0001580642-20-004543.txt : 20201218 0001580642-20-004543.hdr.sgml : 20201218 20201218155341 ACCESSION NUMBER: 0001580642-20-004543 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 EFFECTIVENESS DATE: 20201218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthPLAN Partners, LLC CENTRAL INDEX KEY: 0001639943 IRS NUMBER: 474671791 STATE OF INCORPORATION: NE FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16867 FILM NUMBER: 201400544 BUSINESS ADDRESS: STREET 1: 101 SO. 108TH AVE STREET 2: 2ND FLOOR CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 402-697-5458 MAIL ADDRESS: STREET 1: 101 SO. 108TH AVE STREET 2: 2ND FLOOR CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: Feltz Wealth PLAN Inc. DATE OF NAME CHANGE: 20150420 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001639943 XXXXXXXX 09-30-2020 09-30-2020 false WealthPLAN Partners, LLC

101 So. 108th Ave 2nd Floor Omaha NE 68154

13F HOLDINGS REPORT 028-16867 N Chris McMillan 402-697-5458 /s/ Chris McMillan Omaha NE 11-13-2020 0 442 1025797 INFORMATION TABLE 2 infotable.xml SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 428 1471 SH SOLE 0 0 1471 ISHARES TR CORE S&P MCP ETF 464287507 23 113 SH OTR 0 0 113 ISHARES TR CORE S&P MCP ETF 464287507 1024 4959 SH SOLE 0 0 4959 ISHARES TR CORE S&P SCP ETF 464287804 13 165 SH OTR 0 0 165 ISHARES TR CORE S&P SCP ETF 464287804 235 2950 SH SOLE 0 0 2950 ISHARES TR S&P 500 VAL ETF 464287408 527 4370 SH OTR 0 0 4370 ISHARES TR S&P 500 VAL ETF 464287408 7508 62248 SH SOLE 0 0 62248 ISHARES TR CORE S&P500 ETF 464287200 136 385 SH OTR 0 0 385 ISHARES TR CORE S&P500 ETF 464287200 7005 19759 SH SOLE 0 0 19759 ISHARES TR S&P 500 GRWT ETF 464287309 98 1628 SH OTR 0 0 1628 ISHARES TR S&P 500 GRWT ETF 464287309 10147 168273 SH SOLE 0 0 168273 ISHARES TR RUS 1000 GRW ETF 464287614 355 1579 SH SOLE 0 0 1579 ISHARES TR RUS 2000 VAL ETF 464287630 83 721 SH OTR 0 0 721 ISHARES TR RUS 2000 VAL ETF 464287630 501 4369 SH SOLE 0 0 4369 ISHARES TR CORE S&P US GWT 464287671 1381 16509 SH SOLE 0 0 16509 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 296 785 SH SOLE 0 0 785 SPDR S&P 500 ETF TR TR UNIT 78462F103 63 177 SH OTR 0 0 177 SPDR S&P 500 ETF TR TR UNIT 78462F103 2437 6899 SH SOLE 0 0 6899 ADOBE SYSTEMS INCORPORATED COM 00724F101 760 1642 SH SOLE 0 0 1642 AUTODESK INC COM 052769106 327 1332 SH SOLE 0 0 1332 AMAZON COM INC COM 023135106 31 10 SH OTR 0 0 10 AMAZON COM INC COM 023135106 14475 4654 SH SOLE 0 0 4654 BLACK HILLS CORP COM 092113109 8509 138352 SH SOLE 0 0 138352 BRISTOL-MYERS SQUIBB CO COM 110122108 82 1305 SH OTR 0 0 1305 BRISTOL-MYERS SQUIBB CO COM 110122108 709 11306 SH SOLE 0 0 11306 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 319 1419 SH OTR 0 0 1419 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 31824 141617 SH SOLE 0 0 141617 BOEING CO COM 097023105 2 14 SH OTR 0 0 14 BOEING CO COM 097023105 1813 10257 SH SOLE 0 0 10257 IRON MTN INC NEW COM 46284V101 235 9184 SH SOLE 0 0 9184 REALTY INCOME CORP COM 756109104 12 200 SH OTR 0 0 200 REALTY INCOME CORP COM 756109104 8664 140257 SH SOLE 0 0 140257 INVESCO QQQ TR UNIT SER 1 46090E103 51 176 SH OTR 0 0 176 INVESCO QQQ TR UNIT SER 1 46090E103 8922 30935 SH SOLE 0 0 30935 AMGEN INC COM 031162100 5 20 SH OTR 0 0 20 AMGEN INC COM 031162100 1575 6642 SH SOLE 0 0 6642 ABBOTT LABS COM 002824100 12105 108131 SH SOLE 0 0 108131 BP PLC SPONSORED ADR 055622104 1 80 SH OTR 0 0 80 BP PLC SPONSORED ADR 055622104 968 52960 SH SOLE 0 0 52960 CONAGRA BRANDS INC COM 205887102 501 14151 SH SOLE 0 0 14151 ALTRIA GROUP INC COM 02209S103 6 150 SH OTR 0 0 150 ALTRIA GROUP INC COM 02209S103 8041 203568 SH SOLE 0 0 203568 FEDEX CORP COM 31428X106 9 33 SH OTR 0 0 33 FEDEX CORP COM 31428X106 