0001580642-21-002320.txt : 20210511 0001580642-21-002320.hdr.sgml : 20210511 20210511140319 ACCESSION NUMBER: 0001580642-21-002320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthPLAN Partners, LLC CENTRAL INDEX KEY: 0001639943 IRS NUMBER: 474671791 STATE OF INCORPORATION: NE FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16867 FILM NUMBER: 21910726 BUSINESS ADDRESS: STREET 1: 101 SO. 108TH AVE STREET 2: 2ND FLOOR CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 402-697-5458 MAIL ADDRESS: STREET 1: 101 SO. 108TH AVE STREET 2: 2ND FLOOR CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: Feltz Wealth PLAN Inc. DATE OF NAME CHANGE: 20150420 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001639943 XXXXXXXX 03-31-2021 03-31-2021 false WealthPLAN Partners, LLC

101 So. 108th Ave 2nd Floor Omaha NE 68154

13F HOLDINGS REPORT 028-16867 N Katie Hill 42-332-6220 /s/ Katie Hill Omaha NE 05-11-2021 0 452 1288567 true INFORMATION TABLE 2 infotable.xml SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 421 1233 SH SOLE 0 0 1233 ISHARES TR CORE S&P MCP ETF 464287507 6 22 SH OTR 0 0 22 ISHARES TR CORE S&P MCP ETF 464287507 1472 5402 SH SOLE 0 0 5402 ISHARES TR CORE S&P SCP ETF 464287804 2 19 SH OTR 0 0 19 ISHARES TR CORE S&P SCP ETF 464287804 279 2507 SH SOLE 0 0 2507 ISHARES TR S&P 500 VAL ETF 464287408 675 4567 SH OTR 0 0 4567 ISHARES TR S&P 500 VAL ETF 464287408 10518 71192 SH SOLE 0 0 71192 ISHARES TR CORE S&P500 ETF 464287200 55 132 SH OTR 0 0 132 ISHARES TR CORE S&P500 ETF 464287200 8872 21264 SH SOLE 0 0 21264 ISHARES TR S&P 500 GRWT ETF 464287309 87 1275 SH OTR 0 0 1275 ISHARES TR S&P 500 GRWT ETF 464287309 10427 152304 SH SOLE 0 0 152304 ISHARES TR RUS 1000 GRW ETF 464287614 450 1765 SH SOLE 0 0 1765 ISHARES TR RUSSELL 2000 ETF 464287655 735 3292 SH SOLE 0 0 3292 ISHARES TR RUS 2000 VAL ETF 464287630 87 531 SH OTR 0 0 531 ISHARES TR RUS 2000 VAL ETF 464287630 680 4151 SH SOLE 0 0 4151 ISHARES TR CORE S&P US VLU 464287663 242 3354 SH SOLE 0 0 3354 ISHARES TR CORE S&P US GWT 464287671 1435 15026 SH SOLE 0 0 15026 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 391 785 SH SOLE 0 0 785 SPDR S&P 500 ETF TR TR UNIT 78462F103 74 177 SH OTR 0 0 177 SPDR S&P 500 ETF TR TR UNIT 78462F103 1857 4467 SH SOLE 0 0 4467 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 220 3308 SH SOLE 0 0 3308 ADOBE SYSTEMS INCORPORATED COM 00724F101 2021 4119 SH SOLE 0 0 4119 AUTODESK INC COM 052769106 1633 5839 SH SOLE 0 0 5839 AMAZON COM INC COM 023135106 672 203 SH OTR 0 0 203 AMAZON COM INC COM 023135106 15844 4784 SH SOLE 0 0 4784 BLACK HILLS CORP COM 092113109 11785 171665 SH SOLE 0 0 171665 BRISTOL-MYERS SQUIBB CO COM 110122108 698 10912 SH SOLE 0 0 10912 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 376 1341 SH OTR 0 0 1341 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 33207 118488 SH SOLE 0 0 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COMMUNICATIONS INC COM 92343V104 86 1466 SH OTR 0 0 1466 VERIZON COMMUNICATIONS INC COM 92343V104 1772 30243 SH SOLE 0 0 30243 SPDR SER TR S&P 600 SMCP VAL 78464A300 216 2538 SH SOLE 0 0 2538 SPDR SER TR PRTFLO S&P500 GW 78464A409 555 9350 SH SOLE 0 0 9350 SPDR SER TR PORTFOLI S&P1500 78464A805 61 1178 SH OTR 0 0 1178 SPDR SER TR PORTFOLI S&P1500 78464A805 1248 24207 SH SOLE 0 0 24207 SELECT SECTOR SPDR TR ENERGY 81369Y506 206 4053 SH SOLE 0 0 4053 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3 79 SH OTR 0 0 79 