Compliance Management Officer

0001642246-16-000009.txt : 20161102 0001642246-16-000009.hdr.sgml : 20161102 20161102111937 ACCESSION NUMBER: 0001642246-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sharkey, Howes & Javer CENTRAL INDEX KEY: 0001642246 IRS NUMBER: 841156231 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16906 FILM NUMBER: 161966720 BUSINESS ADDRESS: STREET 1: 720 S. COLORADO BLVD. STE. 600 SOUTH CITY: DENVER STATE: X1 ZIP: 80246 BUSINESS PHONE: 303-639-5100 MAIL ADDRESS: STREET 1: 720 S. COLORADO BLVD. STE. 600 SOUTH CITY: DENVER STATE: X1 ZIP: 80246 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001642246 XXXXXXXX 09-30-2016 09-30-2016 Sharkey, Howes & Javer

720 S. COLORADO BLVD. STE. 600 SOUTH DENVER X1 80246

13F HOLDINGS REPORT 028-16906 N Harold Kirschner Compliance Management Officer 303-639-5100 Harold Kirschner Denver CO 11-02-2016 0 235 165150 false INFORMATION TABLE 2 13FSEPT2016.xml 1 100 Berkshire HTHWY CLA Large Blend 84670991 216 100 SH SOLE 100 0 0 3M Large Blend 88579Y101 106 604 SH SOLE 604 0 0 A F L A C Inc. Large Blend 001055102 14 200 SH SOLE 200 0 0 Abbott Laboratories Large Blend 002819AC4 39 924 SH SOLE 924 0 0 Abbvie Inc Large Growth 00287Y109 58 924 SH SOLE 924 0 0 Adobe Systems Inc. Large Blend 00724F101 87 800 SH SOLE 800 0 0 Advanced Optics Electronics Co Small Value 01858T107 1 20000 SH SOLE 20000 0 0 Aegon Nv Pfd Small Growth 007924301 25 1000 SH SOLE 1000 0 0 Alibaba Group Hldg Adr Large Blend 01609W102 3 25 SH SOLE 25 0 0 Allegion Public Ltd Co F Small Blend G0176J109 6 83 SH SOLE 83 0 0 Alphabet Inc Large Blend 02079K107 60 77 SH SOLE 77 0 0 Alphabet Inc Class A Large Growth 02079K107 62 77 SH SOLE 77 0 0 Alps Alerian Mlp Etf Large Growth 00162Q866 59 4655 SH SOLE 4655 0 0 Altria Group, Inc. Large Blend 02209S103 1 170 SH SOLE 170 0 0 Amazon.com, Inc. Large Blend 023135106 39 47 SH SOLE 47 0 0 American Intl Group Inc Large Blend 026874784 1 5 SH SOLE 5 0 0 American Water Works, Inc. Large Blend 30420103 88 1174 SH SOLE 1174 0 0 Apple Computer, Inc. Large Blend 37833100 180 1595 SH SOLE 1595 0 0 Applied Industrial Tech. Inc. Small Blend 03820C105 249 5319 SH SOLE 5319 0 0 Aqua Vie Beverage Cp Xxx Small Growth 03838F306 1 200 SH SOLE 200 0 0 Ares Capital Corp Mid Blend 04010L608 44 2850 SH SOLE 2850 0 0 Arris Group Inc Mid Growth 04270V106 2 85 SH SOLE 85 0 0 AT&T Inc New Large Blend 00206R102 192 4738 SH SOLE 4738 0 0 Auto Data Processing Large Blend 53015103 75 850 SH SOLE 850 0 0 B P Prudhoe Bay Rlty Tr Unit B Mid Blend 55630107 2 120 SH SOLE 120 0 0 Bank of America Corp Large Blend 60505104 1 1 SH SOLE 1 0 0 Bank of New York Mellon Corp Large Blend 64058100 12 300 SH SOLE 300 0 0 Bed Bath & Beyond Large Blend 75896100 9 200 SH SOLE 200 0 0 Belle Isle Corp Small