7163 26813 SH SOLE 0 0 26813 HORMEL FOODS CORP COM 440452100 561 10841 SH SOLE 0 0 10841 GENUINE PARTS CO COM 372460105 6975 72708 SH SOLE 0 0 72708 INTEL CORP COM 458140100 4956 110254 SH SOLE 0 0 110254 ISHARES TR RUS 2000 GRW ETF 464287648 203 820 SH SOLE 0 0 820 ORACLE CORP COM 68389X105 231 4096 SH SOLE 0 0 4096 QUALCOMM INC COM 747525103 260 1806 SH SOLE 0 0 1806 DISNEY WALT CO COM DISNEY 254687106 1239 9144 SH SOLE 0 0 9144 HONEYWELL INTL INC COM 438516106 699 3546 SH SOLE 0 0 3546 SHERWIN WILLIAMS CO COM 824348106 275 383 SH SOLE 0 0 383 SYSCO CORP COM 871829107 6891 101324 SH SOLE 0 0 101324 US BANCORP DEL COM NEW 902973304 3 63 SH OTR 0 0 63 US BANCORP DEL COM NEW 902973304 581 13573 SH SOLE 0 0 13573 JOHNSON & JOHNSON COM 478160104 78 526 SH OTR 0 0 526 JOHNSON & JOHNSON COM 478160104 10473 70622 SH SOLE 0 0 70622 MEDTRONIC PLC SHS G5960L103 33 299 SH OTR 0 0 299 MEDTRONIC PLC SHS G5960L103 11094 101220 SH SOLE 0 0 101220 PFIZER INC COM 717081103 2881 76717 SH SOLE 0 0 76717 KROGER CO COM 501044101 269 8395 SH SOLE 0 0 8395 LOWES COS INC COM 548661107 12752 80720 SH SOLE 0 0 80720 ISHARES TR MSCI EAFE ETF 464287465 324 4736 SH SOLE 0 0 4736 CHEVRON CORP NEW COM 166764100 555 6879 SH SOLE 0 0 6879 MICROSOFT CORP COM 594918104 10 46 SH OTR 0 0 46 MICROSOFT CORP COM 594918104 8185 37991 SH SOLE 0 0 37991 AT&T INC COM 00206R102 45 1591 SH OTR 0 0 1591 AT&T INC COM 00206R102 1654 58174 SH SOLE 0 0 58174 CISCO SYS INC COM 17275R102 31 812 SH OTR 0 0 812 CISCO SYS INC COM 17275R102 368 9508 SH SOLE 0 0 9508 COCA COLA CO COM 191216100 16 303 SH OTR 0 0 303 COCA COLA CO COM 191216100 553 10432 SH SOLE 0 0 10432 LOCKHEED MARTIN CORP COM 539830109 71 194 SH OTR 0 0 194 LOCKHEED MARTIN CORP COM 539830109 983 2672 SH SOLE 0 0 2672 PEPSICO INC COM 713448108 23 158 SH OTR 0 0 158 PEPSICO INC COM 713448108 7553 52511 SH SOLE 0 0 52511 VERIZON COMMUNICATIONS INC COM 92343V104 89 1466 SH OTR 0 0 1466 VERIZON COMMUNICATIONS INC COM 92343V104 2062 33928 SH SOLE 0 0 33928 SPDR SER TR PRTFLO S&P500 GW 78464A409 321 6135 SH SOLE 0 0 6135 SPDR SER TR PORTFOLI S&P1500 78464A805 54 1238 SH OTR 0 0 1238 SPDR SER TR PORTFOLI S&P1500 78464A805 1254 28925 SH SOLE 0 0 28925 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 18 658 SH OTR 0 0 658 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2352 88457 SH SOLE 0 0 88457 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 37 306 SH OTR 0 0 306 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6824 56780 SH SOLE 0 0 56780 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 24 215 SH OTR 0 0 215 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4709 42527 SH SOLE 0 0 42527 ISHARES TR NASDAQ BIOTECH 464287556 10 69 SH OTR 0 0 69 ISHARES TR NASDAQ BIOTECH 464287556 3830 27447 SH SOLE 0 0 27447 DEERE & CO COM 244199105 2 10 SH OTR 0 0 10 DEERE & CO COM 244199105 608 2453 SH SOLE 0 0 2453 BK OF AMERICA CORP COM 060505104 2 65 SH OTR 0 0 65 BK OF AMERICA CORP COM 060505104 471 17662 SH SOLE 0 0 17662 STARBUCKS CORP COM 855244109 752 8042 SH SOLE 0 0 8042 AUTOMATIC DATA PROCESSING IN COM 053015103 6288 37111 SH SOLE 0 0 37111 EXXON MOBIL CORP COM 30231G102 183 5200 SH OTR 0 0 5200 EXXON MOBIL CORP COM 30231G102 1077 30563 SH SOLE 0 0 30563 WALMART INC COM 931142103 6 41 SH OTR 0 0 41 WALMART INC COM 931142103 2131 14376 SH SOLE 0 0 14376 UNION PAC CORP COM 907818108 117 583 SH OTR 0 0 583 UNION PAC CORP COM 907818108 4929 24583 SH SOLE 0 0 24583 ASTRAZENECA PLC SPONSORED ADR 046353108 67 1178 SH OTR 0 0 1178 ASTRAZENECA PLC SPONSORED ADR 046353108 2071 36430 SH SOLE 0 0 36430 TEXAS INSTRS INC COM 882508104 7127 46128 SH SOLE 0 0 46128 TARGET CORP COM 87612E106 9158 57405 SH SOLE 0 0 57405 CULLEN FROST BANKERS