0001637187-17-000014.txt : 20171114 0001637187-17-000014.hdr.sgml : 20171114 20171114165047 ACCESSION NUMBER: 0001637187-17-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Grove Capital LP CENTRAL INDEX KEY: 0001637187 IRS NUMBER: 465179861 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17323 FILM NUMBER: 171202448 BUSINESS ADDRESS: STREET 1: 580 CALIFORNIA STREET STREET 2: SUITE 1925 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-635-0160 MAIL ADDRESS: STREET 1: 580 CALIFORNIA STREET STREET 2: SUITE 1925 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001637187 XXXXXXXX 09-30-2017 09-30-2017 false Pacific Grove Capital LP

580 California Street Suite 1925 San Francisco CA 94104

13F HOLDINGS REPORT 028-17323 N Mark Simmons 415-635-0160 /s/ Mark Simmons San Francisco CA 11-14-2017 0 85 250910 INFORMATION TABLE 2 infotable.xml ALTABA INC COM 021346101 13910 210000 SH SOLE 210000 0 0 AUTODESK INC COM 052769106 5806 51719 SH SOLE 51719 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 2527 86902 SH SOLE 86902 0 0 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 161 401720 SH SOLE 401720 0 0 BROADSOFT INC COM 11133B409 3089 61406 SH SOLE 61406 0 0 CAESARS ACQUISITION CO CL A 12768T103 3366 156900 SH SOLE 156900 0 0 CARS COM INC COM 14575E105 1331 50000 SH SOLE 50000 0 0 META FINL GROUP INC COM 59100U108 6819 86978 SH SOLE 86978 0 0 CF CORP SHS CL A G20307107 5161 460794 SH SOLE 460794 0 0 CF CORP *W EXP 05/25/202 G20307115 5463 2588985 SH SOLE 2588985 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 253 25000 SH SOLE 25000 0 0 COLGATE PALMOLIVE CO CALL 194162903 5376 73800 SH Call SOLE 73800 0 0 CAESARS ENTMT CORP CALL 127686903 1335 100000 SH Call SOLE 100000 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0 TARGET CORP PUT 87612E956 2951 50000 SH Put SOLE 50000 0 0 TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 11088 1083834 SH SOLE 1083834 0 0 TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 275 201533 SH SOLE 201533 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 9266 900508 SH SOLE 900508 0 0 TPG PACE HLDGS CORP *W EXP 99/99/999 G89827110 24 16665 SH SOLE 16665 0 0 US FOODS HLDG CORP COM 912008109 4673 175000 SH SOLE 175000 0 0 UNITED STATES OIL FUND LP PUT 91232N958 2086 200000 SH Put SOLE 200000 0 0 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 4231 416045 SH SOLE 416045 0 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 333 264088 SH SOLE 264088 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 132 329550 SH SOLE 329550 0 0 PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 207 20000 SH SOLE 20000 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 41 82000 SH SOLE 82000 0 0 SELECT SECTOR SPDR TR CALL 81369Y905 2586 100000 SH Call SOLE 100000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2586 100000 SH SOLE 100000 0 0 SPDR SERIES TRUST PUT 78464A954 4177 100000 SH Put SOLE 100000 0 0 SPDR SERIES TRUST CALL 78464A904 8354 200000 SH Call SOLE 200000 0 0