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3514 95682 SH SOLE 0 0 95682 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11 77 SH OTR 0 0 77 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8002 58490 SH SOLE 0 0 58490 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7 57 SH OTR 0 0 57 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5219 42484 SH SOLE 0 0 42484 ISHARES TR NASDAQ BIOTECH 464287556 6 42 SH OTR 0 0 42 ISHARES TR NASDAQ BIOTECH 464287556 4588 30531 SH SOLE 0 0 30531 DEERE & CO 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22160K105 11 30 SH OTR 0 0 30 COSTCO WHSL CORP NEW COM 22160K105 11063 29480 SH SOLE 0 0 29480 DIAGEO PLC SPON ADR NEW 25243Q205 11043 61431 SH SOLE 0 0 61431 DANAHER CORPORATION COM 235851102 8133 31765 SH SOLE 0 0 31765 MERCK & CO. INC COM 58933Y105 79 1044 SH OTR 0 0 1044 MERCK & CO. INC COM 58933Y105 544 7154 SH SOLE 0 0 7154 PROCTER AND GAMBLE CO COM 742718109 22 163 SH OTR 0 0 163 PROCTER AND GAMBLE CO COM 742718109 950 7062 SH SOLE 0 0 7062 GENERAL ELECTRIC CO COM 369604103 2 190 SH OTR 0 0 190 GENERAL ELECTRIC CO COM 369604103 586 44668 SH SOLE 0 0 44668 GOLDMAN SACHS GROUP INC COM 38141G104 213 610 SH SOLE 0 0 610 HOME DEPOT INC COM 437076102 1358 4081 SH SOLE 0 0 4081 MCDONALDS CORP COM 580135101 79 336 SH OTR 0 0 336 MCDONALDS CORP COM 580135101 14267 61005 SH SOLE 0 0 61005 NIKE INC CL B 654106103 333 2535 SH SOLE 0 0 2535 JPMORGAN CHASE & CO COM 46625H100 7521 48376 SH SOLE 0 0 48376 MONDELEZ INTL INC CL A 609207105 297 4891 SH SOLE 0 0 4891 HP INC COM 40434L105 851 25069 SH SOLE 0 0 25069 WELLS FARGO CO NEW COM 949746101 12084 264182 SH SOLE 0 0 264182 ISHARES TR 20 YR TR BD ETF 464287432 1952 14000 SH SOLE 0 0 14000 ISHARES TR IBOXX INV CP ETF 464287242 852 6486 SH SOLE 0 0 6486 FORD MTR CO DEL COM 345370860 2 200 SH OTR 0 0 200 FORD MTR CO DEL COM 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143658300 1809 67797 SH SOLE 0 0 67797 ILLUMINA INC COM 452327109 202 533 SH SOLE 0 0 533 LUMEN TECHNOLOGIES INC COM 550241103 122 9305 SH OTR 0 0 9305 LUMEN TECHNOLOGIES INC COM 550241103 22 1642 SH SOLE 0 0 1642 NVIDIA CORPORATION COM 67066G104 172 300 SH OTR 0 0 300 NVIDIA CORPORATION COM 67066G104 914 1593 SH SOLE 0 0 1593 NVR INC COM 62944T105 2057 403 SH SOLE 0 0 403 NUCOR CORP COM 670346105 12530 139750 SH SOLE 0 0 139750 AMERICAN ELEC PWR CO INC COM 025537101 39 438 SH OTR 0 0 438 AMERICAN ELEC PWR CO INC COM 025537101 735 8313 SH SOLE 0 0 8313 COMERICA INC COM 200340107 819 10694 SH SOLE 0 0 10694 AXON ENTERPRISE INC COM 05464C101 1994 14000 SH OTR 0 0 14000 AXON ENTERPRISE INC COM 05464C101 14 100 SH SOLE 0 0 100 PENN NATL GAMING INC COM 707569109 231 2576 SH SOLE 0 0 2576 STANLEY BLACK & DECKER INC COM 854502101 14226 67512 SH SOLE 0 0 67512 GRACO INC COM 384109104 9880 127265 SH SOLE 0 0 127265 CINCINNATI FINL CORP COM 172062101 11264 96856 SH SOLE 0 0 96856 BECTON 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VALMONT INDS INC COM 920253101 20 78 SH OTR 0 0 78 VALMONT INDS INC COM 920253101 6484 25841 SH SOLE 0 0 25841 SEELOS THERAPEUTICS INC COM 81577F109 117 20000 SH SOLE 0 0 20000 BUCKLE INC COM 118440106 8 185 SH OTR 0 0 185 BUCKLE INC COM 118440106 547 12727 SH SOLE 0 0 12727 THERMO FISHER SCIENTIFIC INC COM 883556102 312 671 SH SOLE 0 0 671 ISHARES TR EAFE VALUE ETF 464288877 14 279 SH OTR 0 0 279 ISHARES TR EAFE VALUE ETF 464288877 762 14655 SH SOLE 0 0 14655 ISHARES TR EAFE GRWTH ETF 464288885 66 