0001637187-18-000011.txt : 20180214 0001637187-18-000011.hdr.sgml : 20180214 20180214171350 ACCESSION NUMBER: 0001637187-18-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Grove Capital LP CENTRAL INDEX KEY: 0001637187 IRS NUMBER: 465179861 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17323 FILM NUMBER: 18613619 BUSINESS ADDRESS: STREET 1: 580 CALIFORNIA STREET STREET 2: SUITE 1925 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-635-0160 MAIL ADDRESS: STREET 1: 580 CALIFORNIA STREET STREET 2: SUITE 1925 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001637187 XXXXXXXX 12-31-2017 12-31-2017 false Pacific Grove Capital LP

580 California Street Suite 1925 San Francisco CA 94104

13F HOLDINGS REPORT 028-17323 N Mark Simmons 415-635-0160 /s/ Mark Simmons San Francisco CA 02-14-2018 0 75 210907 INFORMATION TABLE 2 infotable.xml ACXIOM CORP COM 005125109 2067 75000 SH SOLE 75000 0 0 ALTABA INC COM 021346101 12459 178364 SH SOLE 178364 0 0 AUTODESK INC COM 052769106 6490 61910 SH SOLE 61910 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 20 50000 SH SOLE 50000 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 41 100000 SH SOLE 100000 0 0 BOYD GAMING CORP COM 103304101 3222 91930 SH SOLE 91930 0 0 CAESARS ENTMT CORP COM 127686103 3650 288536 SH SOLE 288536 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 150 516300 SH SOLE 516300 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 94 295000 SH SOLE 295000 0 0 COUPA SOFTWARE INC COM 22266L106 3016 96597 SH SOLE 96597 0 0 DASEKE INC *W EXP 02/27/202 23753F115 4571 2240903 SH SOLE 2240903 0 0 DOLPHIN ENTMT INC *W EXP 12/26/202 25686H118 52 94300 SH SOLE 94300 0 0 DOLPHIN ENTMT INC COM 25686H100 421 117075 SH SOLE 117075 0 0 DOMINOS PIZZA INC COM 25754A201 3855 20400 SH SOLE 20400 0 0 DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 60 116500 SH SOLE 116500 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 29 48300 SH SOLE 48300 0 0 FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 1682 1462474 SH SOLE 1462474 0 0 FEDERAL STR ACQUISITION CORP CL A 31421V107 777 80000 SH SOLE 80000 0 0 FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 3111 303400 SH SOLE 303400 0 0 FGL HLDGS ORD SHS G3402M102 6472 642659 SH SOLE 642659 0 0 FGL HLDGS *W EXP 11/30/202 G3402M110 4368 2817960 SH SOLE 2817960 0 0 GIGCAPITAL INC UNIT 03/06/2025 37518N205 1119 111900 SH SOLE 111900 0 0 GORES HLDGS II INC UNIT 99/99/9999 382867208 4943 477100 SH SOLE 477100 0 0 GORES HLDGS II INC COM CL A 382867109 1386 139413 SH SOLE 139413 0 0 GORES HLDGS II INC *W EXP 03/06/202 382867117 254 175235 SH SOLE 175235 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 296 227377 SH SOLE 227377 0 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 679 68376 SH SOLE 68376 0 0 GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 129 12500 SH SOLE 12500 0 0 HAIN CELESTIAL GROUP INC CALL 405217900 8470 199800 SH Call SOLE 199800 0 0 HAIN CELESTIAL GROUP INC COM 405217100 3497 82500 SH SOLE 82500 0 0 HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 362 428399 SH SOLE 428399 0 0 IAC INTERACTIVECORP COM 44919P508 9885 80836 SH SOLE 80836 0 0 ILG INC COM 44967H101 3576 125578 SH SOLE 125578 0 0 INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 1447 143600 SH SOLE 143600 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 285 676000 SH SOLE 676000 0 0 INSTRUCTURE INC COM 45781U103 4678 141320 SH SOLE 141320 0 0 IQVIA HLDGS INC COM 46266C105 5163 52740 SH SOLE 52740 0 0 ISHARES TR PUT 464287955 3049 20000 SH Put SOLE 20000 0 0 KAR AUCTION SVCS INC COM 48238T109 5172 102389 SH SOLE 102389 0 0 KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 809 963383 SH SOLE 963383 0 0 KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 1133 113717 SH SOLE 113717 0 0 LANDCADIA HLDGS INC CL A 51476W107 2986 300138 SH SOLE 300138 0 0 LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 367 525100 SH SOLE 525100 0 0 LOWES COS INC COM 548661107 2788 30000 SH SOLE 30000 0 0 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 1189 2831366 SH SOLE 2831366 0 0 META FINL GROUP INC COM 59100U108 4288 46284 SH SOLE 46284 0 0 MGM RESORTS INTERNATIONAL COM 552953101 7743 231899 SH SOLE 231899 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 2531 250000 SH SOLE 250000 0 0 MOSAIC ACQUISITION CORP SHS CL A G62848109 1454 149900 SH SOLE 149900 0 0 MOSAIC ACQUISITION CORP *W EXP 99/99/999 G62848125 195 149800 SH SOLE 149800 0 0 NEW AGE BEVERAGES CORP COM 64157V108 3644 1679272 SH SOLE 1679272 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 213 386600 SH SOLE 386600 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 597 1194242 SH SOLE 1194242 0 0 PTC INC COM 69370C100 6989 115000 SH SOLE 115000 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 2985 300000 SH SOLE 300000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 2428 39497 SH SOLE 39497 0 0 RUMBLEON INC CL B 781386206 324 62438 SH SOLE 62438 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 1153 115652 SH SOLE 115652 0 0 SILVER RUN ACQUISITION COM CL A 82812A103 2240 226077 SH SOLE 226077 0 0 SILVER RUN ACQUISITION *W EXP 03/28/202 82812A111 884 593132 SH SOLE 593132 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 99/99/999 G8250R129 217 124122 SH SOLE 124122 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 2365 234421 SH SOLE 234421 0 0 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 13917 1312905 SH SOLE 1312905 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 2360 21000 SH SOLE 21000 0 0 TJX COS INC NEW COM 872540109 4664 61000 SH SOLE 61000 0 0 TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 819 595868 SH SOLE 595868 0 0 TPG PACE ENERGY HLDGS CORP CL A 872656103 3124 320748 SH SOLE 320748 0 0 TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 7500 736020 SH SOLE 736020 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 8764 852896 SH SOLE 852896 0 0 TPG PACE HLDGS CORP CL A G89827128 623 64000 SH SOLE 64000 0 0 TPG PACE HLDGS CORP *W EXP 99/99/999 G89827110 639 412157 SH SOLE 412157 0 0 US FOODS HLDG CORP COM 912008109 4949 155000 SH SOLE 155000 0 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 60 52600 SH SOLE 52600 0 0 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 2220 217845 SH SOLE 217845 0 0 VITAMIN SHOPPE INC NOTE 2.250%12/0 92849EAB7 749 1170000 SH SOLE 1170000 0 0