INC COM 229899109 9386 119561 SH SOLE 0 0 119561 COSTCO WHSL CORP NEW COM 22160K105 10252 27288 SH SOLE 0 0 27288 CVS HEALTH CORP COM 126650100 295 4246 SH SOLE 0 0 4246 DIAGEO PLC SPON ADR NEW 25243Q205 8021 53031 SH SOLE 0 0 53031 DANAHER CORPORATION COM 235851102 6993 30013 SH SOLE 0 0 30013 MERCK & CO. INC COM 58933Y105 83 1041 SH OTR 0 0 1041 MERCK & CO. INC COM 58933Y105 583 7305 SH SOLE 0 0 7305 PROCTER AND GAMBLE CO COM 742718109 23 161 SH OTR 0 0 161 PROCTER AND GAMBLE CO COM 742718109 1248 8777 SH SOLE 0 0 8777 GENERAL ELECTRIC CO COM 369604103 1 130 SH OTR 0 0 130 GENERAL ELECTRIC CO COM 369604103 363 41420 SH SOLE 0 0 41420 HOME DEPOT INC COM 437076102 1060 3839 SH SOLE 0 0 3839 MCDONALDS CORP COM 580135101 72 336 SH OTR 0 0 336 MCDONALDS CORP COM 580135101 11236 52732 SH SOLE 0 0 52732 NIKE INC CL B 654106103 321 2533 SH SOLE 0 0 2533 JPMORGAN CHASE & CO COM 46625H100 7499 66149 SH SOLE 0 0 66149 MONDELEZ INTL INC CL A 609207105 290 5055 SH SOLE 0 0 5055 HP INC COM 40434L105 330 17425 SH SOLE 0 0 17425 WELLS FARGO CO NEW COM 949746101 3498 146934 SH SOLE 0 0 146934 ISHARES TR 20 YR TR BD ETF 464287432 2217 14000 SH SOLE 0 0 14000 ISHARES TR IBOXX INV CP ETF 464287242 372 2747 SH SOLE 0 0 2747 FORD MTR CO DEL COM 345370860 2 200 SH OTR 0 0 200 FORD MTR CO DEL COM 345370860 299 36476 SH SOLE 0 0 36476 UNITEDHEALTH GROUP INC COM 91324P102 38 108 SH OTR 0 0 108 UNITEDHEALTH GROUP INC COM 91324P102 480 1354 SH SOLE 0 0 1354 SOUTHWEST AIRLS CO COM 844741108 753 17958 SH SOLE 0 0 17958 ZIMMER BIOMET HOLDINGS INC COM 98956P102 324 2182 SH SOLE 0 0 2182 RAYTHEON TECHNOLOGIES CORP COM 75513E101 210 3282 SH SOLE 0 0 3282 3M CO COM 88579Y101 519 3106 SH SOLE 0 0 3106 ALBEMARLE CORP COM 012653101 1706 14376 SH SOLE 0 0 14376 COMCAST CORP NEW CL A 20030N101 19 404 SH OTR 0 0 404 COMCAST CORP NEW CL A 20030N101 619 12892 SH SOLE 0 0 12892 VANGUARD INDEX FDS TOTAL STK MKT 922908769 985 5450 SH OTR 0 0 5450 VANGUARD INDEX FDS TOTAL STK MKT 922908769 31650 175094 SH SOLE 0 0 175094 WASTE MGMT INC DEL COM 94106L109 265 2189 SH SOLE 0 0 2189 NORFOLK SOUTHN CORP COM 655844108 914 3963 SH SOLE 0 0 3963 NEXTERA ENERGY INC COM 65339F101 411 5356 SH SOLE 0 0 5356 DUKE ENERGY CORP NEW COM NEW 26441C204 659 6997 SH SOLE 0 0 6997 CONSTELLATION BRANDS INC CL A 21036P108 6 30 SH OTR 0 0 30 CONSTELLATION BRANDS INC CL A 21036P108 7679 39399 SH SOLE 0 0 39399 APPLE INC COM 037833100 3211 26935 SH OTR 0 0 26935 APPLE INC COM 037833100 66369 556739 SH SOLE 0 0 556739 SPDR SER TR PRTFLO S&P500 VL 78464A508 6 195 SH OTR 0 0 195 SPDR SER TR PRTFLO S&P500 VL 78464A508 467 14437 SH SOLE 0 0 14437 CATERPILLAR INC DEL COM 149123101 850 5028 SH OTR 0 0 5028 CATERPILLAR INC DEL COM 149123101 674 3988 SH SOLE 0 0 3988 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 8005 88416 SH SOLE 0 0 88416 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 263 2240 SH SOLE 0 0 2240 CITRIX SYS INC COM 177376100 395 3424 SH SOLE 0 0 3424 PUBLIC STORAGE COM 74460D109 417 1800 SH SOLE 0 0 1800 INTERPUBLIC GROUP COS INC COM 460690100 478 23333 SH SOLE 0 0 23333 NEWMONT CORP COM 651639106 470 7230 SH SOLE 0 0 7230 ARCHER DANIELS MIDLAND CO COM 039483102 755 15295 SH SOLE 0 0 15295 EDWARDS LIFESCIENCES CORP COM 28176E108 576 7167 SH SOLE 0 0 7167 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 1180 100418 SH SOLE 0 0 100418 SOUTHERN CO COM 842587107 247 3887 SH SOLE 0 0 3887 DIVIDEND & INCOME FD INC COM NEW 25538A204 2043 220873 SH SOLE 0 0 220873 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 35 753 SH OTR 0 0 753 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 907 19486 SH SOLE 0 0 19486 PAYCHEX INC COM 704326107 297 3287 SH SOLE 0 0 3287 BERKSHIRE HATHAWAY INC DEL CL A 