Compliance Officer

0001642246-15-000003.txt : 20151109 0001642246-15-000003.hdr.sgml : 20151109 20151105171013 ACCESSION NUMBER: 0001642246-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151105 DATE AS OF CHANGE: 20151105 EFFECTIVENESS DATE: 20151105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sharkey, Howes & Javer CENTRAL INDEX KEY: 0001642246 IRS NUMBER: 841156231 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16906 FILM NUMBER: 151201607 BUSINESS ADDRESS: STREET 1: 720 S. COLORADO BLVD. STE. 600 SOUTH CITY: DENVER STATE: X1 ZIP: 80246 BUSINESS PHONE: 303-639-5100 MAIL ADDRESS: STREET 1: 720 S. COLORADO BLVD. STE. 600 SOUTH CITY: DENVER STATE: X1 ZIP: 80246 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001642246 XXXXXXXX 09-30-2015 09-30-2015 Sharkey, Howes & Javer

720 S. COLORADO BLVD. STE. 600 SOUTH DENVER X1 80246

13F HOLDINGS REPORT 028-16906 N Harold Kirschner Compliance Officer 303-639-5100 Harold Kirschner Denver CO 11-05-2015 0 227 129782 false INFORMATION TABLE 2 13FSeptember.xml 1/100 Berkshire HTHWY CLA Large Blend 84670207 198 100 SH SOLE 100 0 0 3M Large Blend 88579Y101 85 604 SH SOLE 604 0 0 A F L A C Inc. Large Blend 001055102 12 200 SH SOLE 200 0 0 Abbott Laboratories Large Blend 002819AC4 40 924 SH SOLE 924 0 0 Abbvie Inc Large Growth 00287Y109 55 924 SH SOLE 924 0 0 Adobe Systems Inc. Large Blend 00724F101 63 800 SH SOLE 800 0 0 Alibaba Group Hldg Adr Large Blend 01609W102 1 22 SH SOLE 22 0 0 Allegion Public Ltd Co F Small Blend G0176J109 5 83 SH SOLE 83 0 0 Amazon.com, Inc. Large Blend 023135106 60 113 SH SOLE 113 0 0 American Electric Power Large Blend 025537101 36 677 SH SOLE 677 0 0 American Intl Group Inc Large Blend 026874784 1 5 SH SOLE 5 0 0 American Water Works, Inc. Large Blend 30420103 61 1174 SH SOLE 1174 0 0 Amern Financial Gp New Large Growth 025932104 36 518 SH SOLE 518 0 0 Amgen Incorporation Large Blend 31162100 21 140 SH SOLE 140 0 0 Anadarko Petro Large Blend 32511107 7 106 SH SOLE 106 0 0 Apple Computer, Inc. Large Blend 37833100 182 1593 SH SOLE 1593 0 0 Applied Industrial Tech. Inc. Small Blend 03820C105 221 5558 SH SOLE 5558 0 0 Ares Capital Corp Mid Blend 04010L608 42 2850 SH SOLE 2850 0 0 AT&T Inc New Large Blend 00206R102 196 5987 SH SOLE 5987 0 0 Auto Data Processing Large Blend 53015103 67 850 SH SOLE 850 0 0 Autozone Inc Large Value 53332102 33 46 SH SOLE 46 0 0 B P Prudhoe Bay Rlty Tr Unit Ben Int Mid Blend 55630107 5 120 SH SOLE 120 0 0 Bank of New York Mellon Corp Large Blend 64058100 12 300 SH SOLE 300 0 0 Baxalta Incorporated Small Blend 07177M103 14 400 SH SOLE 400 0 0 Baxter International, Inc. Large Blend 71813109 14 400 SH SOLE 400 0 0 Bed Bath & Beyond Large Blend 75896100 12 200 SH SOLE 200 0 0 Belle