SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Minarro Salvador

(Last) (First) (Middle)
300 MADISON AVENUE

(Street)
TOLEDO OH 43604

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIBBEY INC [ LBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, General Mgr US & Canada
3. Date of Earliest Transaction (Month/Day/Year)
02/22/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Stock Units 02/22/2016 F 187(1) D $17.56 6,752(2) D
Restricted Stock Units 4,873(3) D
Restricted Stock Units 11,028(4) D
Restricted Stock Units 5,781(5) D
Restricted Stock Units 4,315(6) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
NQ - Stock Option (Right to Buy) $17 02/10/2012(7) 02/10/2021 Common Shares 7,000 7,000 D
NQ - Stock Option (Right to Buy) $23.02 02/24/2015(7) 02/24/2024 Common Shares 6,582 6,582 D
NQ - Stock Option (Right to Buy) $13.96 08/01/2013(7) 08/01/2022 Common Shares 3,597 3,597 D
NQ - Stock Option (Right to Buy) $12.8 02/16/2008(7) 02/16/2017 Common Shares 2,882 2,882 D
NQ - Stock Option (Right to Buy) $10.13 02/11/2011(7) 02/11/2020 Common Shares 6,000 6,000 D
NQ - Stock Option (Right to Buy) $1.01 02/27/2010(7) 02/27/2019 Common Shares 7,000 7,000 D
NQ - Stock Option (Right to Buy) $15.35 02/15/2009(7) 02/15/2018 Common Shares 3,200 3,200 D
NQ - Stock Option (Right to Buy) $19.02 02/22/2014(7) 02/22/2023 Common Shares 7,918 7,918 D
NQ - Stock Option (Right to Buy) $13.95 02/17/2013(7) 02/17/2022 Common Shares 7,500 7,500 D
NQ - Stock Option (Right to Buy) $38.06 02/17/2016(8) 03/02/2025 Common Shares 6,340 6,340 D
NQ - Stock Option (Right to Buy) $15.47 12/31/2013(9) 12/31/2020 Common Shares 20,000 20,000 D
Explanation of Responses:
1. Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
2. Restricted stock unit award of 6,939 RSUs granted 2/22/2013 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
3. Restricted stock unit award of 4,918 RSUs granted 8/1/2012 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
4. Restricted Stock Unit award of 12,000 RSUs granted 3/2/2015 will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
5. Restricted stock unit award of 5,781 RSUs granted 2/24/2014 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
6. Restricted stock unit award of 4,695 RSUs granted 3/2/2015 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
7. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
8. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
9. Stock option vests 100% on 12/31/2013.
Remarks:
Debbie Hyndman, Attorney-in-Fact for Salvador Minarro 02/24/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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