0001420506-17-000103.txt : 20170209
0001420506-17-000103.hdr.sgml : 20170209
20170209112437
ACCESSION NUMBER: 0001420506-17-000103
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170209
DATE AS OF CHANGE: 20170209
EFFECTIVENESS DATE: 20170209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Elgethun Capital Management
CENTRAL INDEX KEY: 0001638022
IRS NUMBER: 462136660
STATE OF INCORPORATION: SD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17656
FILM NUMBER: 17586095
BUSINESS ADDRESS:
STREET 1: 122 S PHILLIPS AVE
STREET 2: SUITE 201
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
BUSINESS PHONE: 605-367-3336
MAIL ADDRESS:
STREET 1: 122 S PHILLIPS AVE
STREET 2: SUITE 201
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001638022
XXXXXXXX
12-31-2016
12-31-2016
true
1
RESTATEMENT
false
Elgethun Capital Management
122 S PHILLIPS AVE
SUITE 201
SIOUX FALLS
SD
57104
13F HOLDINGS REPORT
028-17656
N
John Allen Barker
President
605-367-3336
John Allen Barker, President
SIOUX FALLS
SD
02-08-2017
0
285
127965
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR ELGETHUN CAPITAL MANAGEMENT
3M CO
COM
88579Y101
1442
8073
SH
SOLE
8073
0
0
ABBOTT LABS
COM
002824100
48
1257
SH
SOLE
1257
0
0
ABBVIE INC
COM
00287Y109
359
5731
SH
SOLE
5731
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
102
875
SH
SOLE
875
0
0
ADIENT PLC
ORD SHS
G0084W101
2
31
SH
SOLE
31
0
0
ADVANSIX INC
COM
00773T101
1
58
SH
SOLE
58
0
0
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
9
500
SH
SOLE
500
0
0
AFLAC INC
COM
001055102
1665
23934
SH
SOLE
23934
0
0
AGRIUM INC
COM
008916108
10
100
SH
SOLE
100
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
27
1200
SH
SOLE
1200
0
0
ALPHABET INC
CAP STK CL C
02079K107
397
512
SH
SOLE
512
0
0
ALPHABET INC
CAP STK CL A
02079K305
163
205
SH
SOLE
205
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
414
32806
SH
SOLE
32806
0
0
ALTRIA GROUP INC
COM
02209S103
23
339
SH
SOLE
339
0
0
AMAZON COM INC
COM
023135106
308
410
SH
SOLE
410
0
0
AMERICAN EXPRESS CO
COM
025816109
2915
39363
SH
SOLE
39363
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
13
200
SH
SOLE
200
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
152
1444
SH
SOLE
1444
0
0
APACHE CORP
COM
037411105
22
345
SH
SOLE
345
0
0
APPLE INC
COM
037833100
648
5596
SH
SOLE
5596
0
0
APPTIO INC
CL A
03835C108
7
400
SH
SOLE
400
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
5
3000
SH
SOLE
3000
0
0
AT&T INC
COM
00206R102
100
2360
SH
SOLE
2360
0
0
AUTOZONE INC
COM
053332102
79
100
SH
SOLE
100
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
5
10000
SH
SOLE
10000
0
0
AVIRAGEN THERAPEUTICS INC
COM
053761102
5
4000
SH
SOLE
4000
0
0
BANK AMER CORP
COM
060505104
1988
89904
SH
SOLE
89904
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
889
762
SH
SOLE
762
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2086
44048
SH
SOLE
44048
0
0
BERKLEY W R CORP
COM
084423102
898
13485
SH
SOLE
13485
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
10559
64808
SH
SOLE
64808
0
0
BIOTIME INC
COM
09066L105
54
15000
SH
SOLE
15000
0
0
BLACK HILLS CORP
COM
092113109
18
300
SH
SOLE
300