084670108 337 1 SH OTR 0 0 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4715 14 SH SOLE 0 0 14 ROCKWELL AUTOMATION INC COM 773903109 209 887 SH SOLE 0 0 887 PNC FINL SVCS GROUP INC COM 693475105 255 2104 SH SOLE 0 0 2104 NETFLIX INC COM 64110L106 12 25 SH OTR 0 0 25 NETFLIX INC COM 64110L106 282 579 SH SOLE 0 0 579 ISHARES TR CORE US AGGBD ET 464287226 1076 9145 SH SOLE 0 0 9145 WP CAREY INC COM 92936U109 9364 138378 SH SOLE 0 0 138378 ISHARES TR SELECT DIVID ETF 464287168 2 25 SH OTR 0 0 25 ISHARES TR SELECT DIVID ETF 464287168 761 8468 SH SOLE 0 0 8468 ISHARES TR TIPS BD ETF 464287176 320 2549 SH SOLE 0 0 2549 CARNIVAL CORP UNIT 99/99/9999 143658300 799 53527 SH SOLE 0 0 53527 CLOROX CO DEL COM 189054109 316 1522 SH SOLE 0 0 1522 LUMEN TECHNOLOGIES INC COM 156700106 90 9316 SH OTR 0 0 9316 LUMEN TECHNOLOGIES INC COM 156700106 16 1630 SH SOLE 0 0 1630 NVIDIA CORPORATION COM 67066G104 215 400 SH OTR 0 0 400 NVIDIA CORPORATION COM 67066G104 794 1474 SH SOLE 0 0 1474 NVR INC COM 62944T105 618 149 SH SOLE 0 0 149 NUCOR CORP COM 670346105 7275 146643 SH SOLE 0 0 146643 AMERICAN ELEC PWR CO INC COM 025537101 39 430 SH OTR 0 0 430 AMERICAN ELEC PWR CO INC COM 025537101 747 8334 SH SOLE 0 0 8334 WEYERHAEUSER CO MTN BE COM NEW 962166104 212 7634 SH SOLE 0 0 7634 COMERICA INC COM 200340107 475 9842 SH SOLE 0 0 9842 AXON ENTERPRISE INC COM 05464C101 4135 35000 SH OTR 0 0 35000 STANLEY BLACK & DECKER INC COM 854502101 10868 61154 SH SOLE 0 0 61154 CINCINNATI FINL CORP COM 172062101 6738 81186 SH SOLE 0 0 81186 BECTON DICKINSON & CO COM 075887109 6206 25835 SH SOLE 0 0 25835 TYSON FOODS INC CL A 902494103 426 7011 SH SOLE 0 0 7011 BALL CORP COM 058498106 221 2351 SH SOLE 0 0 2351 ALPHABET INC CAP STK CL A 02079K305 3 2 SH OTR 0 0 2 ALPHABET INC CAP STK CL A 02079K305 2689 1543 SH SOLE 0 0 1543 SPDR GOLD TR GOLD SHS 78463V107 5 30 SH OTR 0 0 30 SPDR GOLD TR GOLD SHS 78463V107 257 1461 SH SOLE 0 0 1461 ASPEN TECHNOLOGY INC COM 045327103 400 3435 SH SOLE 0 0 3435 INTUITIVE SURGICAL INC COM NEW 46120E602 618 834 SH SOLE 0 0 834 MSC INDL DIRECT INC CL A 553530106 10289 128614 SH SOLE 0 0 128614 VANGUARD INDEX FDS GROWTH ETF 922908736 516 2182 SH SOLE 0 0 2182 MARKEL CORP COM 570535104 316 310 SH SOLE 0 0 310 WERNER ENTERPRISES INC COM 950755108 1025 25419 SH SOLE 0 0 25419 MCCORMICK & CO INC COM NON VTG 579780206 338 1828 SH SOLE 0 0 1828 VANGUARD INDEX FDS SML CP GRW ETF 922908595 778 3307 SH SOLE 0 0 3307 CASEYS GEN STORES INC COM 147528103 9 50 SH OTR 0 0 50 CASEYS GEN STORES INC COM 147528103 6929 36634 SH SOLE 0 0 36634 VALMONT INDS INC COM 920253101 12 78 SH OTR 0 0 78 VALMONT INDS INC COM 920253101 3976 25730 SH SOLE 0 0 25730 SEELOS THERAPEUTICS INC COM 81577F109 18 20000 SH SOLE 0 0 20000 BUCKLE INC COM 118440106 5 185 SH OTR 0 0 185 BUCKLE INC COM 118440106 314 11442 SH SOLE 0 0 11442 THERMO FISHER SCIENTIFIC INC COM 883556102 323 664 SH SOLE 0 0 664 ISHARES TR EAFE GRWTH ETF 464288885 60 633 SH OTR 0 0 633 ISHARES TR EAFE GRWTH ETF 464288885 3949 41766 SH SOLE 0 0 41766 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 289 2346 SH OTR 0 0 2346 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 353 2861 SH SOLE 0 0 2861 FIRST TR VALUE LINE DIVID IN SHS 33734H106 6 177 SH OTR 0 0 177 FIRST TR VALUE LINE DIVID IN SHS 33734H106 4310 126400 SH SOLE 0 0 126400 SALESFORCE COM INC COM 79466L302 349 1401 SH SOLE 0 0 1401 PEOPLES UNITED FINANCIAL INC COM 712704105 155 12797 SH SOLE 0 0 12797 ROPER TECHNOLOGIES INC COM 776696106 505 1293 SH SOLE 0 0 1293 SPDR SER TR S&P BIOTECH 78464A870 5 43 SH OTR 0 0 43 SPDR SER TR S&P BIOTECH 78464A870 1386 11203 SH SOLE 0 0 11203 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 424 11314 SH SOLE 0 0 11314 