635 SH OTR 0 0 635 ISHARES TR EAFE GRWTH ETF 464288885 4527 43645 SH SOLE 0 0 43645 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 352 2213 SH OTR 0 0 2213 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 335 2108 SH SOLE 0 0 2108 FIRST TR VALUE LINE DIVID IN SHS 33734H106 7 177 SH OTR 0 0 177 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2341 58766 SH SOLE 0 0 58766 SALESFORCE COM INC COM 79466L302 249 1147 SH SOLE 0 0 1147 PEOPLES UNITED FINANCIAL INC COM 712704105 206 11129 SH 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437 SH OTR 0 0 437 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 239 5439 SH SOLE 0 0 5439 BLACKSTONE GROUP INC COM 09260D107 89 1005 SH OTR 0 0 1005 BLACKSTONE GROUP INC COM 09260D107 1103 12482 SH SOLE 0 0 12482 ISHARES TR PFD AND INCM SEC 464288687 536 13899 SH SOLE 0 0 13899 ISHARES TR INTL SEL DIV ETF 464288448 887 27326 SH SOLE 0 0 27326 WISDOMTREE TR EMER MKT HIGH FD 97717W315 357 7968 SH OTR 0 0 7968 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1538 34326 SH SOLE 0 0 34326 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3 25 SH OTR 0 0 25 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 247 2354 SH SOLE 0 0 2354 ISHARES TR NATIONAL MUN ETF 464288414 801 6879 SH SOLE 0 0 6879 ISHARES TR MORTGE REL ETF 46435G342 230 6327 SH SOLE 0 0 6327 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 79 12503 SH SOLE 0 0 12503 STONEMOR INC COM 86184W106 193 86140 SH SOLE 0 0 86140 ISHARES TR ISHS 5-10YR INVT 464288638 567 9497 SH SOLE 0 0 9497 SPDR SER TR BLOOMBERG BRCLYS 78468R622 546 5016 SH SOLE 0 0 5016 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 2511 22019 SH SOLE 0 0 22019 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 13 150 SH OTR 0 0 150 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 700 8348 SH SOLE 0 0 8348 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 575 5207 SH SOLE 0 0 5207 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 41 1890 SH OTR 0 0 1890 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 346 15950 SH SOLE 0 0 15950 VISA INC COM CL A 92826C839 2421 10436 SH SOLE 0 0 10436 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 227 1878 SH SOLE 0 0 1878 SPDR SER TR PORTFOLIO S&P500 78464A854 2883 59006 SH SOLE 0 0 59006 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 19 533 SH OTR 0 0 533 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 271 7473 SH SOLE 0 0 7473 SPDR SER TR PORTFOLIO AGRGTE 78464A649 507 16995 SH OTR 0 0 16995 SPDR SER TR PORTFOLIO AGRGTE 78464A649 12854 430912 SH SOLE 0 0 430912 ISHARES TR NEW YORK MUN ETF 464288323 516 8877 SH SOLE 0 0 8877 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 8 557 SH OTR 0 0 557 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 16482 1092224 SH SOLE 0 0 1092224 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 939 23593 SH OTR 0 0 23593 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 7970 200299 SH SOLE 0 0 200299 INSULET CORP COM 45784P101 204 750 SH SOLE 0 0 750 AGNC INVT CORP COM 00123Q104 227 12661 SH SOLE 0 0 12661 ISHARES TR MODERT ALLOC ETF 464289875 394 8880 SH SOLE 0 0 8880 ISHARES TR SHRT NAT MUN ETF 464288158 479 4448 SH SOLE 0 0 4448 ISHARES TR AGGRES ALLOC ETF 464289859 372 5409 SH SOLE 0 0 5409 FS KKR CAP CORP COM 302635206 5423 260362 SH SOLE 0 0 260362 INVESCO MORTGAGE CAPITAL INC COM 46131B100 172 44782 SH SOLE 0 0 44782 PROSHARES TR LARGE CAP CRE 74347R248 531 5532 SH SOLE 