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
13
439
SH
SOLE
439
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
162
7485
SH
SOLE
7485
0
0
BP PLC
SPONSORED ADR
055622104
2972
79443
SH
SOLE
79443
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
38
645
SH
SOLE
645
0
0
BROADCOM LTD
SHS
Y09827109
89
500
SH
SOLE
500
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
0
4
SH
SOLE
4
0
0
CAMPBELL SOUP CO
COM
134429109
15
245
SH
SOLE
245
0
0
CATERPILLAR INC DEL
COM
149123101
323
3479
SH
SOLE
3479
0
0
CELGENE CORP
COM
151020104
200
1725
SH
SOLE
1725
0
0
CF INDS HLDGS INC
COM
125269100
358
11362
SH
SOLE
11362
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
96
13655
SH
SOLE
13655
0
0
CHEVRON CORP NEW
COM
166764100
685
5823
SH
SOLE
5823
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
18
570
SH
SOLE
570
0
0
CIMAREX ENERGY CO
COM
171798101
24
179
SH
SOLE
179
0
0
CISCO SYS INC
COM
17275R102
39
1293
SH
SOLE
1293
0
0
CIT GROUP INC
COM NEW
125581801
13
300
SH
SOLE
300
0
0
CITIGROUP INC
COM NEW
172967424
1385
23301
SH
SOLE
23301
0
0
CLOROX CO DEL
COM
189054109
34
280
SH
SOLE
280
0
0
CNO FINL GROUP INC
COM
12621E103
0
8
SH
SOLE
8
0
0
COACH INC
COM
189754104
26
748
SH
SOLE
748
0
0
COCA COLA CO
COM
191216100
1802
43477
SH
SOLE
43477
0
0
COLFAX CORP
COM
194014106
1893
52650
SH
SOLE
52650
0
0
COLGATE PALMOLIVE CO
COM
194162103
37
560
SH
SOLE
560
0
0
COMCAST CORP NEW
CL A
20030N101
2
25
SH
SOLE
25
0
0
CONCHO RES INC
COM
20605P101
133
1000
SH
SOLE
1000
0
0
CONOCOPHILLIPS
COM
20825C104
165
3283
SH
SOLE
3283
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
143
935
SH
SOLE
935
0
0
COSTCO WHSL CORP NEW
COM
22160K105
8
51
SH
SOLE
51
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
6
300
SH
SOLE
300
0
0
CRYOPORT INC
COM PAR $0.001
229050307
41
12560
SH
SOLE
12560
0
0
CSX CORP
COM
126408103
6
165
SH
SOLE
165
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
1
63
SH
SOLE
63
0
0
CVS HEALTH CORP
COM
126650100
133
1686
SH
SOLE
1686
0
0
DAKTRONICS INC
COM
234264109
6
534
SH
SOLE
534
0
0
DANAHER CORP DEL
COM
235851102
81
1040
SH
SOLE
1040
0
0
DECKERS OUTDOOR CORP
COM
243537107
2
33
SH
SOLE
33
0
0
DEERE & CO
COM
244199105
249
2414
SH
SOLE
2414
0
0
DEVON ENERGY CORP NEW
COM
25179M103
22
473
SH
SOLE
473
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
31
297
SH
SOLE
297
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
29
400
SH
SOLE
400
0
0
EATON CORP PLC
SHS
G29183103
108
1606
SH
SOLE
1606
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
21
1725
SH
SOLE
1725
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
17
1715
SH
SOLE
1715
0
0
ECOLAB INC
COM
278865100
117
995
SH
SOLE
995
0
0
EDITAS MEDICINE INC
COM
28106W103
3
200
SH
SOLE
200
0
0
ELDORADO GOLD CORP NEW
COM
284902103
5
1500
SH
SOLE
1500
0
0
EMERSON ELEC CO
COM
291011104
114
2040
SH
SOLE
2040
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
6
160
SH
SOLE
160
0
0
ENERPLUS CORP
COM
292766102
8
820
SH
SOLE
820
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
58
2160
SH
SOLE
2160
0
0
EXELIXIS INC
COM
30161Q104
45
3000
SH
SOLE
3000
0
0
EXELON CORP
COM
30161N101
4
100
SH
SOLE
100