MASTERCARD INCORPORATED CL A 57636Q104 6265 19082 SH SOLE 0 0 19082 ISHARES TR U.S. MED DVC ETF 464288810 332 1043 SH SOLE 0 0 1043 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 350 5831 SH SOLE 0 0 5831 WISDOMTREE TR GLB US QTLY DIV 97717W844 698 10033 SH SOLE 0 0 10033 ISHARES TR CORE S&P TTL STK 464287150 492 6135 SH SOLE 0 0 6135 AMPIO PHARMACEUTICALS INC COM 03209T109 12 14435 SH SOLE 0 0 14435 ARES CAPITAL CORP COM 04010L103 28 1800 SH OTR 0 0 1800 ARES CAPITAL CORP COM 04010L103 2194 143099 SH SOLE 0 0 143099 PROSPECT CAP CORP COM 74348T102 123 24131 SH SOLE 0 0 24131 FIRST TR MORNINGSTAR DIVID L SHS 336917109 2 67 SH OTR 0 0 67 FIRST TR MORNINGSTAR DIVID L SHS 336917109 617 22001 SH SOLE 0 0 22001 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 411 6272 SH SOLE 0 0 6272 WISDOMTREE TR ITL HIGH DIV FD 97717W802 419 11978 SH OTR 0 0 11978 WISDOMTREE TR ITL HIGH DIV FD 97717W802 1729 49418 SH SOLE 0 0 49418 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10 177 SH OTR 0 0 177 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 697 12882 SH SOLE 0 0 12882 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 371 6684 SH SOLE 0 0 6684 ISHARES TR USD INV GRDE ETF 464288620 388 6362 SH SOLE 0 0 6362 ISHARES TR ISHS 1-5YR INVS 464288646 1161 21147 SH SOLE 0 0 21147 VANGUARD BD INDEX FDS INTERMED TERM 921937819 920 9895 SH SOLE 0 0 9895 DELTA AIR LINES INC DEL COM NEW 247361702 822 23914 SH SOLE 0 0 23914 SPDR SER TR PORTFOLIO S&P400 78464A847 786 21617 SH SOLE 0 0 21617 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 16 399 SH OTR 0 0 399 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 214 5445 SH SOLE 0 0 5445 BLACKSTONE GROUP INC COM CL A 09260D107 901 16402 SH SOLE 0 0 16402 ISHARES TR PFD AND INCM SEC 464288687 293 7872 SH SOLE 0 0 7872 ISHARES TR INTL SEL DIV ETF 464288448 999 36941 SH SOLE 0 0 36941 WISDOMTREE TR EMER MKT HIGH FD 97717W315 313 8183 SH OTR 0 0 8183 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1448 37903 SH SOLE 0 0 37903 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2 25 SH OTR 0 0 25 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 213 2462 SH SOLE 0 0 2462 ISHARES TR NATIONAL MUN ETF 464288414 797 6871 SH SOLE 0 0 6871 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 62 12503 SH SOLE 0 0 12503 STONEMOR INC COM 86184W106 78 88112 SH SOLE 0 0 88112 ISHARES TR ISHS 5-10YR INVT 464288638 579 9497 SH SOLE 0 0 9497 SPDR SER TR BLOOMBERG BRCLYS 78468R622 403 3802 SH SOLE 0 0 3802 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 2281 22421 SH SOLE 0 0 22421 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 10 150 SH OTR 0 0 150 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 581 8559 SH SOLE 0 0 8559 VISA INC COM CL A 92826C839 1088 5222 SH SOLE 0 0 5222 SPDR SER TR PORTFOLIO S&P500 78464A854 2287 55061 SH SOLE 0 0 55061 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 17 533 SH OTR 0 0 533 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 224 7163 SH SOLE 0 0 7163 SPDR SER TR PORTFOLIO AGRGTE 78464A649 394 12849 SH OTR 0 0 12849 SPDR SER TR PORTFOLIO AGRGTE 78464A649 11153 363891 SH SOLE 0 0 363891 ISHARES TR NEW YORK MUN ETF 464288323 384 6678 SH SOLE 0 0 6678 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 40 2652 SH OTR 0 0 2652 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 17879 1195111 SH SOLE 0 0 1195111 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 586 18039 SH OTR 0 0 18039 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 4548 140107 SH SOLE 0 0 140107 AGNC INVT CORP COM 00123Q104 184 12661 SH SOLE 0 0 12661 ISHARES TR MODERT ALLOC ETF 464289875 570 13595 SH SOLE 0 0 13595 ISHARES TR SHRT NAT MUN ETF 464288158 452 4189 SH SOLE 