Growth 78455102 1 75 SH SOLE 75 0 0 Berkshire Hathaway CL B Large Blend 84670702 568 3929 SH SOLE 3929 0 0 Blackhawk Network Large Growth 09238E203 12 388 SH SOLE 388 0 0 Blackrock MuniYield Inve Municipal Bond 09254R104 49 2900 SH SOLE 2900 0 0 Briggs & Stratton Corp Small Growth 109043109 4 219 SH SOLE 219 0 0 Bristol-Myers Squibb Co. Large Blend 110122108 86 1600 SH SOLE 1600 0 0 Canadian Natural Resources Ltd Large Blend 136385101 13 400 SH SOLE 400 0 0 Caterpillar, Inc. Large Blend 149123101 9 100 SH SOLE 100 0 0 Cdk Global Inc Small Blend 12508E101 16 283 SH SOLE 283 0 0 Central Fd of Canada Small Growth 153501101 3 190 SH SOLE 190 0 0 Charles Schwab & Co. Large Blend 808513105 4 120 SH SOLE 120 0 0 ChevronTexaco Corp Large Blend 166764100 262 2544 SH SOLE 2544 0 0 Chimera Investment Corp Reit Real Estate 16934Q109 48 3000 SH SOLE 3000 0 0 Chipotle Mexican Grill Class A Mid Growth 169656105 508 1200 SH SOLE 1200 0 0 CIGNA Corp Large Blend 125509109 75 575 SH SOLE 575 0 0 Cisco Systems, Inc. Large Blend 17275R102 124 3902 SH SOLE 3902 0 0 Coca Cola Company Large Blend 191216100 39 912 SH SOLE 912 0 0 Cohen & Steers REIT & Preferre Mid Value 19247X100 60 3000 SH SOLE 3000 0 0 Colgate Palmolive Co. Large Blend 194162103 133 1788 SH SOLE 1788 0 0 Conocophillips Large Blend 20825C104 6 130 SH SOLE 130 0 0 Consolidated Edison Inc. Large Blend 209115104 8 100 SH SOLE 100 0 0 Constellation Brand Large Growth 21036P108 20 122 SH SOLE 122 0 0 Constellation Brand Large Growth 21036P207 37 223 SH SOLE 223 0 0 Costco Whsl Corp New Large Blend 22160K105 15 100 SH SOLE 100 0 0 Deere & Co Large Blend 244199105 14 165 SH SOLE 165 0 0 Dell Technologies In Small Value 24703L103 4 81 SH SOLE 81 0 0 Detroit Edison Large Blend 233051879 78 838 SH SOLE 838 0 0 Deutsche X-Trackers Etf Large Growth 233051200 1770 67088 SH SOLE 67088 0 0 Diageo PLC New ADR F1 ADR Reps Large Blend 25243Q205 49 425 SH SOLE 425 0 0 Disney Large Blend 254687106 63 677 SH SOLE 677 0 0 DJ Global Real Estate Large Growth 78463X749 80 1602 SH SOLE 1602 0 0 Du Pont E I $3.50 Pfd Corporate Bond 163534109 1 5 SH SOLE 5 0 0 Duke Energy Corp Large Blend 26441C204 21 257 SH SOLE 257 0 0 EBAY, Inc. Large BLend 278642103 4 110 SH SOLE 110 0 0 Electronic Arts Inc Large Growth 285512109 1 1 SH SOLE 1 0 0 Emerson Electric Co Large Blend 291011104 25 450 SH SOLE 450 0 0 Eurasian Minerals Small Value 29843R100 1 180 SH SOLE 180 0 0 Exxon Mobil Corporation Large Blend 30231G102 371 4246 SH SOLE 4246 0 0 Facebook Inc Class A Large Growth 30303M102 81 631 SH SOLE 631 0 0 Fedex Corporation Large Blend 31428X106 22 125 SH SOLE 125 0 0 First Tr Dj Internet Fd Small Growth 33734X200 22 266 SH SOLE 266 0 0 First TRUST North Small Growth 33738D101 22 862 SH SOLE 862 0 0 Fleetcor Technologie Mid