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
3777
54876
SH
SOLE
54876
0
0
EXXON MOBIL CORP
COM
30231G102
2232
24716
SH
SOLE
24716
0
0
EZCORP INC
CL A NON VTG
302301106
6
600
SH
SOLE
600
0
0
FASTENAL CO
COM
311900104
26
556
SH
SOLE
556
0
0
FIREEYE INC
COM
31816Q101
8
700
SH
SOLE
700
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
8
1000
SH
SOLE
1000
0
0
FORTIVE CORP
COM
34959J108
28
520
SH
SOLE
520
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
132
2467
SH
SOLE
2467
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
15
1171
SH
SOLE
1171
0
0
GENERAL ELECTRIC CO
COM
369604103
3988
126210
SH
SOLE
126210
0
0
GENERAL MLS INC
COM
370334104
25
400
SH
SOLE
400
0
0
GENERAL MTRS CO
COM
37045V100
101
2888
SH
SOLE
2888
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
210
5444
SH
SOLE
5444
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
3
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2524
10547
SH
SOLE
10547
0
0
GREENBRIER COS INC
COM
393657101
1
25
SH
SOLE
25
0
0
GREIF INC
CL B
397624206
4001
59152
SH
SOLE
59152
0
0
HEARTLAND EXPRESS INC
COM
422347104
21
1020
SH
SOLE
1020
0
0
HECLA MNG CO
COM
422704106
21
4000
SH
SOLE
4000
0
0
HERSHEY CO
COM
427866108
1350
13066
SH
SOLE
13066
0
0
HOME DEPOT INC
COM
437076102
252
1875
SH
SOLE
1875
0
0
HONEYWELL INTL INC
COM
438516106
168
1450
SH
SOLE
1450
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
10
52
SH
SOLE
52
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
60
1000
SH
SOLE
1000
0
0
ICONIX BRAND GROUP INC
COM
451055107
6
600
SH
SOLE
600
0
0
IMPINJ INC
COM
453204109
14
400
SH
SOLE
400
0
0
INFINERA CORPORATION
COM
45667G103
3
300
SH
SOLE
300
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
7
1000
SH
SOLE
1000
0
0
INPHI CORP
COM
45772F107
9
200
SH
SOLE
200
0
0
INTEL CORP
COM
458140100
2030
55886
SH
SOLE
55886
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
138
2450
SH
SOLE
2450
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4451
26811
SH
SOLE
26811
0
0
INTUIT
COM
461202103
92
800
SH
SOLE
800
0
0
ION GEOPHYSICAL CORP
COM NEW
462044207
1
133
SH
SOLE
133
0
0
ISHARES
MSCI PAC JP ETF
464286665
130
3300
SH
SOLE
3300
0
0
ISHARES
MSCI JAPAN ETF
464286848
89
1825
SH
SOLE
1825
0
0
ISHARES GOLD TRUST
ISHARES
464285105
13
1150
SH
SOLE
1150
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
4
265
SH
SOLE
265
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
262
7043
SH
SOLE
7043
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
1295
8416
SH
SOLE
8416
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
823
6100
SH
SOLE
6100
0
0
ISHARES TR
US HOME CONS ETF
464288752
11
400
SH
SOLE
400
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
1869
10444
SH
SOLE
10444
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
2
20
SH
SOLE
20
0
0
ISHARES TR
MSCI EAFE ETF
464287465
635
11000
SH
SOLE
11000
0
0
ISHARES TR
CORE S&P500 ETF
464287200
8
34
SH
SOLE
34
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
86
2465
SH
SOLE
2465
0
0
ISHARES TR
SELECT DIVID ETF
464287168
201
2270
SH
SOLE
2270
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
28
499
SH
SOLE
499
0
0
JOHNSON & JOHNSON