0 0 4189 SPDR SER TR PORTFOLIO LN COR 78464A367 279 8693 SH SOLE 0 0 8693 ISHARES TR AGGRES ALLOC ETF 464289859 534 8796 SH SOLE 0 0 8796 SPDR SER TR PORTFOLIO INTRMD 78464A375 43 1181 SH OTR 0 0 1181 SPDR SER TR PORTFOLIO INTRMD 78464A375 467 12679 SH SOLE 0 0 12679 FS KKR CAPITAL CORP COM 302635206 37 2336 SH OTR 0 0 2336 FS KKR CAPITAL CORP COM 302635206 4637 291440 SH SOLE 0 0 291440 INVESCO MORTGAGE CAPITAL INC COM 46131B100 137 44782 SH SOLE 0 0 44782 PROSHARES TR LARGE CAP CRE 74347R248 402 5085 SH SOLE 0 0 5085 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5216 51162 SH SOLE 0 0 51162 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 686 20428 SH OTR 0 0 20428 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 10356 308203 SH SOLE 0 0 308203 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1049 12328 SH SOLE 0 0 12328 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 300 3625 SH SOLE 0 0 3625 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 43 1274 SH OTR 0 0 1274 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 10644 316684 SH SOLE 0 0 316684 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 700 9066 SH SOLE 0 0 9066 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 222 1850 SH SOLE 0 0 1850 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 516 17852 SH SOLE 0 0 17852 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 1046 49849 SH SOLE 0 0 49849 TESLA INC COM 88160R101 51 125 SH OTR 0 0 125 TESLA INC COM 88160R101 1227 2980 SH SOLE 0 0 2980 SCHWAB STRATEGIC TR US TIPS ETF 808524870 685 11232 SH SOLE 0 0 11232 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 467 3405 SH SOLE 0 0 3405 GENERAL MTRS CO COM 37045V100 258 6573 SH SOLE 0 0 6573 SHOPIFY INC CL A 82509L107 14 15 SH OTR 0 0 15 SHOPIFY INC CL A 82509L107 284 307 SH SOLE 0 0 307 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 258 4097 SH SOLE 0 0 4097 VEREIT INC COM 92339V100 120 16783 SH SOLE 0 0 16783 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 162 10918 SH SOLE 0 0 10918 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3321 55026 SH SOLE 0 0 55026 ISHARES TR MSCI USA MIN VOL 46429B697 1048 15819 SH SOLE 0 0 15819 XYLEM INC COM 98419M100 353 3825 SH SOLE 0 0 3825 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 166 16529 SH SOLE 0 0 16529 WPX ENERGY INC COM 98212B103 177 30859 SH SOLE 0 0 30859 ISHARES TR US TREAS BD ETF 46429B267 647 23403 SH SOLE 0 0 23403 PIMCO ETF TR ACTIVE BD ETF 72201R775 24 211 SH OTR 0 0 211 PIMCO ETF TR ACTIVE BD ETF 72201R775 35786 319571 SH SOLE 0 0 319571 SPDR SER TR BLOMBERG BRC INV 78468R200 73 2400 SH OTR 0 0 2400 SPDR SER TR BLOMBERG BRC INV 78468R200 223 7300 SH SOLE 0 0 7300 FACEBOOK INC CL A 30303M102 18 66 SH OTR 0 0 66 FACEBOOK INC CL A 30303M102 10059 36566 SH SOLE 0 0 36566 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 592 1381 SH SOLE 0 0 1381 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 892 42990 SH SOLE 0 0 42990 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 175 12225 SH SOLE 0 0 12225 FS KKR CAP CORP II COM 35952V303 166 10889 SH OTR 0 0 10889 FS KKR CAP CORP II COM 35952V303 1652 108537 SH SOLE 0 0 108537 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 10 169 SH OTR 0 0 169 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 18503 320002 SH SOLE 0 0 320002 ISHARES INC CORE MSCI EMKT 46434G103 620 10874 SH OTR 0 0 10874 ISHARES INC CORE MSCI EMKT 46434G103 8574 150265 SH SOLE 0 0 150265 ABBVIE INC COM 00287Y109 35 363 SH OTR 0 0 363 ABBVIE INC COM 00287Y109 525 5382 SH SOLE 0 0 5382 WISDOMTREE TR US QTLY DIV GRT 97717X669 258 5009 SH OTR 0 0 5009 WISDOMTREE TR US QTLY DIV GRT 97717X669 987 19133 SH SOLE 0 0 19133 ISHARES TR MSCI USA