0 0 5532 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5084 49882 SH SOLE 0 0 49882 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 821 21251 SH OTR 0 0 21251 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 13240 342551 SH SOLE 0 0 342551 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1179 11706 SH SOLE 0 0 11706 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 302 3661 SH SOLE 0 0 3661 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 22 658 SH OTR 0 0 658 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 10565 314989 SH SOLE 0 0 314989 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1155 11330 SH SOLE 0 0 11330 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 217 1588 SH SOLE 0 0 1588 ISHARES TR 10+ YR INVST GRD 464289511 250 3696 SH SOLE 0 0 3696 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 559 17558 SH SOLE 0 0 17558 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 1102 46098 SH SOLE 0 0 46098 TESLA INC COM 88160R101 84 125 SH OTR 0 0 125 TESLA INC COM 88160R101 2347 3484 SH SOLE 0 0 3484 KKR & CO INC COM 48251W104 286 5137 SH SOLE 0 0 5137 SCHWAB STRATEGIC TR US TIPS ETF 808524870 709 11433 SH SOLE 0 0 11433 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 552 6126 SH SOLE 0 0 6126 GENERAL MTRS CO COM 37045V100 403 7286 SH SOLE 0 0 7286 SHOPIFY INC CL A 82509L107 17 15 SH OTR 0 0 15 SHOPIFY INC CL A 82509L107 333 291 SH SOLE 0 0 291 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 600 21810 SH SOLE 0 0 21810 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 210 10918 SH SOLE 0 0 10918 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5254 69362 SH SOLE 0 0 69362 ISHARES TR MSCI USA MIN VOL 46429B697 606 8406 SH SOLE 0 0 8406 XYLEM INC COM 98419M100 444 3825 SH SOLE 0 0 3825 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 169 16261 SH SOLE 0 0 16261 ISHARES TR US TREAS BD ETF 46429B267 1015 38458 SH SOLE 0 0 38458 PIMCO ETF TR ACTIVE BD ETF 72201R775 22 199 SH OTR 0 0 199 PIMCO ETF TR ACTIVE BD ETF 72201R775 30651 277990 SH SOLE 0 0 277990 SPDR SER TR BLOMBERG BRC INV 78468R200 73 2400 SH OTR 0 0 2400 SPDR SER TR BLOMBERG BRC INV 78468R200 223 7300 SH SOLE 0 0 7300 FACEBOOK INC CL A 30303M102 21 66 SH OTR 0 0 66 FACEBOOK INC CL A 30303M102 12049 37847 SH SOLE 0 0 37847 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 2446 101444 SH SOLE 0 0 101444 FS KKR CAP CORP II COM 35952V303 223 10889 SH OTR 0 0 10889 FS KKR CAP CORP II COM 35952V303 2951 143871 SH SOLE 0 0 143871 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 12 169 SH OTR 0 0 169 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 30409 421057 SH SOLE 0 0 421057 ISHARES INC CORE MSCI EMKT 46434G103 703 10863 SH OTR 0 0 10863 ISHARES INC CORE MSCI EMKT 46434G103 10302 159153 SH SOLE 0 0 159153 ISHARES TR CORE MSCI EAFE 46432F842 361 4875 SH SOLE 0 0 4875 ISHARES TR CORE 1 5 YR USD 46432F859 498 9701 SH SOLE 0 0 9701 ABBVIE INC COM 00287Y109 64 565 SH OTR 0 0 565 ABBVIE INC COM 00287Y109 552 4847 SH SOLE 0 0 4847 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 337 11148 SH SOLE 0 0 11148 ISHARES TR MSCI USA MMENTM 46432F396 350 2089 SH SOLE 0 0 2089 WISDOMTREE TR US QTLY DIV GRT 97717X669 282 4775 SH OTR 0 0 4775 WISDOMTREE TR US QTLY DIV GRT 97717X669 1084 18381 SH SOLE 0 0 18381 ISHARES TR MSCI USA VALUE 46432F388 513 4891 SH SOLE 0 0 4891 ISHARES TR MSCI USA QLT FCT 46432F339 213 1672 SH SOLE 0 0 1672 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 