Isle Corp Small Growth 78455102 0 75 SH SOLE 75 0 0 Berkshire Hathaway CL B Large Blend 84670702 549 4179 SH SOLE 4179 0 0 Blackhawk Network Large Growth 09238E203 13 312 SH SOLE 312 0 0 Blackrock Global Allocation Cl C Large Blend 09251T103 11 615 SH SOLE 615 0 0 Briggs & Stratton Corp Small Growth 109043109 4 219 SH SOLE 219 0 0 Bristol-Myers Squibb Co. Large Blend 110122108 95 1600 SH SOLE 1600 0 0 C S X Corp Mid Blend 126408103 74 2600 SH SOLE 2600 0 0 Caterpillar, Inc. Large Blend 149123101 19 268 SH SOLE 268 0 0 Cdk Global Inc Small Blend 12508E101 15 283 SH SOLE 283 0 0 Central Fd of Canada Small Growth 153501101 2 190 SH SOLE 190 0 0 Centurylink Inc Large Value 156700106 48 1809 SH SOLE 1809 0 0 Charles Schwab & Co. Large Blend 808513105 4 120 SH SOLE 120 0 0 ChevronTexaco Corp Large Blend 166764100 193 2544 SH SOLE 2544 0 0 Chimera Investment Corp Reit UNDEFINED 16934Q109 35 2500 SH SOLE 2500 0 0 Chipotle Mexican Grill Class A Mid Growth 169656105 875 1200 SH SOLE 1200 0 0 CIGNA Corp Large Blend 125509109 80 575 SH SOLE 575 0 0 Cisco Systems, Inc. Large Blend 17275R102 101 3894 SH SOLE 3894 0 0 Coca Cola Company Large Blend 191216100 42 1112 SH SOLE 1112 0 0 Colgate Palmolive Co. Large Blend 194162103 132 2134 SH SOLE 2134 0 0 Computer Sciences Corp Large Blend 205363104 3 42 SH SOLE 42 0 0 Conocophillips Large Blend 20825C104 4 94 SH SOLE 94 0 0 Costco Whsl Corp New Large Blend 22160K105 14 100 SH SOLE 194 0 0 Deere & Co Large Blend 244199105 13 165 SH SOLE 165 0 0 Delek Logistics Lp Lp Small Value 24664T103 33 895 SH SOLE 895 0 0 Detroit Edison Large Blend 233051879 64 838 SH SOLE 838 0 0 Deutsche X-Trackers Etf Large Blend 233051200 6100 227353 SH SOLE 227353 0 0 Diageo PLC New ADR F1 ADR Reps 4 Ord Large Blend 25243Q205 45 425 SH SOLE 425 0 0 Disney Large Blend 254687106 74 707 SH SOLE 707 0 0 DJ Global Real Estate Large Growth 78463X749 5293 119485 SH SOLE 119485 0 0 Dow Chemical Company Large Blend 260543103 32 729 SH SOLE 729 0 0 Du Pont E I $3.50 Pfd Corporate Bond 163534109 0 5 SH SOLE 5 0 0 Duke Energy Corp Large Blend 26441C204 46 674 SH SOLE 674 0 0 EBAY, Inc. Large Blend 278642103 3 110 SH SOLE 110 0 0 Edison International Small Blend 281020107 36 623 SH SOLE 623 0 0 Electronic Cigs Intl Gp Small Blend 285560207 16 50000 SH SOLE 50000 0 0 EMC Corp Mass Large Blend 268648102 18 732 SH SOLE 732 0 0 Emerson Electric Co Large Blend 291011104 21 450 SH SOLE 450 0 0 Energy Transfer Partners Units Rep L P I Mid Blend 29273R109 35 758 SH SOLE 758 0 0 Eqt Midstream Pntrs Lp Mid Growth 26885B100 33 461 SH SOLE 461 0 0 Equity Residential Large Value 29476L107 43 610 SH SOLE 610 0 0 Exelon Corporation Large Blend 30161N101 16 539 SH SOLE 539 0 0 Express Scripts Inc Com Large Growth 