Growth 339041105 3 20 SH SOLE 20 0 0 Gen-Probe Incorporated Com Large Growth 36866T103 1 2 SH SOLE 2 0 0 General Electric Large Blend 369604103 179 6059 SH SOLE 6059 0 0 General Mills Inc Large Blend 370334104 34 530 SH SOLE 530 0 0 Genuine Parts Co. Large Blend 372460105 39 393 SH SOLE 393 0 0 Gilead Sciences Inc Large Growth 375558103 17 218 SH SOLE 218 0 0 Glaxosmithkline PLC ADRF Large Blend 3733W105 35 800 SH SOLE 800 0 0 Guggenheim Bltshrs 2023 Corporate Bond 18383M241 93 4368 SH SOLE 4368 0 0 Guggenheim Bltshrs 2024 Corporate Bond 18383M233 43 2019 SH SOLE 2019 0 0 Guggenheim Bullet 2021 Corporate Bond 18383M266 93 4290 SH SOLE 4290 0 0 Guggenheim Bullet 2022 Corporate Bond 18383M258 93 4314 SH SOLE 4314 0 0 Guggenheim Defensive Equity Large Value 18383M878 1 9 SH SOLE 9 0 0 Guideware Software Mid Growth 40171V100 28 470 SH SOLE 470 0 0 Halliburton Company Large Blend 406216101 18 400 SH SOLE 400 0 0 Halyard Health Inc Small Growth 40650V100 3 100 SH SOLE 100 0 0 Hancock John Financial Large Blend 409735206 11 412 SH SOLE 412 0 0 Headwaters Inc Mid Blend 42210P102 3 200 SH SOLE 200 0 0 Hershey Foods Corp. Large Blend 427866108 15 162 SH SOLE 162 0 0 Home Depot Large Blend 437076102 255 1982 SH SOLE 1982 0 0 Honda Motor Co Ltd Large Value 438128308 1 1 SH SOLE 1 0 0 HSBC Holdings 8.125% F Perpe Small Blend 404280703 27 1000 SH SOLE 1000 0 0 I N G Groep Pfd Large Value 456837608 26 1000 SH SOLE 1000 0 0 IBM Large Blend 459200101 68 427 SH SOLE 427 0 0 Indivior Plc Ord Small Growth G4766E108 2 500 SH SOLE 500 0 0 Infinera Corp New Small Growth 45667G103 76 8415 SH SOLE 8415 0 0 Ingersoll Rand Co Cl A F Bermu Large Blend G47791101 17 250 SH SOLE 250 0 0 Intel Corp Large Blend 458140100 39 1040 SH SOLE 1040 0 0 Intuitive Surgical New Large Growth 46120E602 14 20 SH SOLE 20 0 0 Invesco Mortgage Capital Small Value 46131B209 50 3275 SH SOLE 3275 0 0 Irobot Corp Large Blend 462726100 4 100 SH SOLE 100 0 0 Ishares Cohen & Steers Realty Mid Value 464287564 545 5195 SH SOLE 5195 0 0 Ishares MSCI ACWI Index Large Blend 464288257 362 6131 SH SOLE 6131 0 0 Ishares MSCI EAFE Large Blend 464287465 16 273 SH SOLE 273 0 0 Ishares MSCI EAFE Small Mid Blend 464288273 55 1040 SH SOLE 1040 0 0 Ishares MSCI Emerging Mkts Small Growth 464287234 21 557 SH SOLE 557 0 0 Ishares Russell 1000 Index Large Blend 464287622 1145 9507 SH SOLE 9507 0 0 IShares Russell 1000 Value Large Value 464287598 708 6699 SH SOLE 6699 0 0 Ishares Russell 2000 Growth Small Blend 464287648 107 720 SH SOLE 720 0 0 IShares Russell 2000 Index Fun Small Blend 464287655 1478 11902 SH SOLE 11902 0 0 Ishares Russell Midcap Index Mid Blend 464287499 137 788 SH SOLE 788 0 0 Ishares S&P 500 Index Large Blend 464287200 648 2980 SH SOLE 2980 0 0 Ishares S&P Midcap 400 Index Mid Blend 