SZE FT 46432F370 295 2895 SH SOLE 0 0 2895 ISHARES TR MSCI USA VALUE 46432F388 11 136 SH OTR 0 0 136 ISHARES TR MSCI USA VALUE 46432F388 437 5479 SH SOLE 0 0 5479 ISHARES TR MSCI USA QLT FCT 46432F339 224 2042 SH SOLE 0 0 2042 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 8 159 SH OTR 0 0 159 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 2366 47174 SH SOLE 0 0 47174 PROSHARES TR S&P 500 DV ARIST 74348A467 315 4085 SH SOLE 0 0 4085 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 328 3440 SH SOLE 0 0 3440 ISHARES TR 0-5YR HI YL CP 46434V407 223 5019 SH SOLE 0 0 5019 ISHARES TR 0-5YR INVT GR CP 46434V100 240 4610 SH SOLE 0 0 4610 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 682 30945 SH SOLE 0 0 30945 ALPHABET INC CAP STK CL C 02079K107 3 2 SH OTR 0 0 2 ALPHABET INC CAP STK CL C 02079K107 14147 8085 SH SOLE 0 0 8085 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 441 17467 SH SOLE 0 0 17467 ISHARES TR CORE DIV GRWTH 46434V621 96 2272 SH OTR 0 0 2272 ISHARES TR CORE DIV GRWTH 46434V621 25654 604475 SH SOLE 0 0 604475 ISHARES TR CORE TOTAL USD 46434V613 728 13406 SH SOLE 0 0 13406 ISHARES TR GLOBAL REIT ETF 46434V647 130 5755 SH OTR 0 0 5755 ISHARES TR GLOBAL REIT ETF 46434V647 537 23756 SH SOLE 0 0 23756 T2 BIOSYSTEMS INC COM 89853L104 31 25500 SH SOLE 0 0 25500 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 111 1842 SH OTR 0 0 1842 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 4125 68709 SH SOLE 0 0 68709 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 303 1147 SH SOLE 0 0 1147 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 15 347 SH OTR 0 0 347 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 22127 514570 SH SOLE 0 0 514570 ARK ETF TR INNOVATION ETF 00214Q104 1462 14783 SH SOLE 0 0 14783 WISDOMTREE TR EM EX ST-OWNED 97717X578 55 1520 SH OTR 0 0 1520 WISDOMTREE TR EM EX ST-OWNED 97717X578 26194 724201 SH SOLE 0 0 724201 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 13 492 SH OTR 0 0 492 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 21644 798073 SH SOLE 0 0 798073 CANOPY GROWTH CORP COM 138035100 96 4050 SH OTR 0 0 4050 CANOPY GROWTH CORP COM 138035100 193 8116 SH SOLE 0 0 8116 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 118 14951 SH SOLE 0 0 14951 TELADOC HEALTH INC COM 87918A105 333 1781 SH SOLE 0 0 1781 PAYPAL HLDGS INC COM 70450Y103 13 68 SH OTR 0 0 68 PAYPAL HLDGS INC COM 70450Y103 922 4874 SH SOLE 0 0 4874 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 772 21435 SH SOLE 0 0 21435 OSI ETF TR OSHARES US QUALT 67110P407 1066 28803 SH SOLE 0 0 28803 PROSHARES TR S&P MDCP 400 DIV 74347B680 739 12514 SH SOLE 0 0 12514 SQUARE INC CL A 852234103 18 100 SH OTR 0 0 100 SQUARE INC CL A 852234103 411 2303 SH SOLE 0 0 2303 SPDR SER TR PRTFLO S&P500 HI 78468R788 473 15600 SH OTR 0 0 15600 SPDR SER TR PRTFLO S&P500 HI 78468R788 2669 88095 SH SOLE 0 0 88095 SPDR SER TR RUSSELL LOW VOL 78468R754 359 4247 SH SOLE 0 0 4247 REALITY SHS ETF TR DIVCN LDRS ETF 75605A405 303 6560 SH SOLE 0 0 6560 WISDOMTREE TR YIELD ENHANCD US 97717X511 17 326 SH OTR 0 0 326 WISDOMTREE TR YIELD ENHANCD US 97717X511 4129 77033 SH SOLE 0 0 77033 TWITTER INC NOTE 1.000% 9/1 90184LAD4 115 115000 PRN OTR 0 0 115000 TWITTER INC NOTE 1.000% 9/1 90184LAD4 10 10000 PRN SOLE 0 0 10000 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR TE 47804J602 252 3608 SH SOLE 0 0 3608 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 132 135000 PRN OTR 0 0 135000 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 10 10000 PRN SOLE 0 0 10000 ACUSHNET HOLDINGS CORP COM 005098108 578 15803 SH SOLE 0 0 15803 LAMB WESTON HLDGS INC COM 513272104 509 7125 SH SOLE 0 0 7125 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 