0000899243-19-016089.txt : 20190607
0000899243-19-016089.hdr.sgml : 20190607
20190607184949
ACCESSION NUMBER: 0000899243-19-016089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190607
FILED AS OF DATE: 20190607
DATE AS OF CHANGE: 20190607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Social Capital Holdings Inc.
CENTRAL INDEX KEY: 0001778886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38926
FILM NUMBER: 19887214
BUSINESS ADDRESS:
STREET 1: 120 HAWTHRONE AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-521-9007
MAIL ADDRESS:
STREET 1: 120 HAWTHRONE AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Social Capital Partnership Opportunities Fund, L.P.
CENTRAL INDEX KEY: 0001637425
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38926
FILM NUMBER: 19887215
BUSINESS ADDRESS:
STREET 1: 120 HAWTHORNE AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-521-9007
MAIL ADDRESS:
STREET 1: 120 HAWTHORNE AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Social Capital Partnership Opportunities Fund GP, Ltd.
CENTRAL INDEX KEY: 0001779004
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38926
FILM NUMBER: 19887216
BUSINESS ADDRESS:
STREET 1: 120 HAWTHORNE AVE.
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6505219007
MAIL ADDRESS:
STREET 1: 120 HAWTHORNE AVE.
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Social Capital Partnership Opportunities Fund GP, L.P.
CENTRAL INDEX KEY: 0001637390
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38926
FILM NUMBER: 19887217
BUSINESS ADDRESS:
STREET 1: 120 HAWTHORNE AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-521-9007
MAIL ADDRESS:
STREET 1: 120 HAWTHORNE AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Slack Technologies, Inc.
CENTRAL INDEX KEY: 0001764925
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TELEPHONE INTERCONNECT SYSTEMS [7385]
IRS NUMBER: 264400325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 500 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 4159025526
MAIL ADDRESS:
STREET 1: 500 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-07
0
0001764925
Slack Technologies, Inc.
WORK
0001778886
Social Capital Holdings Inc.
C/O SLACK TECHNOLOGIES, INC.
500 HOWARD STREET
SAN FRANCISCO
CA
94105
0
0
1
0
0001637425
Social Capital Partnership Opportunities Fund, L.P.
C/O SOCIAL CAPITAL HOLDINGS INC.
120 HAWTHORNE AVENUE
PALO ALTO
CA
94070
0
0
1
0
0001779004
Social Capital Partnership Opportunities Fund GP, Ltd.
C/O SOCIAL CAPITAL HOLDINGS INC.
120 HAWTHORNE AVENUE
PALO ALTO
CA
94070
0
0
1
0
0001637390
Social Capital Partnership Opportunities Fund GP, L.P.
C/O SOCIAL CAPITAL HOLDINGS INC.
120 HAWTHORNE AVENUE
PALO ALTO
CA
94070
0
0
1
0
Series A Preferred Stock
2019-06-07
4
C
0
266181
0.00
D
Class B Common Stock
266181
0
I
See Footnote
Series C Preferred Stock
2019-06-07
4
C
0
37897920
0.00
D
Class B Common Stock
37897920
0
I
See Footnote
Series D Preferred Stock
2019-06-07
4
C
0
5392140
0.00
D
Class B Common Stock
5392140
0
I
See Footnote
Series E Preferred Stock
2019-06-07
4
C
0
2511300
0.00
D
Class B Common Stock
2511300
0
I
By:The Social+Capital Partnership Opportunities Fund, L.P.
Series F Preferred Stock
2019-06-07
4
C
0
2550628
0.00
D
Class B Common Stock
2550628
0
I
By:The Social+Capital Partnership Opportunities Fund, L.P.
Series G Preferred Stock
2019-06-07
4
C
0
322407
0.00
D
Class B Common Stock
322407
0
I
See Footnote
Class B Common Stock
2019-06-07
4
J
0
48940576
0.00
A
Class A Common Stock
48940576
50853362
I
See Footnotes
The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.
The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.
The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.
The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.
Chamath Palihapitiya is a director of the Issuer and the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.
This Form 4 is the second of two Form 4s filed relating to the same event. Combined, the two reports report the holdings for the following reporting persons: Social Capital Holdings Inc., The Social+Capital Partnership II, L.P., The Social+Capital Partnership Principals Fund II, L.P., The Social+Capital Partnership GP II, Ltd., The Social+Capital Partnership GP II, L.P., The Social+Capital Partnership III, L.P., The Social+Capital Partnership Principals Fund III, L.P., The Social+Capital Partnership GP III, Ltd., The Social+Capital Partnership GP III, L.P., The Social+Capital Partnership Opportunities Fund, L.P., The Social+Capital Partnership Opportunities Fund GP, Ltd. and The Social+Capital Partnership Opportunities Fund GP, L.P. This Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons. Each Form 4 is filed by designated filer Social Capital Holdings Inc.
/s/ Chamath Palihapitiya
2019-06-07