0001104659-17-038439.txt : 20170609 0001104659-17-038439.hdr.sgml : 20170609 20170609163356 ACCESSION NUMBER: 0001104659-17-038439 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nabriva Therapeutics AG CENTRAL INDEX KEY: 0001641640 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: C4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37558 FILM NUMBER: 17903366 BUSINESS ADDRESS: STREET 1: LEBERSTRASSE 20 CITY: VIENNA STATE: C4 ZIP: 1110 BUSINESS PHONE: 43 (0)1 740 93-0 MAIL ADDRESS: STREET 1: LEBERSTRASSE 20 CITY: VIENNA STATE: C4 ZIP: 1110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nabriva Therapeutics AG CENTRAL INDEX KEY: 0001641640 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: C4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: LEBERSTRASSE 20 CITY: VIENNA STATE: C4 ZIP: 1110 BUSINESS PHONE: 43 (0)1 740 93-0 MAIL ADDRESS: STREET 1: LEBERSTRASSE 20 CITY: VIENNA STATE: C4 ZIP: 1110 425 1 a17-14996_28k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported):  June 8, 2017

 

NABRIVA THERAPEUTICS AG

(Exact name of registrant as specified in its charter)

 

Republic of Austria

 

001-37558

 

Not Applicable

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification
No.)

 

Leberstrasse 20
1110 Vienna, Austria

 

Not Applicable

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (973) 605-820+43 (0)1 740 930

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

x   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

 

 



 

Item 8.01  Other Information.

 

On June 8, 2017, in connection with the previously announced tender offer (the “Exchange Offer”) related to the exchange of American depositary shares (“Nabriva AG ADSs”) and common shares (“Nabriva AG Common Shares”) of Nabriva Therapeutics AG for ordinary shares of Nabriva Therapeutics plc (“Nabriva Ireland”), Nabriva Ireland distributed a communication to certain holders of Nabriva AG ADSs to remind such holders of the Exchange Offer and to provide information regarding how to tender into the Exchange Offer. The communication is attached hereto as Exhibit 99.1.

 

The information in this Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

 

Item 9.01  Financial Statements and Exhibits.

 

(d)                                 Exhibits

 

See Exhibit Index attached hereto.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: June 9, 2017

NABRVIA THERAPEUTICS AG

 

 

 

 

By:

/s/ Gary Sender

 

Name:

Gary Sender

 

Title:

Chief Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

 

Reminder Letter sent by Nabriva Ireland to certain holders of Nabriva AG ADSs, dated June 8, 2017.

 

4


EX-99.1 2 a17-14996_2ex99d1.htm EX-99.1

Exhibit 99.1

 

 

June 8, 2017

 

Re:                 American Depositary Shares of Nabriva Therapeutics AG

 

Dear Holder of Nabriva Therapeutics AG American Depositary Shares:

 

We are writing to you today because you hold American depositary shares (“Nabriva AG ADSs”) of Nabriva Therapeutics AG (“Nabriva AG”).

 

Nabriva Therapeutics plc (“Nabriva Ireland”) made an exchange offer to all holders of Nabriva AG common shares (“Nabriva AG Common Shares”) and all holders of Nabriva AG ADSs for ordinary shares (“Nabriva Ireland Shares”) of Nabriva Ireland (the “Exchange Offer”).  The Supervisory Board of Nabriva AG and the Management Board of Nabriva AG have approved the Exchange Offer, and recommend that holders of Nabriva AG Common Shares and Nabriva AG ADSs accept the offer and tender their securities into the Exchange Offer.

 

This notice is being provided to Nabriva AG ADS holders who hold their Nabriva AG ADSs indirectly as a reminder of the Exchange Offer.  You have previously received documentation from your bank or broker that provides information about the Exchange Offer, including how to tender your Nabriva AG ADSs.

 

 

What do you need to do?

 

The Exchange Offer is scheduled to expire on June 23, 2017 at 5:00 p.m., New York City time (11:00 p.m., Austria time). Your bank or broker may have a cut-off that is earlier than June 23, 2017.

 

Please follow the instructions provided by your bank or broker in order to tender your Nabriva AG ADSs.  If you have not received instructions, please contact your bank or broker to request instructions regarding tendering your Nabriva AG ADSs.