464287507 1376 8894 SH SOLE 8894 0 0 Ishares S&P US Pfd Stk Large Blend 464288687 31 788 SH SOLE 788 0 0 Ishares Silver Trust Large Blend 46428Q109 9 500 SH SOLE 500 0 0 IShares Trust Dow Jones Select Large Blend 464287168 1043 12168 SH SOLE 12168 0 0 J.P. Morgan Chase & Company Large Blend 46625H100 17 252 SH SOLE 252 0 0 Johnson and Johnson Large Blend 478160104 530 4485 SH SOLE 4485 0 0 JP Morgan Exch Traded Nt Aleri Large Blend 46625H365 12 375 SH SOLE 375 0 0 Kbr Inc Com Mid Blend 48242W106 6 400 SH SOLE 400 0 0 Kimberly-Clark Corp. Large Blend 494368103 101 803 SH SOLE 803 0 0 KRAFT HEINZ CO COM Large Growth 50076Q106 39 440 SH SOLE 440 0 0 L-3 Communications Holdings Large Blend 502424104 45 300 SH SOLE 300 0 0 Lannett Inc Small Growth 516012101 2 58 SH SOLE 58 0 0 Leh Brothers Capital Trust Small Growth 52519Y209 1 500 SH SOLE 500 0 0 Lowes Companies, Inc. Large Blend 548661107 87 1200 SH SOLE 1200 0 0 M D U Resources Group Mid Blend 552690109 31 1237 SH SOLE 1237 0 0 McDonalds Large Blend 580135101 39 340 SH SOLE 340 0 0 Medtronic Inc Large Blend G5960L103 95 1100 SH SOLE 1100 0 0 Merck & Co. Large Blend 58933Y105 182 2924 SH SOLE 2924 0 0 Microsoft Corp Large Blend 594918104 410 7121 SH SOLE 7121 0 0 Mid Cap SPDR Trust Unit Mid Value 78467Y107 53 189 SH SOLE 189 0 0 Mitsubishi Ufj Finl Adrf Spons Large Blend 606822104 3 600 SH SOLE 600 0 0 Mondelez International Large Blend 609207105 4 100 SH SOLE 100 0 0 Mylan Laboratories Inc. Large Blend 628530107 6 150 SH SOLE 150 0 0 National Fuel Gas Co. Mid Blend 636180101 5 100 SH SOLE 100 0 0 Nestle Sa-Sponsored Adr Large Blend 641069406 84 1064 SH SOLE 1064 0 0 Newmont Mining Large Blend 651639106 2 56 SH SOLE 56 0 0 Next Group Plc Ord Small Growth G6500M106 15 247 SH SOLE 247 0 0 Nike Inc Class B Large Blend 654106103 44 828 SH SOLE 828 0 0 Noble Corp New Large Blend G65422100 1 20 SH SOLE 20 0 0 Northwest Natural Ga Small Value 667655104 130 2165 SH SOLE 2165 0 0 NRG Energy Inc New Mid Growth 629377508 16 1400 SH SOLE 1400 0 0 Oracle Corporation Large Blend 68389X105 8 200 SH SOLE 200 0 0 Owens Realty Mtg Inc Large Growth 690828108 186 10729 SH SOLE 10729 0 0 Patterson Companies Large Blend 703395103 9 200 SH SOLE 200 0 0 Paypal Holdings Inco Large Growth 70450Y103 5 110 SH SOLE 110 0 0 Pepsico Large Blend 713448108 125 1153 SH SOLE 1153 0 0 Perpetual Energy Small Value 714270105 1 12 SH SOLE 12 0 0 Pfizer Large Blend 717081103 42 1239 SH SOLE 1239 0 0 Philip Morris Intl Inc Large Growth 718172109 10 100 SH SOLE 100 0 0 Phillips 66 Large Value 718546104 21 261 SH SOLE 261 0 0 Pimco Dynamic Income Cf Corporate Bond 72201Y101 4 157 SH SOLE 157 0 0 Pimco Exch Traded Fund Large Blend 72201R817 237 2223 SH SOLE 2223 0 0 Pinelawn Cemetery Mid Growth 723104105 27 125 SH SOLE 125 0 