0001640335-16-000005.txt : 20160429
0001640335-16-000005.hdr.sgml : 20160429
20160429155711
ACCESSION NUMBER: 0001640335-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160429
DATE AS OF CHANGE: 20160429
EFFECTIVENESS DATE: 20160429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pointe Capital Management LLC
CENTRAL INDEX KEY: 0001640335
IRS NUMBER: 271911026
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16955
FILM NUMBER: 161606356
BUSINESS ADDRESS:
STREET 1: 63 KERCHEVAL AVE SUITE 222
CITY: GROSSE POINTE FARMS
STATE: MI
ZIP: 48236
BUSINESS PHONE: 3138827100
MAIL ADDRESS:
STREET 1: 63 KERCHEVAL AVE SUITE 222
CITY: GROSSE POINTE FARMS
STATE: MI
ZIP: 48236
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001640335
XXXXXXXX
03-31-2016
03-31-2016
Pointe Capital Management LLC
63 KERCHEVAL AVE SUITE 222
GROSSE POINTE FARMS
MI
48236
13F HOLDINGS REPORT
028-16955
N
Paul Huebner
Managing Member
(313) 882-7100
Paul Huebner
Grosse Pointe Farms
MI
04-29-2016
0
140
1266
false
INFORMATION TABLE
2
POINTECAPITALMNGMT03312016.xml
Q1 2016
ABBOTT LABS COM
COM
2824100
355
8482
SH
SOLE
0
8482
0
8482
AFFILIATED MANAGERS GROUP COM
COM
8252108
312
1920
SH
SOLE
0
1920
0
1920
ALERIAN MLP ETF
ETF
00162Q866
639
58510
SH
SOLE
0
58510
0
58510
ALLIANZGI EQUITY & CONV INCOME COM
CEF
18829101
335
18415
SH
SOLE
0
18415
0
18415
ALLIANZGI NFJ DIVID INT & PREM COM
CEF
01883A107
2451
199935
SH
SOLE
0
199935
0
199935
ALLY FINL INC COM
COM
02005N100
369
19736
SH
SOLE
0
19736
0
19736
ALPHABET INC CAP STK CL A
COM
02079K305
529
693
SH
SOLE
0
693
0
693
ALPHABET INC CAP STK CL C
COM
02079K107
683
917
SH
SOLE
0
917
0
917
AMERICAN INTL GROUP INC COM NEW
COM
26874784
200
3707
SH
SOLE
0
3707
0
3707
AMERIPRISE FINL INC COM
COM
03076C106
444
4725
SH
SOLE
0
4725
0
4725
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
ADR
03524A108
269
2155
SH
SOLE
0
2155
0
2155
ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN
MLP
03673L103
1118
50575
SH
SOLE
0
50575
0
50575
APPLE INC
COM
37833100
1329
12198
SH
SOLE
0
12198
0
12198
AT&T INC COM
COM
00206R102
638
16289
SH
SOLE
0
16289
0
16289
BANK AMER CORP COM
COM
60505104
453
33488
SH
SOLE
0
33488
0
33488
BANK NEW YORK MELLON CORP COM
COM
64058100
263
7138
SH
SOLE
0
7138
0
7138
BERKSHIRE HATHAWAY INC DEL CL B NEW
COM
84670702
5587
39376
SH
SOLE
0
39376
0
39376
BIOTIME INC
COM
09066L105
225
78323
SH
SOLE
0
78323
0
78323
BLACKROCK ENH CAP & INC FD INC COM
CEF
09256A109
171
12600
SH
SOLE
0
12600
0
12600
BLACKROCK ENHANCED EQT DIV TR COM
CEF
09251A104
416
55125
SH
SOLE
0
55125
0
55125
BLACKROCK GLOBAL OPP EQTY TR COM
CEF
92501105
911
76709
SH
SOLE
0
76709
0
76709
BLACKROCK LTD DURATION INC TR COM SHS
CEF
09249W101
664
44934
SH
SOLE
0
44934
0
44934
BLACKROCK MUNIHLDGS NJ QLTY FD COM
CEF
09254X101
166
11000
SH
SOLE
0
11000
0
11000
BLACKROCK MUNIYLD MICH QLTY FD COM
CEF
09254V105
1683
115618
SH
SOLE
0
115618
0
115618
BUCKEYE PARTNERS L P UNIT LTD PARTN
MLP
118230101
2942
43310
SH
SOLE
0
43310
0
43310
