0000899243-20-025717.txt : 20200918 0000899243-20-025717.hdr.sgml : 20200918 20200918162107 ACCESSION NUMBER: 0000899243-20-025717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200917 FILED AS OF DATE: 20200918 DATE AS OF CHANGE: 20200918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goetz Matthew CENTRAL INDEX KEY: 0001636204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39210 FILM NUMBER: 201184232 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001786248 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 842178264 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (972) 628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-17 0 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001636204 Goetz Matthew 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 1 0 0 See Remarks Common Stock 2020-09-17 4 P 0 1000 13.74 A 36552 D Common Stock 65700 I See Footnote Due to an inadvertent clerical error, the balance reported in the Form 4 filed on March 26, 2020, and the number of shares purchased on that date as reported therein, were overstated by 500 shares. The balance shown on this Form 4 has been adjusted to correct the overstatement. These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Senior VP-Investments and Asset Management /s/ Lauren Thedford, as attorney-in-fact for Matt Goetz 2020-09-18