0000897069-24-000399.txt : 20240216 0000897069-24-000399.hdr.sgml : 20240216 20240216161901 ACCESSION NUMBER: 0000897069-24-000399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240214 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duran Ryan H CENTRAL INDEX KEY: 0001742160 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 24648623 MAIL ADDRESS: STREET 1: 3408 W. CHEROKEE AVE CITY: TAMPA STATE: FL ZIP: 33611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4 1 form4.xml X0508 4 2024-02-14 0001640384 LM FUNDING AMERICA, INC. LMFA 0001742160 Duran Ryan H 1200 PLATT STREET SUITE 100 TAMPA FL 33606 true Vice President of Operations false Common Stock 2024-02-14 4 S 0 3000 0.52 D 142907 D Stock Option (right to buy) 0.751 2033-04-20 Common Stock 250000 250000 D Stock Option (right to buy) 5.95 2031-10-28 Common Stock 175000 175000 D Stock Option (right to buy) 50 2028-05-29 Common Stock 500 500 D Stock Option (right to buy) 500 2026-01-04 Common Stock 83 83 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. This option is presently exercisable in full. /s/ Ryan H. Duran 2024-02-16