 

If you have any questions about the Exchange Offer,

or are unclear about what you need to do in order to tender your Nabriva AG ADSs,

please contact the Georgeson LLC, the information agent,

at 866-278-8941 (U.S.) or 1-781-575-2137 (international).

 

 

What are the benefits to you as a security holder of Nabriva AG?

 

The Exchange Offer will effect a relocation of the holding company of the Nabriva Group from Austria to Ireland (the “Redomiciliation Transaction”).  We believe that Nabriva AG security holders will recognize the following benefits of the Redomicilation Transaction, once completed:

 

·                  As a publicly-traded pharmaceutical company incorporated in Ireland and traded on the NASDAQ Global Select Market, Nabriva will be better positioned to attract a broader shareholder base;

 



 

·                  Listing directly on the NASDAQ Global Select Market is expected to increase the company’s attractiveness to a wider international investor base and improve liquidity for Nabriva Ireland’s shareholders;

 

·                  The greater flexibility afforded by Irish corporate law could be beneficial to Nabriva Ireland in raising capital; and

 

·                  Certain burdensome formalities imposed by Austrian corporate law are not applicable to Irish corporate law, which better aligns the administration of share capital and other corporate functions and corporate governance matters with the obligations of a NASDAQ-listed company.

 

How many Nabriva AG Common Shares and Nabriva AG ADSs must be tendered in order to successfully complete the Exchange Offer?

 

The Exchange Offer cannot be completed without satisfying certain conditions, the most important of which is that Nabriva AG Common Shares and Nabriva AG ADSs that have been validly tendered and not withdrawn from the Exchange Offer represent in aggregate 90% or more of the issued share capital of Nabriva AG (which includes Nabriva AG Common Shares represented in ADS form) at the expiration of the Exchange Offer period.

 

Additional Information and Where to Find It

 

This communication is provided for informational purposes only.  No statement in this document is an offer to purchase or a solicitation of an offer to sell securities.  Any offers to purchase or solicitation of offers to sell will be made only pursuant to the offer to exchange/prospectus dated May 23, 2017 (the “Offer to Exchange/Prospectus”), the Exchange Offer Tender Form and all other documents relating to the Exchange Offer, and pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission (“SEC”) on May 23, 2017.  In addition, Nabriva Therapeutics AG filed a Solicitation/Recommendation Statement on Schedule 14D-9 with respect to the Tender Offer Statement on May 23, 2017.  THE OFFER TO EXCHANGE/PROSPECTUS (INCLUDING THE EXCHANGE OFFER TENDER FORM AND ALL OTHER DOCUMENTS RELATING TO THE EXCHANGE OFFER), THE TENDER OFFER STATEMENT AND THE SOLICITATATION/RECOMMENDATION STATEMENT CONTAIN IMPORTANT INFORMATION THAT SHOULD BE READ CAREFULLY AND CONSIDERED BY NABRIVA THERAPEUTICS AG SECURITY HOLDERS BEFORE ANY DECISION IS MADE WITH RESPECT TO THE EXCHANGE OFFER.  Such documents have been made to Nabriva Therapeutics AG security holders at no expense to them at www.nabriva.com.  In addition, you may obtain copies of these documents (and all other documents filed with the SEC in relation to the Exchange Offer) at no charge on the SEC’s website: www.sec.gov.  NABRIVA THERAPEUTICS AG SECUIRTY HOLDERS ARE ADVISED TO READ THE SCHEDULE TO AND THE SCHEDULE 14D-9, AS EACH MAY BE AMENDED OR SUPPLEMENTED FROM TIME TO TIME, AND ANY OTHER RELEVANT OFFER DOCUMENTS FILED WITH THE SEC BEFORE THEY MAKE ANY DECISION WITH RESPECT TO THE EXCHANGE OFFER, BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT THE EXCHANGE OFFER.

 

This document does not constitute a prospectus for the purposes of Directive 2003/71/EC (together with any applicable implementing measures in any Member State, the “Prospectus Directive”). This document has not been approved by the Central Bank of Ireland, nor any equivalent authority in a European Economic Area member state. No offer of shares to the public is made, or will be made in connection with the Exchange Offer, that requires the publication of a prospectus pursuant to the Prospectus Directive.

 


GRAPHIC 3 g149962mmi001.jpg GRAPHIC begin 644 g149962mmi001.jpg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