30219G108 51 609 SH SOLE 609 0 0 Exxon Mobil Corporation Large Blend 30231G102 337 4632 SH SOLE 4632 0 0 Facebook Inc Class A Large Growth 30303M102 55 601 SH SOLE 601 0 0 Fedex Corporation Large Blend 31428X106 19 125 SH SOLE 125 0 0 First Tr Dj Internet Fd Small Growth 33734X200 36 530 SH SOLE 530 0 0 Frontier Communications Mid Blend 35906A108 1 6 SH SOLE 6 0 0 Gabelli SRI Green Fd Cl Aaa Mid Growth 36239W106 71 5003 SH SOLE 5003 0 0 General Dynamics Large Blend 369550108 142 1000 SH SOLE 1000 0 0 General Electric Large Blend 369604103 162 6499 SH SOLE 6499 0 0 General Mills Inc Large Blend 370334104 30 530 SH SOLE 530 0 0 Genuine Parts Co. Large Blend 372460105 33 393 SH SOLE 393 0 0 Gilead Sciences Inc Large Growth 375558103 48 435 SH SOLE 435 0 0 Glaxosmithkline PLC ADRF Large Blend 37733W105 32 800 SH SOLE 800 0 0 Google Inc Class A Large Growth 38259P508 50 77 SH SOLE 77 0 0 Google Inc. Large Blend 38259P706 48 77 SH SOLE 77 0 0 Guggenheim Defensive Equity Large Value 18383M878 2139 61025 SH SOLE 61025 0 0 Halliburton Company Large Blend 406216101 15 400 SH SOLE 400 0 0 Halyard Health Inc Small Growth 40650V100 3 100 SH SOLE 100 0 0 Hancock John Financial Large Blend 409735206 11 412 SH SOLE 412 0 0 Hatteras Financial Corp Small Blend 41902R103 32 2000 SH SOLE 2000 0 0 Headwaters Inc Mid Blend 42210P102 4 200 SH SOLE 200 0 0 Hershey Foods Corp. Large Blend 427866108 15 162 SH SOLE 162 0 0 Home Depot Large Blend 437076102 264 2289 SH SOLE 2289 0 0 Honeywell International Large Blend 438516106 57 574 SH SOLE 574 0 0 HSBC Holdings 8.125% F Perpetual Pfd S Small Blend 404280703 27 1000 SH SOLE 1000 0 0 IBM Large Blend 459200101 88 597 SH SOLE 597 0 0 Indivior Plc Ord Small Growth G4766E108 2 500 SH SOLE 500 0 0 Infinera Corp New Small Growth 45667G103 170 8415 SH SOLE 8415 0 0 Ingersoll Rand Co Cl A F Bermuda Large Blend G47791101 14 250 SH SOLE 250 0 0 Intel Corp Large Blend 458140100 31 1040 SH SOLE 1040 0 0 Intrcontinentalexchange Mid Blend 45865V100 41 175 SH SOLE 175 0 0 Invesco Mortgage Capital Small Value 46131B209 44 3275 SH SOLE 3275 0 0 Ishares Barclays Tips Bond Fund Government Bond 464287176 48 430 SH SOLE 430 0 0 Ishares Cohen & Steers Realty Majors Mid Value 464287564 848 9468 SH SOLE 9468 0 0 Ishares Etf Large Growth 46434V803 2 74 SH SOLE 74 0 0 Ishares MSCI ACWI Index Large Blend 464288257 268 4832 SH SOLE 4832 0 0 Ishares MSCI EAFE Large Blend 464287465 56 948 SH SOLE 948 0 0 Ishares MSCI Emerging Mkts Small Growth 464287234 33 994 SH SOLE 994 0 0 Ishares MSCI Intl Large Blend 464288240 528 13105 SH SOLE 13105 0 0 Ishares Russell 1000 Index Large Blend 464287622 961 8723 SH SOLE 8723 0 0 IShares Russell 1000 Value Large Value 464287598 680 7130 SH SOLE 7130 0 0 Ishares