3673 147452 SH SOLE 0 0 147452 SNAP INC CL A 83304A106 220 5458 SH SOLE 0 0 5458 ISHARES TR CORE MSCI INTL 46435G326 312 5419 SH SOLE 0 0 5419 DBX ETF TR XTRACK USD HIGH 233051432 653 13365 SH SOLE 0 0 13365 ISHARES TR ESG AWR MSCI USA 46435G425 1682 20868 SH SOLE 0 0 20868 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 581 11452 SH SOLE 0 0 11452 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 1 17 SH OTR 0 0 17 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 815 16023 SH SOLE 0 0 16023 SWITCH INC CL A 87105L104 652 42045 SH SOLE 0 0 42045 ZAI LAB LTD ADR 98887Q104 3900 39393 SH SOLE 0 0 39393 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 13 596 SH OTR 0 0 596 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 3663 168594 SH SOLE 0 0 168594 PAVMED INC COM 70387R106 63 35000 SH SOLE 0 0 35000 INVESCO EXCH TRADED FD TR II PURBETA US AGG 46138E446 671 25120 SH SOLE 0 0 25120 COLONY CR REAL ESTATE INC COM CL A 19625T101 1625 251963 SH SOLE 0 0 251963 SPDR S&P 500 ETF TR TR UNIT 78462F103 37 500 SH Call SOLE 0 0 500 SPOTIFY TECHNOLOGY S A SHS L8681T102 610 2357 SH SOLE 0 0 2357 DOCUSIGN INC COM 256163106 472 2218 SH SOLE 0 0 2218 ETF SER SOLUTIONS APTUS DEFINED 26922A388 20 642 SH OTR 0 0 642 ETF SER SOLUTIONS APTUS DEFINED 26922A388 20544 668993 SH SOLE 0 0 668993 SPDR S&P 500 ETF TR TR UNIT 78462F103 52 800 SH Call SOLE 0 0 800 INNOVATOR ETFS TR S&P 500 PWR 45782C813 1234 43575 SH SOLE 0 0 43575 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 1299 47795 SH SOLE 0 0 47795 SPDR S&P 500 ETF TR TR UNIT 78462F103 10 200 SH Call SOLE 0 0 200 INNOVATOR ETFS TR S&P 500 POWER 45782C508 2 63 SH OTR 0 0 63 INNOVATOR ETFS TR S&P 500 POWER 45782C508 7680 256763 SH SOLE 0 0 256763 SPDR S&P 500 ETF TR TR UNIT 78462F103 157 2000 SH Call SOLE 0 0 2000 DOW INC COM 260557103 371 7265 SH SOLE 0 0 7265 SPDR S&P 500 ETF TR TR UNIT 78462F103 22 300 SH Call SOLE 0 0 300 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 1212 44840 SH SOLE 0 0 44840 SPDR S&P 500 ETF TR TR UNIT 78462F103 7 100 SH Call SOLE 0 0 100 SPDR S&P 500 ETF TR TR UNIT 78462F103 100 1500 SH Call SOLE 0 0 1500 SPDR S&P 500 ETF TR TR UNIT 78462F103 327 5200 SH Call SOLE 0 0 5200 INNOVATOR ETFS TR S&P 500 PWR BU 45782C748 15 510 SH OTR 0 0 510 INNOVATOR ETFS TR S&P 500 PWR BU 45782C748 20493 690521 SH SOLE 0 0 690521 SPDR S&P 500 ETF TR TR UNIT 78462F103 12 200 SH Call SOLE 0 0 200 INNOVATOR ETFS TR S&P 500 PWR BU 45782C680 936 33704 SH SOLE 0 0 33704 INNOVATOR ETFS TR S&P 500 PWR 45782C656 13 465 SH OTR 0 0 465 INNOVATOR ETFS TR S&P 500 PWR 45782C656 17527 645817 SH SOLE 0 0 645817 SPDR S&P 500 ETF TR TR UNIT 78462F103 22 400 SH Call SOLE 0 0 400 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 508 15564 SH SOLE 0 0 15564 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 790 24222 SH SOLE 0 0 24222 INNOVATOR ETFS TR S&P 500 POWER 45782C417 808 31358 SH SOLE 0 0 31358 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 12 396 SH OTR 0 0 396 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 14385 456238 SH SOLE 0 0 456238 SPDR S&P 500 ETF TR TR UNIT 78462F103 35 900 SH Call SOLE 0 0 900 CANOPY GROWTH CORP COM 138035100 3 400 SH Call SOLE 0 0 400 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F730 377 11619 SH SOLE 0 0 11619 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F714 9 286 SH OTR 0 0 286 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F714 11652 364656 SH SOLE 0 0 364656 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 453 22625 SH SOLE 0 0 22625 APPLE INC COM 037833100 92 10400 SH Put SOLE 0 0 10400 UNION PAC CORP COM 907818108 16 2400 SH Put SOLE 0 0 2400 DOCUSIGN INC COM 256163106 3 100 SH Call SOLE 0 0 100