0001140361-16-065416.txt : 20160516 0001140361-16-065416.hdr.sgml : 20160516 20160516115414 ACCESSION NUMBER: 0001140361-16-065416 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Grove Capital LP CENTRAL INDEX KEY: 0001637187 IRS NUMBER: 455179861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17323 FILM NUMBER: 161651867 BUSINESS ADDRESS: STREET 1: 580 CALIFORNIA STREET STREET 2: SUITE 1925 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-635-0160 MAIL ADDRESS: STREET 1: 580 CALIFORNIA STREET STREET 2: SUITE 1925 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001637187 XXXXXXXX 03-31-2016 03-31-2016 Pacific Grove Capital LP

580 CALIFORNIA STREET SUITE 1925 SAN FRANCISCO CA 94104

13F HOLDINGS REPORT 028-17323 N Richard Van Doren, Jr. 415-635-0160 Richard Van Doren, Jr. San Francisco CA 05-13-2016 0 55 455677 false INFORMATION TABLE 2 form13fInfoTable.xml AIR LEASE CORP CL A 00912X302 7126 221600 SH SOLE 221600 0 0 POWERSHARES SENIOR LOAN PORTFOLIO SENIOR LN PORT 73936Q769 4543 200000 SH Put SOLE 200000 0 0 BURLINGTON STORES INC COM 122017106 8133 144610 SH SOLE 144610 0 0 CABELAS INC COM 126804301 1558 32000 SH Call SOLE 32000 0 0 CABELAS INC COM 126804301 711 14600 SH Call SOLE 14600 0 0 CABELAS INC COM 126804301 341 7000 SH Call SOLE 7000 0 0 CABELAS INC COM 126804301 5367 110225 SH SOLE 110225 0 0 CALLIDUS SOFTWARE INC COM 13123E500 5588 335000 SH SOLE 335000 0 0 DEERE & CO COM 244199105 3850 50000 SH Put SOLE 50000 0 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 2923 176286 SH SOLE 176286 0 0 EASTERLY ACQ CORP - CW20 *W EXP 07/29/202 27616L110 70 174200 SH SOLE 174200 0 0 EASTERLY ACQUISITION CORP COM 27616L102 377 38900 SH SOLE 38900 0 0 ELECTRUM SPECIAL ACQUS-CW21 *W EXP 99/99/999 G3105C112 114 568890 SH SOLE 568890 0 0 FINTECH ACQUISITION CO-CW20 *W EXP 02/19/202 31809H118 65 99707 SH SOLE 99707 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 1082 35000 SH SOLE 35000 0 0 GLOBAL PARTNER ACQUISITION C UNIT 07/01/2020 37954X204 996 100098 SH SOLE 100098 0 0 GORES HOLDINGS INC UNIT 99/99/9999 382866200 5033 504265 SH SOLE 504265 0 0 GP INVESTMENTS ACQUISIT-CW22 *W EXP 05/19/202 G40357108 48 150000 SH SOLE 150000 0 0 HENNESSY CAPITAL ACQUIS-CW20 *W EXP 07/28/202 42588J118 11 71800 SH SOLE 71800 0 0 HENNESSY CAPITAL ACQUISITION UNIT 99/99/9999 42588J209 592 60247 SH SOLE 60247 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 18652 168600 SH Put SOLE 168600 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 22126 200000 SH Put SOLE 200000 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 22126 200000 SH Put SOLE 200000 0 0 JAMBA INC COM 47023A309 12062 975890 SH SOLE 975890 0 0 KAR AUCTION SERVICES INC COM 48238T109 3452 90000 SH SOLE 90000 0 0 L BRANDS INC COM 501797104 1756 20000 SH Call SOLE 20000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 10116 150000 SH SOLE 150000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 6744 100000 SH Call SOLE 100000 0 0 MASONITE INTERNATIONAL CORP COM 575385109 7099 108377 SH SOLE 108377 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 559 15000 SH Call SOLE 15000 0 0 NOMAD HLDGS LTD USD ORD SHS G6564A105 5802 643970 SH SOLE 643970 0 0 NORTHSTAR ASSET MANAGEMENT COM 66705Y104 22648 1995448 SH SOLE 1995448 0 0 NORTHSTAR ASSET MANAGEMENT COM 66705Y104 3820 336600 SH Call SOLE 336600 0 0 NORTHSTAR ASSET MANAGEMENT COM 66705Y104 152 13400 SH Call SOLE 13400 0 0 PACE HOLDINGS CORP CL A G6865N103 5722 572764 SH SOLE 572764 0 0 PACE HOLDINGS CORP-CW20 *W EXP 99/99/999 G6865N111 7 22700 SH SOLE 22700 0 0 PAYPAL HOLDINGS INC COM 70450Y103 6134 158900 SH SOLE 158900 0 0 PTC INC COM 69370C100 11757 354567 SH SOLE 354567 0 0 SILVER RUN ACQUISITION CORP UNIT 99/99/999T 82811P200 1359 131311 SH SOLE 131311 0 0 SPORTSMAN'S WAREHOUSE HOLDIN COM 84920Y106 4970 394457 SH SOLE 394457 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 41104 200000 SH Put SOLE 200000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 41104 200000 SH Put SOLE 200000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 49325 240000 SH Call SOLE 240000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 53435 260000 SH Call SOLE 260000 0 0 TEMPUR SEALY INTERNATIONAL I COM 88023U101 9082 149400 SH SOLE 149400 0 0 TEMPUR SEALY INTERNATIONAL I COM 88023U101 2128 35000 SH Put SOLE 35000 0 0 TIME WARNER CABLE COM 88732J207 6091 29700 SH SOLE 29700 0 0 TRINET GROUP INC COM 896288107 4944 344550 SH SOLE 344550 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1698 175000 SH Call SOLE 175000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 679 70000 SH Call SOLE 70000 0 0 WL ROSS HOLDING CORP COM SHS 92939D104 8830 880342 SH SOLE 880342 0 0 WL ROSS HOLDING CORP UNIT 06/11/2019 92939D203 2201 209805 SH SOLE 209805 0 0 WL ROSS HOLDING CORP - CW19 *W EXP 06/11/201 92939D112 1905 3958020 SH SOLE 3958020 0 0 YUM BRANDS INC COM 988498101 8594 105000 SH Call SOLE 105000 0 0 YUM BRANDS INC COM 988498101 8968 109572 SH SOLE 109572 0 0