Russell 2000 Growth Small Blend 464287648 178 1236 SH SOLE 1236 0 0 IShares Russell 2000 Index Fund Small Blend 464287655 1898 16481 SH SOLE 16481 0 0 Ishares Russell Midcap Index Mid Blend 464287499 83 515 SH SOLE 515 0 0 Ishares S&P 500 Index Large Blend 464287200 457 2310 SH SOLE 2310 0 0 Ishares S&P Midcap 400 Index Mid Blend 464287507 1770 12503 SH SOLE 12503 0 0 Ishares S&P US Pfd Stk Large Blend 464288687 31 788 SH SOLE 788 0 0 IShares Trust Dow Jones Select Large Blend 464287168 2458 33847 SH SOLE 33847 0 0 J.P. Morgan Chase & Company Large Blend 46625H100 16 252 SH SOLE 252 0 0 Johnson and Johnson Large Blend 478160104 417 4485 SH SOLE 4485 0 0 Johnson Controls, Inc. Large Blend 478366107 7 179 SH SOLE 179 0 0 Kbr Inc Com Mid Blend 48242W106 7 400 SH SOLE 400 0 0 Kimberly-Clark Corp. Large Blend 494368103 84 803 SH SOLE 803 0 0 Kimco Realty Corp Reit Mid Value 49446R109 14 600 SH SOLE 600 0 0 Kinder Morgan, Inc. Large Blend 49456B101 9 300 SH SOLE 300 0 0 KRAFT HEINZ CO COM Large Growth 50076Q106 32 440 SH SOLE 440 0 0 L-3 Communications Holdings Inc Large Blend 502424104 32 300 SH SOLE 300 0 0 Level 3 Communications Mid Blend 52729N308 2 39 SH SOLE 39 0 0 Lowes Companies, Inc. Large Blend 548661107 82 1200 SH SOLE 1200 0 0 M D U Resources Group Mid Blend 552690109 20 1237 SH SOLE 1237 0 0 McDonalds Large Blend 580135101 33 340 SH SOLE 340 0 0 Medtronic Inc Large Blend G5960L103 77 1100 SH SOLE 1100 0 0 Merck & Co. Large Blend 58933Y105 434 8324 SH SOLE 8324 0 0 Merrill Lynch 7.28% Pfd Pfd Small Blend 59021K205 5 200 SH SOLE 200 0 0 Microsoft Corp Large Blend 594918104 309 7107 SH SOLE 7107 0 0 Mid Cap SPDR Trust Unit Mid Value 78467Y107 35 134 SH SOLE 134 0 0 Mitsubishi Ufj Finl Adrf Sponsored Adr Large Blend 606822104 4 600 SH SOLE 600 0 0 Mkt Vectors Biotech Etf Biotech Small Growth 57060U183 46 346 SH SOLE 346 0 0 Mondelez International Large Blend 609207105 4 100 SH SOLE 100 0 0 Mylan Laboratories Inc. Large Blend N59465109 7 150 SH SOLE 150 0 0 National Fuel Gas Co. Mid Blend 636180101 5 100 SH SOLE 100 0 0 Nestle Sa-Sponsored Adr Large Blend 641069406 78 1058 SH SOLE 1058 0 0 Next Group Plc Ord Small Growth G6500M106 29 247 SH SOLE 247 0 0 Nike Inc Class B Large Blend 654106103 46 414 SH SOLE 414 0 0 Nordic Amern Offshore F Mid Blend Y6366t112 18 2820 SH SOLE 2820 0 0 Northwest Natural Ga Small Value 667655104 90 2091 SH SOLE 2091 0 0 NRG Energy Inc New Mid Growth 629377508 26 1400 SH SOLE 1400 0 0 One Gas Inc Small Value 68235P108 36 856 SH SOLE 856 0 0 Oracle Corporation Large Blend 68389X105 8 200 SH SOLE 200 0 0 Owens Realty Mtg Inc Large Growth 690828108 147 10729 SH SOLE 10729 0 0 Patterson Companies Large Blend 703395103 9 200 SH SOLE 200 0 0 Paypal Holdings Inco Large