257 0 0 E M X Royalty Corpor Small Blend 26873J107 1 180 SH SOLE 180 0 0 EBAY, Inc. Large BLend 278642103 4 110 SH SOLE 110 0 0 Electronic Arts Inc Large Growth 285512109 1 1 SH SOLE 1 0 0 Emerson Electric Co Large Blend 291011104 31 450 SH SOLE 450 0 0 Enbridge Inc Large Growth 29250N105 14 370 SH SOLE 370 0 0 Exxon Mobil Corporation Large Blend 30231G102 415 4959 SH SOLE 4959 0 0 Facebook Inc Class A Large Growth 30303M102 111 631 SH SOLE 631 0 0 Fedex Corporation Large Blend 31428X106 31 125 SH SOLE 125 0 0 First TRUST North Small Growth 33738D101 4 20 SH SOLE 20 0 0 Fleetcor Technologie Mid Growth 339041105 1 1000 SH SOLE 1000 0 0 General Electric Large Blend 369604103 26 1483 SH SOLE 1483 0 0 General Mills Inc Large Blend 370334104 31 530 SH SOLE 530 0 0 Gen-Probe Incorporated Com Large Growth 36866T103 1 2 SH SOLE 2 0 0 Genuine Parts Co. Large Blend 372460105 37 393 SH SOLE 393 0 0 Guggenheim Bltshrs 2024 Corporate Bond 18383M233 27 1299 SH SOLE 1299 0 0 Guggenheim S&P 500 Equal Large Growth 78355W841 1 6 SH SOLE 6 0 0 Halyard Health Inc Small Growth 40650V100 2 50 SH SOLE 50 0 0 Hancock John Financial Large Blend 409735206 16 412 SH SOLE 412 0 0 Healthsouth Corp Mid Growth 421924309 3 57 SH SOLE 57 0 0 Hershey Foods Corp. Large Blend 427866108 18 162 SH SOLE 162 0 0 Home Depot Large Blend 437076102 376 1982 SH SOLE 1982 0 0 Honda Motor Co Ltd Large Value 438128308 1 1 SH SOLE 1 0 0 Honeywell International Large Blend 438516106 75 490 SH SOLE 490 0 0 HSBC Holdings 8.125 F Perpe Small Blend 404280703 27 1000 SH SOLE 1000 0 0 IBM Large Blend 459200101 63 410 SH SOLE 410 0 0 Indivior Plc Ord Small Growth G4766E108 3 500 SH SOLE 500 0 0 Infinera Corp New Small Growth 45667G103 53 8415 SH SOLE 8415 0 0 Ingersoll Rand Co Cl A F Bermu Large Blend G47791101 22 250 SH SOLE 250 0 0 Intel Corp Large Blend 458140100 48 1040 SH SOLE 1040 0 0 Intuitive Surgical New Large Growth 46120E602 22 60 SH SOLE 60 0 0 Irobot Corp Large Blend 462726100 8 100 SH SOLE 100 0 0 Ishares Aerospace & Defense In Municipal Bond 464288760 6 31 SH SOLE 31 0 0 Ishares Cohen & Steers Realty Mid Value 464287564 171 1691 SH SOLE 1691 0 0 Ishares Iboxx High Yield Corp Corporate Bond 464288513 3 36 SH SOLE 36 0 0 Ishares MSCI ACWI Index Large Blend 464288257 228 3158 SH SOLE 3158 0 0 Ishares MSCI EAFE Large Blend 464287465 19 273 SH SOLE 273 0 0 Ishares MSCI EAFE Small Mid Blend 464288273 26 400 SH SOLE 400 0 0 Ishares MSCI Emerging Mkts Small Growth 464287234 28 585 SH SOLE 585 0 0 Ishares Russell 1000 Index Large Blend 464287622 1371 9224 SH SOLE 9224 0 0 IShares Russell 1000 Value Large Value 464287598 2467 19838 SH SOLE 19838 0 0 Ishares Russell 2000 Growth Small Blend 464287648 128 688 SH SOLE 688 0 