0000899243-20-009582.txt : 20200326
0000899243-20-009582.hdr.sgml : 20200326
20200326180814
ACCESSION NUMBER: 0000899243-20-009582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200319
FILED AS OF DATE: 20200326
DATE AS OF CHANGE: 20200326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goetz Matthew
CENTRAL INDEX KEY: 0001636204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 20747333
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (972) 628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-19
0
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001636204
Goetz Matthew
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
1
0
0
See Remarks
Common Stock
2020-03-19
4
L
0
100
8.00
A
32457
D
Common Stock
2020-03-19
4
L
0
490
7.98
A
32947
D
Common Stock
2020-03-19
4
L
0
5
7.96
A
32952
D
Common Stock
2020-03-19
4
L
0
500
7.95
A
33452
D
Common Stock
2020-03-19
4
L
0
100
8.10
A
33552
D
Common Stock
2020-03-26
4
P
0
2500
7.02
A
36052
D
Common Stock
65700
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Senior VP-Investments and Asset Management
/s/ Lauren Thedford as attorney-in-fact for Matt Goetz
2020-03-26