Growth 70450Y103 4 110 SH SOLE 110 0 0 Pepsico Large Blend 713448108 360 3929 SH SOLE 3929 0 0 Pfizer Large Blend 717081103 41 1239 SH SOLE 1239 0 0 Philip Morris Intl Inc Large Growth 718172109 13 160 SH SOLE 160 0 0 Phillips 66 Large Value 718546104 20 245 SH SOLE 245 0 0 Pimco Exch Traded Fund Large Blend 72201R817 355 3536 SH SOLE 3536 0 0 Pinelawn Cemetery Mid Growth 723104105 34 125 SH SOLE 125 0 0 Plains All Amern Ppln Lp Unit Ltd Partne Small Value 726503105 31 972 SH SOLE 972 0 0 Praxair Inc Large Blend 74005P104 21 200 SH SOLE 200 0 0 Proctor & Gamble Large Blend 742718109 178 2608 SH SOLE 2608 0 0 Prospect Capital Corp Small Value 74348T201 36 4500 SH SOLE 4500 0 0 Randsburg Intl Gold Cp F Small Blend 752909200 1 1000 SH SOLE 1000 0 0 Rayonier Advanced Matl Small Growth 75508B104 1 61 SH SOLE 61 0 0 Real Goods Solar Cl A Class A Small Blend 75601N104 1 1 SH SOLE 1 0 0 Reckitt Benckise Gp Ord Small Growth G74079107 44 500 SH SOLE 500 0 0 Retailmenot Inc Small Growth 76132B106 1 10 SH SOLE 10 0 0 S&P 500 Equal Weight Large Blend 78355W106 15041 198379 SH SOLE 198379 0 0 Sanofi Synthelabo ADR Large Blend 80105N105 44 868 SH SOLE 868 0 0 Schwab Emerging Mkt ETF Large Blend 808524706 684 33217 SH SOLE 33217 0 0 Schwab Fundamental US Lg Co ETF Large Growth 808524771 178 6411 SH SOLE 6411 0 0 Schwab Intl Eq ETF Large Growth 808524805 1770 62527 SH SOLE 62527 0 0 Schwab US Broad Mkt ETF Large Growth 808524102 37 783 SH SOLE 783 0 0 Schwab US Equity Dividend Large Growth 808524797 18492 510116 SH SOLE 510116 0 0 Schwab US Large Cap ETF Large Growth 808524201 980 20814 SH SOLE 20814 0 0 Schwab US Large Growth ETF Large Growth 808524300 2729 52456 SH SOLE 52456 0 0 Schwab US Mid-Cap ETF Mid Growth 808524508 12925 316779 SH SOLE 316779 0 0 Schwab US Reit ETF Large Blend 808524847 89 2461 SH SOLE 2461 0 0 Schwab US Smallcap ETF Small Growth 808524607 14037 262184 SH SOLE 262184 0 0 Sector Financials Large Growth 81369Y605 6 263 SH SOLE 263 0 0 Sector Technology Select Large Growth 81369Y605 712 17600 SH SOLE 17600 0 0 Spdr Barclays Etf Large Blend 78464A151 71 2214 SH SOLE 2214 0 0 Spdr Dow Jones Reit Etf Large Growth 78464A151 8 100 SH SOLE 100 0 0 Spdr S & P Intl Dividend Large Value 78463X772 14 390 SH SOLE 390 0 0 Spdr S&P 400 Mid Cap Mid Blend 78464A839 164 2064 SH SOLE 2064 0 0 SPDR S&P 400 Mid Cap Growth ETF Mid Growth 78464A821 8 70 SH SOLE 70 0 0 Spectra Energy Corp Large Blend 847560109 6 221 SH SOLE 221 0 0 St. Jude Medical Inc. Large Blend 790849103 117 1678 SH SOLE 1678 0 0 Starbucks Corp. Large Blend 855244109 100 1774 SH SOLE 1774 0 0 Stryker Corporation Large Blend 863667101 70 700 SH SOLE 700 0 0 Suburban Propane Prt LP Unit Rep LT Mid Blend 864482104 35 991 SH SOLE 991 0 0 