0 IShares Russell 2000 Index Fun Small Blend 464287655 2211 14501 SH SOLE 14501 0 0 Ishares Russell Midcap Index Mid Blend 464287499 162 779 SH SOLE 779 0 0 Ishares S&P 500 Index Large Blend 464287200 594 2208 SH SOLE 2208 0 0 Ishares S&P Midcap 400 Index Mid Blend 464287507 1788 9421 SH SOLE 9421 0 0 Ishares S&P Midcap 400 Value E Mid Value 464287705 5 30 SH SOLE 30 0 0 Ishares Silver Trust Large Blend 46428Q109 8 500 SH SOLE 500 0 0 IShares Trust Dow Jones Select Large Blend 464287168 664 6733 SH SOLE 6733 0 0 J.P. Morgan Chase & Company Large Blend 46625H100 49 460 SH SOLE 460 0 0 Johnson and Johnson Large Blend 478160104 623 4459 SH SOLE 4459 0 0 Kimberly-Clark Corp. Large Blend 494368103 85 703 SH SOLE 703 0 0 KRAFT HEINZ CO COM Large Growth 50076Q106 26 330 SH SOLE 330 0 0 L-3 Communications Holdings Large Blend 502424104 59 300 SH SOLE 300 0 0 Lannett Inc Small Growth 516012101 1 58 SH SOLE 58 0 0 Leh Brothers Capital Trust Small Growth 52519Y209 1 500 SH SOLE 500 0 0 Lockheed Martin Corp Large Blend 539830109 32 100 SH SOLE 100 0 0 Lowes Companies, Inc. Large Blend 548661107 112 1200 SH SOLE 1200 0 0 M D U Resources Group Mid Blend 552690109 33 1237 SH SOLE 1237 0 0 Maxar Technologies Small Growth 57778L103 2 31 SH SOLE 31 0 0 McDonalds Large Blend 580135101 59 340 SH SOLE 340 0 0 Medtronic Inc Large Blend G5960L103 65 800 SH SOLE 800 0 0 Merck & Co. Large Blend 58933Y105 90 1607 SH SOLE 1607 0 0 Micro Focus Int Small Growth 594837304 1 30 SH SOLE 30 0 0 Microsoft Corp Large Blend 594918104 629 7356 SH SOLE 7356 0 0 Mid Cap SPDR Trust Unit Mid Value 78467Y107 46 134 SH SOLE 134 0 0 Mitsubishi Ufj Finl Adrf Spons Large Blend 606822104 4 600 SH SOLE 600 0 0 Mondelez International Large Blend 609207105 3 69 SH SOLE 69 0 0 Mylan Laboratories Inc. Large Blend 628530107 6 150 SH SOLE 150 0 0 National Fuel Gas Co. Mid Blend 636180101 5 100 SH SOLE 100 0 0 Nestle Sa Ord Large Blend H57312649 100 1160 SH SOLE 1160 0 0 Nestle Sa-Sponsored Adr Large Blend 641069406 34 400 SH SOLE 400 0 0 Newmont Mining Large Blend 651639106 2 56 SH SOLE 56 0 0 Next Group Plc Ord Small Growth G6500M106 15 247 SH SOLE 247 0 0 Nike Inc Class B Large Blend 654106103 52 828 SH SOLE 828 0 0 Northwest Natural Ga Small Value 667655104 134 2249 SH SOLE 2249 0 0 NRG Energy Inc New Mid Growth 629377508 40 1400 SH SOLE 1400 0 0 Nuveen Insd Div Advan Fd Advan Large Blend 67071L106 24 1540 SH SOLE 1540 0 0 Owens Realty Mtg Inc Large Growth 690828108 172 10729 SH SOLE 10729 0 0 Patterson Companies Large Blend 703395103 7 200 SH SOLE 200 0 0 Paypal Holdings Inco Large Growth 70450Y103 8 110 SH SOLE 110 0 0 Pepsico Large Blend 713448108 132 1100 SH SOLE 1100 0 0 Perpetual Energy Small Value 714270105 1 