0 Prairiesky Rty Ltd Small Value 739721108 1 8 SH SOLE 8 0 0 Praxair Inc Large Blend 74005P104 24 200 SH SOLE 200 0 0 Proctor & Gamble Large Blend 742718109 209 2325 SH SOLE 2325 0 0 Proshares Ultrshrt Msci Large Growth 74348A673 1 20 SH SOLE 20 0 0 Prospect Capital Corp Small Value 74348T201 36 4500 SH SOLE 4500 0 0 Randsburg Intl Gold Cp F Small Blend 752909200 1 1000 SH SOLE 1000 0 0 Real Estate Select Sctr Large Growth 81369Y860 1 36 SH SOLE 36 0 0 Real Goods Solar Cl A Class A Small Blend 75601N104 1 1 SH SOLE 1 0 0 Reckitt Benckise Gp Ord Small Growth G74079107 47 500 SH SOLE 500 0 0 Retailmenot Inc Small Growth 76132B106 1 10 SH SOLE 10 0 0 S&P 500 Equal Weight Large Blend 78355W106 13241 158400 SH SOLE 158400 0 0 Safeway Casa Lay Cvr Rts Large Blend 786CVR209 1 1900 SH SOLE 1900 0 0 Safeway Pdc, Llc Cvr Rts Mid Blend 786CVR308 1 1900 SH SOLE 1900 0 0 Sanderson Farms Inc Small Blend 800013104 3 34 SH SOLE 34 0 0 Sanofi Synthelabo ADR Large Blend 80105N105 19 489 SH SOLE 489 0 0 Schwab Emerging Mkt ETF Large Blend 808524706 718 31155 SH SOLE 31155 0 0 Schwab Fundamental US Lg Co ET Large Growth 808524771 163 5253 SH SOLE 5253 0 0 Schwab Intl Eq ETF Large Growth 808524805 2704 93924 SH SOLE 93924 0 0 Schwab US Broad Mkt ETF Large Growth 808524102 587 11218 SH SOLE 11218 0 0 Schwab US Equity Dividend Large Growth 808524797 11304 267172 SH SOLE 267172 0 0 Schwab US Large Cap ETF Large Growth 808524201 341 6599 SH SOLE 6599 0 0 Schwab US Large Growth ETF Large Growth 808524300 25249 455097 SH SOLE 455097 0 0 Schwab US Mid-Cap ETF Mid Growth 808524508 13786 316781 SH SOLE 316781 0 0 Schwab US Reit ETF Large Blend 808524847 17617 413053 SH SOLE 413053 0 0 Schwab US Smallcap ETF Small Growth 808524607 15977 277624 SH SOLE 277624 0 0 Sector Financials Large Growth 81369Y605 5 263 SH SOLE 263 0 0 Sector Spdr Engy Select Shares Large Value 81369Y506 11 150 SH SOLE 150 0 0 Sector Technology Select Large Growth 81369Y605 534 11174 SH SOLE 11174 0 0 Shire Plc Adr F Spons Large Blend 82481R106 11 59 SH SOLE 59 0 0 Spdr Barclays Etf Corporate Bond 78464A359 6 135 SH SOLE 135 0 0 Spdr Dow Jones REIT ETF Large Growth 78464A607 29 293 SH SOLE 293 0 0 Spdr S&P 400 Mid Cap Mid Blend 78464A839 8 97 SH SOLE 97 0 0 Spectra Energy Corp Large Blend 847560109 16 377 SH SOLE 377 0 0 Spire Corp Small Growth 848565107 1 400 SH SOLE 400 0 0 St. Jude Medical Inc. Large Blend 790849103 134 1678 SH SOLE 1678 0 0 Starbucks Corp. Large Blend 855244109 96 1774 SH SOLE 1774 0 0 Stryker Corporation Large Blend 863667101 81 700 SH SOLE 700 0 0 Super Micro Computer Large Growth 86800U104 2 72 SH SOLE 72 0 0 Synaptics Inc Large Blend 87157D109 2 33 SH SOLE 33 0 0 Sysco Corporation Large Blend 871829107 37 750 SH SOLE 750 0 0 Target Corporation Large Blend 87612E106 