Summit Midstream Lp Small Growth 40167X854 35 1563 SH SOLE 1563 0 0 Sunoco Inc Large Growth 86764L108 33 943 SH SOLE 943 0 0 Sysco Corporation Large Blend 871829107 30 750 SH SOLE 750 0 0 Target Corporation Large Blend 87612E106 47 600 SH SOLE 600 0 0 Tata Motors Ltd Adr F Sponsored Adr Large Blend 876568502 99 3850 SH SOLE 3850 0 0 Templeton Emrg Mkt Ord Small Growth G87546100 19 3100 SH SOLE 3100 0 0 Tenaris S A Adr F Sponsored Adr Large Blend 88031M109 5 200 SH SOLE 200 0 0 Tenn Vly Auth 5.49% 6/1/2028 Putble Au Corporate Bond 880591300 24 975 SH SOLE 975 0 0 Tesla Motors Inc Small Growth 88160R101 3 10 SH SOLE 10 0 0 Teva Pharm Inds Ltd. ADRF Large Blend 881624209 105 1650 SH SOLE 1650 0 0 Texas Instruments, Inc. Large Blend 882508104 29 600 SH SOLE 600 0 0 The Whitewave Foods Co Small Growth 966244105 58 1250 SH SOLE 1250 0 0 Thermo Fisher Scientific Com Large Growth 883556102 89 726 SH SOLE 726 0 0 Thl Credit Inc Small Growth 872438106 47 4000 SH SOLE 4000 0 0 Tortoise Egy Infrastruct Small Blend 89147L100 19 570 SH SOLE 570 0 0 Tractor Supply Company Mid Growth 892356106 37 419 SH SOLE 419 0 0 Two Harbors Investment Mid Value 90187B101 39 4125 SH SOLE 4125 0 0 Union Pacific Corp. Large Blend 907818108 68 785 SH SOLE 785 0 0 United Contl Hldgs Inc Large Blend 902549807 3 44 SH SOLE 44 0 0 United Healthcare Corp Large Blend 91324P102 76 641 SH SOLE 641 0 0 United Parcel Service B Class B Large Blend 911312106 92 950 SH SOLE 950 0 0 United St Commodity ETF Index Fund Large Growth 911717106 2 45 SH SOLE 45 0 0 United Technologies Corp Large Blend 913017109 166 1800 SH SOLE 1800 0 0 Vanguard Emerging Markets Vipers Large Blend 922042858 34 993 SH SOLE 993 0 0 Vanguard High Dividend Yield Etf Large Value 921946406 288 4542 SH SOLE 4542 0 0 Vanguard Large Cap Large Value 922908637 20 225 SH SOLE 225 0 0 Vanguard Small Cap ETF Small Blend 922908751 232 2043 SH SOLE 2043 0 0 Verizon Communications Large Blend 92343V104 99 2175 SH SOLE 2175 0 0 Walgreens Boots Allianc Large Growth 931427108 195 2156 SH SOLE 2156 0 0 Wal-Mart Stores, Inc. Large Blend 931142103 6 100 SH SOLE 100 0 0 Washington Large Growth 939653101 4 149 SH SOLE 149 0 0 Wells Fargo & Co New Large Blend 949746101 308 5847 SH SOLE 5847 0 0 Western Asset Claymore Large Blend 95766R104 41 3900 SH SOLE 3900 0 0 Whole Foods Market Inc Large Blend 966837106 19 600 SH SOLE 600 0 0 Wisconsin Egy CP Hldg Mid Blend 92939U106 48 1000 SH SOLE 1000 0 0 Wisdomtree Intl Hedged Large Growth 97717X594 25365 1004568 SH SOLE 1004568 0 0 XCEL Energy, Inc. Large Blend 98389B100 97 2913 SH SOLE 2913 0 0 Yorkville High Inc Etf Large Blend 301505103 15 1985 SH SOLE 1985 0 0 Yum Brands, Inc. Oddlot Tender Offer Large Blend 988498101 176 2160 SH SOLE 2160 0 0