0000704051-16-000136.txt : 20160503 0000704051-16-000136.hdr.sgml : 20160503 20160503134905 ACCESSION NUMBER: 0000704051-16-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schliessler Ursula CENTRAL INDEX KEY: 0001638183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 161614761 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 wf-form4_146229773238878.xml FORM 4 X0306 4 2016-05-02 0 0000704051 LEGG MASON, INC. LM 0001638183 Schliessler Ursula 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 EVP & CAO Common Stock 2016-05-02 4 S 0 1257 31.65 D 11394 D Common Stock 2016-05-02 4 S 0 402 31.80 D 10992 D Represents shares sold to satisfy tax obligations in connection with vesting of restricted stock units. Melissa A. Warren Attorney-in-fact for Ursula Schliessler 2016-05-03