2 33 SH OTR 0 0 33 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 2129 42438 SH SOLE 0 0 42438 PROSHARES TR S&P 500 DV ARIST 74348A467 381 4159 SH SOLE 0 0 4159 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 413 3803 SH SOLE 0 0 3803 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 747 33628 SH SOLE 0 0 33628 ALPHABET INC CAP STK CL C 02079K107 17695 7516 SH SOLE 0 0 7516 ISHARES TR CORE DIV GRWTH 46434V621 113 2250 SH OTR 0 0 2250 ISHARES TR CORE DIV GRWTH 46434V621 29535 586831 SH SOLE 0 0 586831 ISHARES TR CORE TOTAL USD 46434V613 852 16046 SH SOLE 0 0 16046 ISHARES TR GLOBAL REIT ETF 46434V647 151 5588 SH OTR 0 0 5588 ISHARES TR GLOBAL REIT ETF 46434V647 580 21380 SH SOLE 0 0 21380 T2 BIOSYSTEMS INC COM 89853L104 32 25300 SH SOLE 0 0 25300 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 159 2652 SH OTR 0 0 2652 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 4222 70406 SH SOLE 0 0 70406 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 911 3997 SH SOLE 0 0 3997 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 17 360 SH OTR 0 0 360 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 21657 461582 SH SOLE 0 0 461582 ARK ETF TR INNOVATION ETF 00214Q104 649 5731 SH SOLE 0 0 5731 WISDOMTREE TR EM EX ST-OWNED 97717X578 77 1883 SH OTR 0 0 1883 WISDOMTREE TR EM EX ST-OWNED 97717X578 32897 808473 SH SOLE 0 0 808473 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 14 469 SH OTR 0 0 469 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 24576 806049 SH SOLE 0 0 806049 CANOPY GROWTH CORP COM 138035100 104 4050 SH OTR 0 0 4050 CANOPY GROWTH CORP COM 138035100 217 8476 SH SOLE 0 0 8476 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 193 15356 SH SOLE 0 0 15356 PAYPAL HLDGS INC COM 70450Y103 17 68 SH OTR 0 0 68 PAYPAL HLDGS INC COM 70450Y103 1162 4647 SH SOLE 0 0 4647 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1114 25812 SH SOLE 0 0 25812 OSI ETF TR OSHARES US QUALT 67110P407 2291 55242 SH SOLE 0 0 55242 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 216 3936 SH SOLE 0 0 3936 ADVANCED DRAIN SYS INC DEL COM 00790R104 1126 10277 SH SOLE 0 0 10277 PROSHARES TR S&P MDCP 400 DIV 74347B680 802 10883 SH SOLE 0 0 10883 SQUARE INC CL A 852234103 12 50 SH OTR 0 0 50 SQUARE INC CL A 852234103 751 3250 SH SOLE 0 0 3250 SPDR SER TR PRTFLO S&P500 HI 78468R788 598 14656 SH OTR 0 0 14656 SPDR SER TR PRTFLO S&P500 HI 78468R788 2913 71408 SH SOLE 0 0 71408 SIREN ETF TR DIVCN LDRS ETF 829658301 302 5804 SH SOLE 0 0 5804 WISDOMTREE TR YIELD ENHANCD US 97717X511 4 70 SH OTR 0 0 70 WISDOMTREE TR YIELD ENHANCD US 97717X511 3833 73989 SH SOLE 0 0 73989 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR TE 47804J602 297 3608 SH SOLE 0 0 3608 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 134 135000 PRN OTR 0 0 135000 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 10 10000 PRN SOLE 0 0 10000 CAMBRIA ETF TR EMRG SHAREHLDR 132061706 269 6934 SH SOLE 0 0 6934 ACUSHNET HOLDINGS CORP COM 005098108 679 15913 SH SOLE 0 0 15913 LAMB WESTON HLDGS INC COM 513272104 561 7112 SH SOLE 0 0 7112 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 389 15493 SH SOLE 0 0 15493 SNAP INC CL A 83304A106 306 5493 SH SOLE 0 0 5493 ISHARES TR CORE MSCI INTL 46435G326 370 5572 SH SOLE 0 0 5572 DBX ETF TR XTRACK USD HIGH 233051432 697 17460 SH SOLE 0 0 17460 ISHARES TR ESG AWR MSCI USA 46435G425 1995 20977 SH SOLE 0 0 20977 