CALAMOS GBL DYN INCOME FUND COM
CEF
12811L107
236
33500
SH
SOLE
0
33500
0
33500
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT
CEF
128125101
3616
380200
SH
SOLE
0
380200
0
380200
CHECK POINT SOFTWARE TECH LTD ORD
COM
M22465104
607
6945
SH
SOLE
0
6945
0
6945
CHUBB LIMITED COM
COM
H1467J104
668
5610
SH
SOLE
0
5610
0
5610
CITIZENS FINL GROUP INC COM
COM
174610105
526
25110
SH
SOLE
0
25110
0
25110
CMS ENERGY CORP COM
COM
125896100
429
10100
SH
SOLE
0
10100
0
10100
COLGATE PALMOLIVE CO COM
COM
194162103
514
7270
SH
SOLE
0
7270
0
7270
COLONY CAP INC CL A
REIT
19624R106
1135
67678
SH
SOLE
0
67678
0
67678
COLUMBIA PIPELINE PARTNERS LP COM UT REPSTG
MLP
198281107
680
46559
SH
SOLE
0
46559
0
46559
CONE MIDSTREAM PARTNERS LP COM UNIT REPST
MLP
206812109
529
42300
SH
SOLE
0
42300
0
42300
CONOCOPHILLIPS COM
COM
20825C104
412
10233
SH
SOLE
0
10233
0
10233
COSTCO WHOLESALE CORP
COM
22160K105
543
3444
SH
SOLE
0
3444
0
3444
CURRENCYSHARES BRITISH POUND STERLING TRUST
ETF
23129S106
476
3388
SH
SOLE
0
3388
0
3388
CVS HEALTH CORP COM
COM
126650100
855
8245
SH
SOLE
0
8245
0
8245
DANAHER CORP DEL COM
COM
235851102
504
5308
SH
SOLE
0
5308
0
5308
DAVITA HEALTHCARE PARTNERS INC COM
COM
23918K108
373
5080
SH
SOLE
0
5080
0
5080
DOUBLELINE INCOME SOLUTIONS FD COM
CEF
258622109
964
57356
SH
SOLE
0
57356
0
57356
DYNAGAS LNG PARTNERS LP COM UNIT LTD PT
MLP
Y2188B108
407
35733
SH
SOLE
0
35733
0
35733
EATON VANCE LTD DUR INCOME FD COM
CEF
27828H105
1468
111375
SH
SOLE
0
111375
0
111375
EATON VANCE RISK MNGD DIV EQTY COM
CEF
27829G106
2190
230978
SH
SOLE
0
230978
0
230978
EATON VANCE SH TM DR DIVR INCM COM
CEF
27828V104
373
27929
SH
SOLE
0
27929
0
27929
EATON VANCE TAX MNGD GBL DV EQ COM
CEF
27829F108
4014
457122
SH
SOLE
0
457122
0
457122
EATON VANCE TX MGD DIV EQ INCM COM
CEF
27828N102
4715
441886
SH
SOLE
0
441886
0
441886
ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN
MLP
292480100
198
23180
SH
SOLE
0
23180
0
23180
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI
COM
29250X103
594
33103
SH
SOLE
0
33103
0
33103
ENBRIDGE ENERGY PARTNERS L P COM
MLP
29250R106
322
17550
SH
SOLE
0
17550
0
17550
ENBRIDGE INC COM
COM
29250N105
825
21193
SH
SOLE
0
21193
0
21193
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP
MLP
29273V100
1355
190019
SH
SOLE
0
190019
0
190019
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN
MLP
29273R109
2111
65276
SH
SOLE
0
65276
0
65276
ENLINK MIDSTREAM LLC COM UNIT REP LTD
COM
29336T100
1076
95606
SH
SOLE
0
95606
0
95606
ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD
MLP
29336U107
287
23751
SH
SOLE
0
23751
0
23751
ENTERPRISE PRODS PARTNERS L P COM
MLP
293792107
5673
230424
SH
SOLE
0
230424
0
230424
EOG RES INC COM
COM
26875P101
591
8143
SH
SOLE
0
8143
0
8143
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN
MLP
26885B100
1561
20967
SH
SOLE
0
20967
0
20967
EXPRESS SCRIPTS INC
COM
30219G108
508
7397
SH
SOLE
0
7397
0
7397
EXXON MOBIL CORP COM
COM
30231G102
379
4530
SH
SOLE
0
4530
0
4530
GENERAL ELECTRIC CO COM