COM
478160104
2801
24300
SH
SOLE
24300
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
13
319
SH
SOLE
319
0
0
JPMORGAN CHASE & CO
COM
46625H100
4891
56842
SH
SOLE
56842
0
0
KBR INC
COM
48242W106
3
206
SH
SOLE
206
0
0
KINDER MORGAN INC DEL
COM
49456B101
1877
90753
SH
SOLE
90753
0
0
KRAFT HEINZ CO
COM
500754106
40
464
SH
SOLE
464
0
0
LAUDER ESTEE COS INC
CL A
518439104
112
1470
SH
SOLE
1470
0
0
LEGGETT & PLATT INC
COM
524660107
15
313
SH
SOLE
313
0
0
LEUCADIA NATL CORP
COM
527288104
3162
136045
SH
SOLE
136045
0
0
LIFEVANTAGE CORP
COM NEW
53222K205
1
143
SH
SOLE
143
0
0
LILLY ELI & CO
COM
532457108
766
10416
SH
SOLE
10416
0
0
LOCKHEED MARTIN CORP
COM
539830109
47
190
SH
SOLE
190
0
0
LOEWS CORP
COM
540424108
5139
109706
SH
SOLE
109706
0
0
LULULEMON ATHLETICA INC
COM
550021109
1
20
SH
SOLE
20
0
0
LUMENTUM HLDGS INC
COM
55024U109
0
5
SH
SOLE
5
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
1695
9874
SH
SOLE
9874
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
0
4
SH
SOLE
4
0
0
MAST THERAPEUTICS INC
COM
576314108
1
15455
SH
SOLE
15455
0
0
MATTEL INC
COM
577081102
48
1744
SH
SOLE
1744
0
0
MCDERMOTT INTL INC
COM
580037109
0
10
SH
SOLE
10
0
0
MCDONALDS CORP
COM
580135101
366
3007
SH
SOLE
3007
0
0
MDU RES GROUP INC
COM
552690109
586
20307
SH
SOLE
20307
0
0
MEDTRONIC PLC
SHS
G5960L103
45
629
SH
SOLE
629
0
0
MERCK & CO INC
COM
58933Y105
476
8085
SH
SOLE
8085
0
0
MERCURY SYS INC
COM
589378108
0
10
SH
SOLE
10
0
0
META FINL GROUP INC
COM
59100U108
4
40
SH
SOLE
40
0
0
MICROSOFT CORP
COM
594918104
2272
36471
SH
SOLE
36471
0
0
MONDELEZ INTL INC
CL A
609207105
142
3206
SH
SOLE
3206
0
0
MONSANTO CO NEW
COM
61166W101
3456
32882
SH
SOLE
32882
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
148
3330
SH
SOLE
3330
0
0
MSG NETWORK INC
CL A
553573106
17
804
SH
SOLE
804
0
0
NAM TAI PPTY INC
SHS
G63907102
9
1207
SH
SOLE
1207
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
2780
74164
SH
SOLE
74164
0
0
NEVSUN RES LTD
COM
64156L101
12
4000
SH
SOLE
4000
0
0
NEW GOLD INC CDA
COM
644535106
11
3000
SH
SOLE
3000
0
0
NEWLINK GENETICS CORP
COM
651511107
4
400
SH
SOLE
400
0
0
NEWMONT MINING CORP
COM
651639106
34
1000
SH
SOLE
1000
0
0
NEXTERA ENERGY INC
COM
65339F101
90
750
SH
SOLE
750
0
0
NORTHROP GRUMMAN CORP
COM
666807102
74
317
SH
SOLE
317
0
0
NOVAGOLD RES INC
COM NEW
66987E206
14
3000
SH
SOLE
3000
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
47
640
SH
SOLE
640
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
49
4000
SH
SOLE
4000
0
0
NUVEEN PREFERRED SECURITIES
COM
67072C105
28
3000
SH
SOLE
3000
0
0
NVIDIA CORP
COM
67066G104
11
100
SH
SOLE
100
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
685
18268
SH
SOLE
18268
0
0
OASIS PETE INC NEW
COM
674215108
12
800
SH
SOLE
800
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
8
109
SH
SOLE
109
0
0
ONCOCYTE CORPORATION
COM
68235C107
5
699
SH
SOLE
699
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
23
539
SH
SOLE
539
0
0
ORACLE CORP
COM
68389X105
33
870
SH
SOLE
870
0
0
ORBITAL ATK INC
COM
68557N103
9
100
SH
SOLE
100
0
0
OTTER TAIL CORP
COM
689648103
4
104
SH
SOLE
104
0
0
PATTERSON UTI ENERGY INC
COM