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 554 10916 SH SOLE 0 0 10916 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 1 17 SH OTR 0 0 17 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 771 14913 SH SOLE 0 0 14913 SWITCH INC CL A 87105L104 676 37870 SH SOLE 0 0 37870 ZAI LAB LTD ADR 98887Q104 6146 39393 SH SOLE 0 0 39393 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 12 573 SH OTR 0 0 573 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 3558 166352 SH SOLE 0 0 166352 PAVMED INC COM 70387R106 190 42700 SH SOLE 0 0 42700 INVESCO EXCH TRADED FD TR II PURBETA US AGG 46138E446 627 24262 SH SOLE 0 0 24262 COLONY CR REAL ESTATE INC COM CL A 19625T101 2248 262343 SH SOLE 0 0 262343 SPOTIFY TECHNOLOGY S A SHS L8681T102 2151 8958 SH SOLE 0 0 8958 ETF SER SOLUTIONS APTUS DEFINED 26922A388 20 681 SH OTR 0 0 681 ETF SER SOLUTIONS APTUS DEFINED 26922A388 22281 755551 SH SOLE 0 0 755551 GUARDANT HEALTH INC COM 40131M109 208 1402 SH SOLE 0 0 1402 INNOVATOR ETFS TR S&P 500 POWER 45782C508 3428 107017 SH SOLE 0 0 107017 DOW INC COM 260557103 510 7700 SH SOLE 0 0 7700 SPDR S&P 500 ETF TR TR UNIT 78462F103 38 300 SH Call SOLE 0 0 300 SPDR S&P 500 ETF TR TR UNIT 78462F103 118 1000 SH Call SOLE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 113 1000 SH Call SOLE 0 0 1000 KRANESHARES TR QUADRTC INT RT 500767736 16 548 SH OTR 0 0 548 KRANESHARES TR QUADRTC INT RT 500767736 35350 1235593 SH SOLE 0 0 1235593 INNOVATOR ETFS TR S&P 500 PWR BU 45782C748 419 13666 SH SOLE 0 0 13666 OWL ROCK CAPITAL CORPORATION COM 69121K104 2111 145997 SH SOLE 0 0 145997 INNOVATOR ETFS TR S&P 500 PWR BU 45782C680 1549 53247 SH SOLE 0 0 53247 SPDR S&P 500 ETF TR TR UNIT 78462F103 65 600 SH Call SOLE 0 0 600 INNOVATOR ETFS TR S&P 500 BUFFER 45782C664 1190 38255 SH SOLE 0 0 38255 INNOVATOR ETFS TR S&P 500 PWR 45782C656 16 554 SH OTR 0 0 554 INNOVATOR ETFS TR S&P 500 PWR 45782C656 25149 864512 SH SOLE 0 0 864512 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 418 8065 SH SOLE 0 0 8065 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 592 11584 SH SOLE 0 0 11584 SPDR S&P 500 ETF TR TR UNIT 78462F103 42 400 SH Call SOLE 0 0 400 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 1306 38076 SH SOLE 0 0 38076 INNOVATOR ETFS TR S&P 500 PWR BU 45782C540 1857 61699 SH SOLE 0 0 61699 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 1365 40097 SH SOLE 0 0 40097 INNOVATOR ETFS TR MSCI EMGR MKT 45782C516 968 31777 SH SOLE 0 0 31777 INNOVATOR ETFS TR S&P 500 POWER 45782C417 16 569 SH OTR 0 0 569 INNOVATOR ETFS TR S&P 500 POWER 45782C417 26724 957358 SH SOLE 0 0 957358 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 10 308 SH OTR 0 0 308 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 16338 484662 SH SOLE 0 0 484662 SPDR S&P 500 ETF TR TR UNIT 78462F103 64 600 SH Call SOLE 0 0 600 SPDR S&P 500 ETF TR TR UNIT 78462F103 51 700 SH Call SOLE 0 0 700 PRESIDIO PPTY TR INC COM CL A 74102L303 32 9914 SH OTR 0 0 9914 PRESIDIO PPTY TR INC COM CL A 74102L303 388 119351 SH SOLE 0 0 119351 APPLE INC COM 037833100 29 9900 SH Put SOLE 0 0 9900 UNION PAC CORP COM 907818108 5 2400 SH Put SOLE 0 0 2400 FIRST TR EXCHNG TRADED FD VI FT CBOE DEEP BFR 33740U406 10 313 SH OTR 0 0 313 FIRST TR EXCHNG TRADED FD VI FT CBOE DEEP BFR 33740U406 14883 471925 SH SOLE 0 0 471925 NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 36 1570 SH OTR 0 0 1570 NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 307 13346 SH SOLE 0 0 13346