41 600 SH SOLE 600 0 0 Tata Motors Ltd Adr F Spons Large Blend 876568502 114 2850 SH SOLE 2850 0 0 Templeton Emrg Mkt Ord Small Growth G87546100 23 3100 SH SOLE 3100 0 0 Tenaris S A Adr F Spons Large Blend 88031M109 6 200 SH SOLE 200 0 0 Tenn Vly Auth 5.49% 6/1/2028 P Corporate Bond 880591300 25 975 SH SOLE 975 0 0 Tennessee Vly Au Pfd Small Growth 880591409 13 500 SH SOLE 500 0 0 Tesla Motors Inc Small Growth 88160R101 4 20 SH SOLE 20 0 0 Teva Pharm Inds Ltd. ADRF Large Blend 881624209 92 2008 SH SOLE 2008 0 0 Texas Instruments, Inc. Large Blend 882508104 42 600 SH SOLE 600 0 0 The Whitewave Foods Co Small Growth 966244105 68 1250 SH SOLE 1250 0 0 Thermo Fisher Scientific Com Large Growth 883556102 115 726 SH SOLE 726 0 0 Thl Credit Inc Small Growth 872438106 38 4000 SH SOLE 4000 0 0 Thl Credit Senior Loan C Corporate Bond 872438205 51 3110 SH SOLE 3110 0 0 Tortoise Egy Infrastruct Small Blend 89147L100 18 570 SH SOLE 570 0 0 Two Harbors Investment Mid Value 90187B101 35 4125 SH SOLE 4125 0 0 Under Armour Inc Large Growth 904311107 1 21 SH SOLE 21 0 0 Under Armour Inc Large Blend 904311206 1 21 SH SOLE 21 0 0 Unilever Plc Adr Large Blend 904767704 1 1 SH SOLE 1 0 0 Uniontown Energy Xxx Small Blend 909089203 1 1000 SH SOLE 1000 0 0 United Contl Hldgs Inc Large Blend 902549807 2 44 SH SOLE 44 0 0 United Healthcare Corp Large Blend 91324P102 90 641 SH SOLE 641 0 0 United Parcel Service B Class Large Blend 911312106 104 950 SH SOLE 950 0 0 United Technologies Corp Large Blend 913017109 173 1700 SH SOLE 1700 0 0 Vanguard Emerging Markets Vipe Large Blend 922042858 15 395 SH SOLE 395 0 0 Vanguard High Dividend Yield E Large Value 921946406 250 3459 SH SOLE 3459 0 0 Vanguard Large Cap Large Value 922908637 22 225 SH SOLE 225 0 0 Vanguard Mid Cap ETF IV Mid Blend 922908629 33 258 SH SOLE 258 0 0 Vanguard Reit Small Value 922908553 212 2446 SH SOLE 2446 0 0 Vanguard Small Cap ETF Small Blend 922908751 137 1122 SH SOLE 1122 0 0 Verizon Communications Large Blend 92343V104 72 1383 SH SOLE 1383 0 0 Vodafone Airtouch ADR Large Blend 92857W100 13 462 SH SOLE 462 0 0 Wal-Mart Stores, Inc. Large Blend 931142103 7 100 SH SOLE 100 0 0 Walgreens Boots Allianc Large Growth 931427108 153 1896 SH SOLE 1896 0 0 Washington Large Growth 939653101 5 149 SH SOLE 149 0 0 Wells Fargo & Co New Large Blend 949746101 264 5959 SH SOLE 5959 0 0 Western Asset Claymore Corporate Bond 95766R104 44 3900 SH SOLE 3900 0 0 Whole Foods Market Inc Large Blend 966837106 17 600 SH SOLE 600 0 0 Wisconsin Egy CP Hldg Mid Blend 92939U106 60 1000 SH SOLE 1000 0 0 Wisdomtree Intl Hedged Large Growth 97717X594 41685 1580791 SH SOLE 1580791 0 0 XCEL Energy, Inc. Large Blend 98389B100 122 2961 SH SOLE 2961 0 0 Yorkville High Inc Etf High Yield Bond 301505103 10 397 SH SOLE 397 0 0