12 SH SOLE 12 0 0 Pfizer Large Blend 717081103 45 1239 SH SOLE 1239 0 0 Philip Morris Intl Inc Large Growth 718172109 11 100 SH SOLE 100 0 0 Phillips 66 Large Value 718546104 25 245 SH SOLE 245 0 0 Pimco Dynamic Income Cf Corporate Bond 72201Y101 5 157 SH SOLE 157 0 0 Pimco Exch Traded Fund Large Blend 72201R817 2 22 SH SOLE 22 0 0 Pinelawn Cemetery Mid Growth 723104105 28 125 SH SOLE 125 0 0 Powershares Nasdaq Large Growth 73935X146 13 261 SH SOLE 261 0 0 Powershs Exch Trad Fd Tr Power Large Value 73935X583 16 134 SH SOLE 134 0 0 Prairiesky Rty Ltd Small Value 739721108 1 8 SH SOLE 8 0 0 Praxair Inc Large Blend 74005P104 31 200 SH SOLE 200 0 0 Proctor & Gamble Large Blend 742718109 140 1525 SH SOLE 1525 0 0 Prudential Financial Inc Large Blend 744320102 9 75 SH SOLE 75 0 0 Randsburg Intl Gold Cp F Small Blend 752909200 1 1000 SH SOLE 1000 0 0 Reckitt Benckise Gp Ord Small Growth G74079107 47 500 SH SOLE 500 0 0 S&P 500 Equal Weight Large Blend 78355W106 31278 309594 SH SOLE 309594 0 0 Safeway Pdc, LLC Cvr Rts Small Growth 786CVR308 1 1900 SH SOLE 1900 0 0 Sanderson Farms Inc Small Blend 800013104 5 34 SH SOLE 34 0 0 Sanofi Synthelabo ADR Large Blend 80105N105 12 285 SH SOLE 285 0 0 Sap SE Ord Large Growth D66992104 16 142 SH SOLE 142 0 0 Schwab Emerging Mkt ETF Large Blend 808524706 4579 163901 SH SOLE 163901 0 0 Schwab Fundamental US Small Co Small Blend 808524763 6 162 SH SOLE 162 0 0 Schwab Fundamental US Lg Co ET Large Growth 808524771 1 25 SH SOLE 25 0 0 Schwab Intl Eq ETF Large Growth 808524805 17242 506066 SH SOLE 506066 0 0 Schwab Intl Small Small Blend 808524748 3926 109165 SH SOLE 109165 0 0 Schwab US Aggregate Bond Corporate Bond 808524839 2 35 SH SOLE 35 0 0 Schwab US Broad Mkt ETF Large Growth 808524102 396 6138 SH SOLE 6138 0 0 Schwab US Equity Dividend Large Growth 808524797 12322 240799 SH SOLE 240799 0 0 Schwab US Large Cap ETF Large Growth 808524201 13342 209186 SH SOLE 209186 0 0 Schwab US Large Growth ETF Large Growth 808524300 1052 14873 SH SOLE 14873 0 0 Schwab US Mid-Cap ETF Mid Growth 808524508 36045 676643 SH SOLE 676643 0 0 Schwab US Reit ETF Large Blend 808524847 156 3739 SH SOLE 3739 0 0 Schwab US Smallcap ETF Small Growth 808524607 23083 330982 SH SOLE 330982 0 0 Sector Consumer Discretionary Large Value 81369Y407 11 107 SH SOLE 107 0 0 Sector Consumer Staples Large Blend 81369Y308 7 126 SH SOLE 126 0 0 Sector Technology Select Large Growth 81369Y605 554 8659 SH SOLE 8659 0 0 SPDR Blackstone GSO Senior Bond Government Bond 78467V608 10 204 SH SOLE 204 0 0 SPDR S&P Global Natural Large Growth 78463X541 9 181 SH SOLE 181 0 0 Spire Corp Small Growth 848565107 1 400 SH SOLE 400 0 0 Spyglass Resources Small Growth 852193101 1 92 SH SOLE 92 0 0 