703481101
6
225
SH
SOLE
225
0
0
PENTAIR PLC
SHS
G7S00T104
4
79
SH
SOLE
79
0
0
PEPSICO INC
COM
713448108
734
7023
SH
SOLE
7023
0
0
PFIZER INC
CALL
717081903
3
10
SH
Call
SOLE
10
0
0
PFIZER INC
COM
717081103
148
4557
SH
SOLE
4557
0
0
PHILIP MORRIS INTL INC
COM
718172109
61
666
SH
SOLE
666
0
0
PHILLIPS 66
COM
718546104
63
734
SH
SOLE
734
0
0
PIMCO MUN INCOME FD II
COM
72200W106
12
1000
SH
SOLE
1000
0
0
PLATINUM GROUP METALS LTD
COM
72765Q601
1
1000
SH
SOLE
1000
0
0
POSCO
SPONSORED ADR
693483109
2383
45325
SH
SOLE
45325
0
0
POTASH CORP SASK INC
COM
73755L107
2865
158213
SH
SOLE
158213
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
86
6057
SH
SOLE
6057
0
0
PRETIUM RES INC
COM
74139C102
8
1000
SH
SOLE
1000
0
0
PRICELINE GRP INC
COM NEW
741503403
220
150
SH
SOLE
150
0
0
PROCTER AND GAMBLE CO
COM
742718109
594
7055
SH
SOLE
7055
0
0
QUALITY CARE PPTYS INC
COM
747545101
1
51
SH
SOLE
51
0
0
RALPH LAUREN CORP
CL A
751212101
27
300
SH
SOLE
300
0
0
RAVEN INDS INC
COM
754212108
435
17269
SH
SOLE
17269
0
0
RAYTHEON CO
COM NEW
755111507
111
783
SH
SOLE
783
0
0
REALTY INCOME CORP
COM
756109104
13
231
SH
SOLE
231
0
0
REDWOOD TR INC
COM
758075402
36
2368
SH
SOLE
2368
0
0
REVANCE THERAPEUTICS INC
COM
761330109
12
600
SH
SOLE
600
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
6
2690
SH
SOLE
2690
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
12
184
SH
SOLE
184
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
191
3517
SH
SOLE
3517
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
17
300
SH
SOLE
300
0
0
S&P GLOBAL INC
COM
78409V104
115
1070
SH
SOLE
1070
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
6
1500
SH
SOLE
1500
0
0
SANOFI
SPONSORED ADR
80105N105
33
804
SH
SOLE
804
0
0
SASOL LTD
SPONSORED ADR
803866300
57
2000
SH
SOLE
2000
0
0
SEADRILL LIMITED
SHS
G7945E105
7
2000
SH
SOLE
2000
0
0
SEARS HLDGS CORP
COM
812350106
7
800
SH
SOLE
800
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
139
6000
SH
SOLE
6000
0
0
SEQUENTIAL BRNDS GROUP INC N
COM
81734P107
0
100
SH
SOLE
100
0
0
SHERWIN WILLIAMS CO
COM
824348106
49
181
SH
SOLE
181
0
0
SILVER STD RES INC
COM
82823L106
22
2400
SH
SOLE
2400
0
0
SILVER WHEATON CORP
COM
828336107
4
230
SH
SOLE
230
0
0
SOURCE CAP INC
COM
836144105
24
666
SH
SOLE
666
0
0
SOUTHWEST AIRLS CO
COM
844741108
17
345
SH
SOLE
345
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
189
1720
SH
SOLE
1720
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
50
222
SH
SOLE
222
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
9
100
SH
SOLE
100
0
0
SPECTRA ENERGY CORP
COM
847560109
38
920
SH
SOLE
920
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
57
1235
SH
SOLE
1235
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
5
755
SH
SOLE
755
0
0
STARBUCKS CORP
COM
855244109
147
2650
SH
SOLE
2650
0
0
STILLWATER MNG CO
COM
86074Q102
20
1220
SH
SOLE
1220
0
0
SUMMIT HOTEL PPTYS
COM
866082100
823
51447
SH
SOLE
51447
0
0
SUNESIS PHARMACEUTICALS INC
COM PAR
867328700
5
1332
SH
SOLE
1332
0
0
SYSCO CORP
COM
871829107
462
8352
SH
SOLE
8352
0
0
TARGET CORP
CALL
87612E906
31
430
SH
Call
SOLE
430
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