COM
369604103
640
20144
SH
SOLE
0
20144
0
20144
GENERAL MLS INC COM
COM
370334104
405
6400
SH
SOLE
0
6400
0
6400
GILEAD SCIENCES INC COM
COM
375558103
774
8427
SH
SOLE
0
8427
0
8427
GLOBALSTAR INC COM
COM
378973408
44
30033
SH
SOLE
0
30033
0
30033
GOLDMAN SACHS GROUP INC COM
COM
38141G104
508
3239
SH
SOLE
0
3239
0
3239
GOLDMAN SACHS MLP INC OPP FD COM SHS
CEF
38147W103
392
51030
SH
SOLE
0
51030
0
51030
HI-CRUSH PARTNERS LP COM UNIT LTD
MLP
428337109
255
51344
SH
SOLE
0
51344
0
51344
HUBBELL INC COM
COM
443510607
305
2875
SH
SOLE
0
2875
0
2875
INGREDION INC COM
COM
457187102
463
4332
SH
SOLE
0
4332
0
4332
INVESCO MORTGAGE CAPITAL INC COM
REIT
46131B100
1120
91968
SH
SOLE
0
91968
0
91968
ISHARES 1-3 YEAR CREDIT BOND ETF
ETF
464288646
854
8100
SH
SOLE
0
8100
0
8100
ISHARES 1-3 YEAR TREASURY BOND ETF
ETF
464287457
389
4570
SH
SOLE
0
4570
0
4570
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
915
8252
SH
SOLE
0
8252
0
8252
ISHARES MSCI EAFE ETF
ETF
464287465
840
14701
SH
SOLE
0
14701
0
14701
ISHARES MSCI EMERGING MARKETS ETF
ETF
464287234
428
12496
SH
SOLE
0
12496
0
12496
JOHNSON & JOHNSON COM
COM
478160104
218
2018
SH
SOLE
0
2018
0
2018
JPMORGAN CHASE & CO COM
COM
46625H100
301
5083
SH
SOLE
0
5083
0
5083
KAYNE ANDERSON ENRGY TTL RT FD COM
CEF
48660P104
209
25653
SH
SOLE
0
25653
0
25653
KAYNE ANDERSON MDSTM ENERGY FD COM
CEF
48661E108
1258
118859
SH
SOLE
0
118859
0
118859
KAYNE ANDERSON MLP INVT CO COM
CEF
486606106
1971
118936
SH
SOLE
0
118936
0
118936
KINDER MORGAN INC DEL COM
COM
49456B101
3480
194857
SH
SOLE
0
194857
0
194857
LENNAR CORP CL A
COM
526057104
455
9405
SH
SOLE
0
9405
0
9405
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
327
8490
SH
SOLE
0
8490
0
8490
LILLY ELI & CO COM
COM
532457108
278
3866
SH
SOLE
0
3866
0
3866
LYONDELLBASELL
COM
N53745100
452
5285
SH
SOLE
0
5285
0
5285
MACQUARIE INFRASTRUCTURE CORP COM
COM
55608B105
1066
15814
SH
SOLE
0
15814
0
15814
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
MLP
559080106
4047
58820
SH
SOLE
0
58820
0
58820
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT
MLP
573331105
767
38217
SH
SOLE
0
38217
0
38217
MASTERCARD INC
COM
57636Q104
703
7435
SH
SOLE
0
7435
0
7435
MERCK & CO INC NEW COM
COM
58933Y105
325
6144
SH
SOLE
0
6144
0
6144
MICROSOFT
COM
594918104
940
17014
SH
SOLE
0
17014
0
17014
MPLX LP COM UNIT REP LTD
MLP
55336V100
2485
83714
SH
SOLE
0
83714
0
83714
MYLAN N V EUR
COM
N59465109
459
9895
SH
SOLE
0
9895
0
0
NEXTERA ENERGY INC COM
COM
65339F101
512
4324
SH
SOLE
0
4324
0
9895
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT
CEF
67070X101
401
26797
SH
SOLE
0
26797
0
26797
NUVEEN ENERGY MLP TOTL RTRNFD COM
CEF
67074U103
887
87362
SH
SOLE
0
87362
0
87362
NUVEEN MICH QUALITY INCOME MUN COM
CEF
670979103
1474
102629
SH
SOLE
0
102629
0
102629
NUVEEN MUN OPPORTUNITY FD INC COM
CEF
670984103
776
52740
SH
SOLE
0
52740
0
52740
NUVEEN NJ DIV ADVANTAGE MUN FD COM
CEF
67069Y102
171
12118
SH
SOLE
0
12118
0
12118
NUVEEN S&P 500 BUY-WRITE INC COM