Starbucks Corp. Large Blend 855244109 110 1924 SH SOLE 1924 0 0 Stryker Corporation Large Blend 863667101 108 700 SH SOLE 700 0 0 Super Micro Computer Large Growth 86800U104 2 72 SH SOLE 72 0 0 Synaptics Inc Large Blend 87157D109 1 33 SH SOLE 33 0 0 Sysco Corporation Large Blend 871829107 30 500 SH SOLE 500 0 0 Target Corporation Large Blend 87612E106 39 600 SH SOLE 600 0 0 Tata Motors Ltd Adr F Spons Large Blend 876568502 78 2350 SH SOLE 2350 0 0 Templeton Emrg Mkt Ord Small Growth G87546100 33 3100 SH SOLE 3100 0 0 Tenaris S A Adr F Spons Large Blend 88031M109 6 200 SH SOLE 200 0 0 Tenn Vly Auth 5.49 6/1/2028 P Corporate Bond 880591300 24 975 SH SOLE 975 0 0 Tennessee Vly Au Pfd Small Growth 880591409 13 500 SH SOLE 500 0 0 Tesla Motors Inc Small Growth 88160R101 6 20 SH SOLE 20 0 0 Teva Pharm Inds Ltd. ADRF Large Blend 881624209 14 750 SH SOLE 750 0 0 Texas Instruments, Inc. Large Blend 882508104 63 600 SH SOLE 600 0 0 Thermo Fisher Scientific Com Large Growth 883556102 138 726 SH SOLE 726 0 0 Under Armour Inc Large Growth 904311107 1 21 SH SOLE 21 0 0 Under Armour Inc Large Blend 904311206 1 21 SH SOLE 21 0 0 Unilever Plc Adr Large Blend 904767704 1 1 SH SOLE 1 0 0 Union Pacific Corp Large Blend 907818108 3 22 SH SOLE 22 0 0 Uniontown Energy Xxx Small Blend 909089203 1 1000 SH SOLE 1000 0 0 United Contl Hldgs Inc Large Blend 902549807 3 44 SH SOLE 44 0 0 United Healthcare Corp Large Blend 91324P102 141 641 SH SOLE 641 0 0 United Parcel Service B Class Large Blend 911312106 113 950 SH SOLE 950 0 0 United Technologies Corp Large Blend 913017109 217 1700 SH SOLE 1700 0 0 Vanguard Corp Bond Intermediate Corporate Bond 92206C870 10 111 SH SOLE 111 0 0 Vanguard Emerging Markets Vipe Large Blend 922042858 53 1147 SH SOLE 1147 0 0 Vanguard High Dividend Yield E Large Value 921946406 129 1504 SH SOLE 1504 0 0 Vanguard Mid Cap ETF IV Mid Blend 922908629 120 776 SH SOLE 776 0 0 Vanguard Reit Small Value 922908553 140 1691 SH SOLE 1691 0 0 Vanguard S&P 500 ETF Large Blend 922908363 47 191 SH SOLE 191 0 0 Vanguard Small Cap ETF Small Blend 922908751 140 945 SH SOLE 945 0 0 Vanguard Value ETF MSCI US Large Growth 922908744 30 283 SH SOLE 283 0 0 Verizon Communications Large Blend 92343V104 52 983 SH SOLE 983 0 0 Visa Inc Cl A Class A Large Value 92826C839 5 45 SH SOLE 45 0 0 Vodafone Airtouch ADR Large Blend 92857W100 15 462 SH SOLE 462 0 0 Walgreens Boots Allianc Large Growth 931427108 130 1796 SH SOLE 1796 0 0 Wells Fargo & Co New Large Blend 949746101 281 4637 SH SOLE 4637 0 0 Wisconsin Egy CP Hldg Mid Blend 92939U106 66 1000 SH SOLE 1000 0 0 Wisdomtree Intl Hedged Large Growth 97717X594 277 8744 SH SOLE 8744 0 0 XCEL Energy, Inc. Large Blend 98389B100 146 3040 SH SOLE 3040 0 0