0001140361-18-014965.txt : 20180326 0001140361-18-014965.hdr.sgml : 20180326 20180326160320 ACCESSION NUMBER: 0001140361-18-014965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180322 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butler Mark L CENTRAL INDEX KEY: 0001645283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37501 FILM NUMBER: 18712785 MAIL ADDRESS: STREET 1: 1701 NEWVILLE ROAD CITY: CARLISLE STATE: PA ZIP: 17055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ollie's Bargain Outlet Holdings, Inc. CENTRAL INDEX KEY: 0001639300 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 800848819 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6295 ALLENTOWN BOULEVARD, SUITE 1 CITY: HARRISBURG STATE: PA ZIP: 17112 BUSINESS PHONE: 717 657-2300 MAIL ADDRESS: STREET 1: 6295 ALLENTOWN BOULEVARD, SUITE 1 CITY: HARRISBURG STATE: PA ZIP: 17112 4 1 form4.xml FORM 4 X0306 4 2018-03-22 0001639300 Ollie's Bargain Outlet Holdings, Inc. OLLI 0001645283 Butler Mark L C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC 6295 ALLENTOWN BOULEVARD, SUITE 1 HARRISBURG PA 17112 true true true President, CEO Common Stock 2018-03-22 4 M 0 8016 0 A 3806029 D Common Stock 2018-03-22 4 F 0 2657 58.2 D 3803372 D Common Stock 7002695 I By Trust Restricted Stock Units 2018-03-22 4 M 0 8016 0 D Common Stock 8016 24049 D Represents the conversion upon vesting restricted stock awards into common stock. The reporting person was granted 32,065 restricted stock units on March 22, 2017, of which 8,016 of the restricted stock units vested on March 22, 2018; 8,016 of the restricted stock units will vest on March 22, 2019; 8,016 of the restricted stock units will vest on March 22, 2020 and 8,017 of the restricted stock units will vest on March 22, 2021. Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 22, 2018. Held directly by the Mark L. Butler 2012 DE Dynasty Trust, of which the Reporting Person serves as Investment Direction Advisor. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock. The reporting person was granted 32,065 restricted stock units on March 22, 2017, of which 8,016 of the restricted stock units vested on March 22, 2018. The common stock into which such vested restricted stock units converted on March 22, 2018 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 8,016 of the restricted stock units vesting on March 22, 2019; 8,016 of the restricted stock units vesting on March 22, 2020 and 8,017 of the restricted stock units vesting on March 22, 2021. By: /s/ Robert Bertram as Attorney-In-Fact 2018-03-26