24
350
SH
SOLE
350
0
0
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
5
1000
SH
SOLE
1000
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
904
139534
SH
SOLE
139534
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
8
2000
SH
SOLE
2000
0
0
TEXAS INSTRS INC
COM
882508104
63
860
SH
SOLE
860
0
0
THOMSON REUTERS CORP
COM
884903105
17
387
SH
SOLE
387
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
13
256
SH
SOLE
256
0
0
TOTAL S A
SPONSORED ADR
89151E109
32
633
SH
SOLE
633
0
0
TRACTOR SUPPLY CO
COM
892356106
197
2595
SH
SOLE
2595
0
0
TRANSDIGM GROUP INC
COM
893641100
116
465
SH
SOLE
465
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
5
3000
SH
SOLE
3000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
0
26
SH
SOLE
26
0
0
TRAVELERS COMPANIES INC
COM
89417E109
18
150
SH
SOLE
150
0
0
TRINITY INDS INC
COM
896522109
3
100
SH
SOLE
100
0
0
TRUECAR INC
CALL
89785L907
5
10
SH
Call
SOLE
10
0
0
TURTLE BEACH CORP
COM
900450107
13
10000
SH
SOLE
10000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
70
2480
SH
SOLE
2480
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
97
3533
SH
SOLE
3533
0
0
UNILEVER N V
N Y SHS NEW
904784709
57
1389
SH
SOLE
1389
0
0
UNION PAC CORP
COM
907818108
21
200
SH
SOLE
200
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
46
400
SH
SOLE
400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
24
220
SH
SOLE
220
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2407
15035
SH
SOLE
15035
0
0
URANIUM ENERGY CORP
COM
916896103
10
9200
SH
SOLE
9200
0
0
US BANCORP DEL
COM NEW
902973304
66
1279
SH
SOLE
1279
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
674
46376
SH
SOLE
46376
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
12
104
SH
SOLE
104
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
566
6877
SH
SOLE
6877
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
158
4428
SH
SOLE
4428
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
147
4016
SH
SOLE
4016
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
213
2030
SH
SOLE
2030
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
397
7435
SH
SOLE
7435
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
25
SH
SOLE
25
0
0
VISA INC
COM CL A
92826C839
267
3415
SH
SOLE
3415
0
0
WAL-MART STORES INC
COM
931142103
3419
49535
SH
SOLE
49535
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
377
4558
SH
SOLE
4558
0
0
WELLS FARGO & CO NEW
COM
949746101
3314
60085
SH
SOLE
60085
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1251
1053
SH
SOLE
1053
0
0
WERNER ENTERPRISES INC
COM
950755108
315
11635
SH
SOLE
11635
0
0
WESTAMERICA BANCORPORATION
COM
957090103
24
375
SH
SOLE
375
0
0
WESTERN UN CO
COM
959802109
1381
63619
SH
SOLE
63619
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
21
25
SH
SOLE
25
0
0
WHITEWAVE FOODS CO
COM
966244105
190
3415
SH
SOLE
3415
0
0
WILLIAMS COS INC DEL
COM
969457100
14
450
SH
SOLE
450
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
17
455
SH
SOLE
455
0
0
WORKIVA INC
COM CL A
98139A105
178
13145
SH
SOLE
13145
0
0
WPX ENERGY INC
COM
98212B103
4
257
SH
SOLE
257
0
0
YAHOO INC
COM
984332106
1
25
SH
SOLE
25
0
0