CEF
6706ER101
180
14119
SH
SOLE
0
14119
0
14119
O REILLY AUTOMOTIVE INC NEW COM
COM
67103H107
805
2943
SH
SOLE
0
2943
0
2943
OLD DOMINION FGHT LINES INC COM
COM
679580100
414
5940
SH
SOLE
0
5940
0
5940
ONEOK PARTNERS LP UNIT LTD PARTN
MLP
68268N103
1269
40412
SH
SOLE
0
40412
0
40412
ORACLE CORP COM
COM
68389X105
542
13240
SH
SOLE
0
13240
0
13240
PFIZER INC COM
COM
717081103
317
10699
SH
SOLE
0
10699
0
10699
PHILIP MORRIS INTL INC
COM
718172109
377
3843
SH
SOLE
0
3843
0
3843
PHILLIPS 66 COM
COM
718546104
712
8227
SH
SOLE
0
8227
0
8227
PHILLIPS 66 PARTNERS LP COM UNIT REP INT
MLP
718549207
1243
19860
SH
SOLE
0
19860
0
19860
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN
MLP
726503105
863
41140
SH
SOLE
0
41140
0
41140
PLAINS GP HLDGS L P SHS A REP LTPN
COM
72651A108
354
40684
SH
SOLE
0
40684
0
40684
POWERSHARES QQQ TRUST, SERIES 1
ETF
73935A104
203
1857
SH
SOLE
0
1857
0
1857
PRAXAIR INC COM
COM
74005P104
526
4592
SH
SOLE
0
4592
0
4592
PRICELINE GRP INC COM NEW
COM
741503403
562
436
SH
SOLE
0
436
0
436
PROCTER & GAMBLE CO COM
COM
742718109
598
7268
SH
SOLE
0
7268
0
7268
RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN
MLP
762819100
766
51428
SH
SOLE
0
51428
0
51428
SCHLUMBERGER LTD COM
COM
806857108
577
7829
SH
SOLE
0
7829
0
7829
SHELL MIDSTREAM PARTNERS L P UNIT LTD INT
MLP
822634101
1408
38454
SH
SOLE
0
38454
0
38454
STRYKER CORP COM
COM
863667101
221
2060
SH
SOLE
0
2060
0
2060
TALLGRASS ENERGY PARTNERS LP COM UNIT
MLP
874697105
1853
48364
SH
SOLE
0
48364
0
48364
TESORO LOGISTICS LP COM UNIT LP
MLP
88160T107
384
8420
SH
SOLE
0
8420
0
8420
TEXAS INSTRS INC COM
COM
882508104
645
11239
SH
SOLE
0
11239
0
11239
TJX COS INC NEW COM
COM
872540109
568
7250
SH
SOLE
0
7250
0
7250
TORTOISE ENERGY INFRA CORP COM
CEF
89147L100
405
16466
SH
SOLE
0
16466
0
16466
UNION PAC CORP COM
COM
907818108
652
8193
SH
SOLE
0
8193
0
8193
UNITED TECHNOLOGIES CORP COM
COM
913017109
1002
10008
SH
SOLE
0
10008
0
10008
US BANCORP DEL COM NEW
COM
902973304
477
11758
SH
SOLE
0
11758
0
11758
VANGUARD SHORT TERM BOND
ETF
921937827
3730
46262
SH
SOLE
0
46262
0
46262
VISA INC
COM
92826C839
269
3522
SH
SOLE
0
3522
0
3522
VOYA ASIA PAC DIVID EQUITY IN COM
CEF
92912J102
911
98540
SH
SOLE
0
98540
0
98540
VOYA GLBL EQTY DIV & PREM OPP COM
CEF
92912T100
993
140077
SH
SOLE
0
140077
0
140077
WELLS FARGO & CO NEW COM
COM
949746101
1006
20805
SH
SOLE
0
20805
0
20805
WESTERN GAS PARTNERS LP COM UNIT LP IN
MLP
958254104
1535
35360
SH
SOLE
0
35360
0
35360
WILLIAMS COS INC DEL COM
COM
969457100
772
48015
SH
SOLE
0
48015
0
48015
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR
MLP
96949L105
1044
51060
SH
SOLE
0
51060
0
51060
WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND
ETF
97717W315
542
15564
SH
SOLE
0
15564
0
15564
WISDOMTREE EUROPE HEDGED EQUITY FUND
ETF
97717X701
329
6337
SH
SOLE
0
6337
0
6337
WISDOMTREE INDIA EARNINGS FUND
ETF
97717W422
195
10004
SH
SOLE
0
10004
0
10004
ZAIS FINL CORP COM
COM
98886K108
225
15100
SH
SOLE
0
15100
0
15100