0001193125-15-210576.txt : 20150602 0001193125-15-210576.hdr.sgml : 20150602 20150602160601 ACCESSION NUMBER: 0001193125-15-210576 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150602 GROUP MEMBERS: CARL MEYER GROUP MEMBERS: MOUNTE LLC GROUP MEMBERS: RALPH FINERMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GP Investments Acquisition Corp. CENTRAL INDEX KEY: 0001635282 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88862 FILM NUMBER: 15906930 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345 949 8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Silver Rock Financial LLC CENTRAL INDEX KEY: 0001599350 IRS NUMBER: 264538302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-570-4595 MAIL ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 SC 13G 1 d936097dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO 13d-2(b)

(Amendment No.     )*

 

 

GP Investments Acquisition Corp.

(Name of Issuer)

Ordinary Shares, par value $0.0001 per share

(Title of Class of Securities)

G40357 116

(CUSIP Number)

May 26, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G40357 116 13G Page 2 of 11

 

  1 

NAMES OF REPORTING PERSONS

 

    Silver Rock Financial LLC

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3

SEC USE ONLY

 

  4

CITIZEN OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
    5    

SOLE VOTING POWER

 

    0

    6

SHARED VOTING POWER

 

    1,029,500

    7

SOLE DISPOSITIVE POWER

 

    0

    8

SHARED DISPOSITIVE POWER

 

    1,029,500

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,029,500

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    5.5%

12

TYPE OF REPORTING PERSON

 

    OO (Delaware limited liability company)


CUSIP No. G40357 116 13G Page 3 of 11

 

  1 

NAMES OF REPORTING PERSONS

 

    Mounte LLC

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3

SEC USE ONLY

 

  4

CITIZEN OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
    5    

SOLE VOTING POWER

 

    0

    6

SHARED VOTING POWER

 

    220,500

    7

SOLE DISPOSITIVE POWER

 

    0

    8

SHARED DISPOSITIVE POWER

 

    220,500

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    220,500

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    1.2%

12

TYPE OF REPORTING PERSON

 

    OO (Delaware limited liability company)


CUSIP No. G40357 116 13G Page 4 of 11

 

  1 

NAMES OF REPORTING PERSONS

 

    Ralph Finerman

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3

SEC USE ONLY

 

  4

CITIZEN OR PLACE OF ORGANIZATION

 

    United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
    5    

SOLE VOTING POWER

 

    0

    6

SHARED VOTING POWER

 

    1,250,000

    7

SOLE DISPOSITIVE POWER

 

    0

    8

SHARED DISPOSITIVE POWER

 

    1,250,000

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,250,000

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    6.7%

12

TYPE OF REPORTING PERSON

 

    IN


CUSIP No. G40357 116 13G Page 5 of 11

 

  1 

NAMES OF REPORTING PERSONS

 

    Carl Meyer

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3

SEC USE ONLY

 

  4

CITIZEN OR PLACE OF ORGANIZATION

 

    United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
    5    

SOLE VOTING POWER

 

    0

    6

SHARED VOTING POWER

 

    1,250,000

    7

SOLE DISPOSITIVE POWER

 

    0

    8

SHARED DISPOSITIVE POWER

 

    1,250,000

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,250,000

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    6.7%

12

TYPE OF REPORTING PERSON

 

    IN


Item 1.

 

  (a) Name of Issuer:

GP Investments Acquisition Corp.

 

  (b) Address of Issuer’s Principal Executive Offices:

150 E. 52nd Street, Suite 5003

New York, NY 10022

Item 2.

 

  (a) Name of Person Filing:

This statement is filed on behalf of Silver Rock Financial LLC (“Silver Rock”), Mounte LLC (“Mounte”), Ralph Finerman and Carl Meyer, each of whom is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.”

 

  (b) Address of Principal Business Office or, if none, Residence:

The business address of each Reporting Person is 1250 Fourth Street, Suite 550, Santa Monica, California 90401.

 

  (c) Citizenship:

Silver Rock and Mounte are organized under the laws of the state of Delaware. Ralph Finerman and Carl Meyer each is a citizen of the United States.

 

  (d) Title of Class of Securities:

Ordinary Shares, par value $0.0001 per share

 

  (e) CUSIP Number:

G40357 116

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4. Ownership.

Ownership (a-c)

The percentage ownership information presented below is based upon the Issuer’s 424B4 prospectus filed on May 20, 2015, which indicated that the total number of outstanding Ordinary Shares as of the consummation of the transaction disclosed therein would be 18,750,000.

 

Page 6 of 11


Reporting Person

   Amount
beneficially
owned
     Percent
of class:
     Sole power
to vote or
to direct
the vote:
     Shared power
to vote or
to direct
the vote:
     Sole power
to dispose or
to direct the
disposition of:
     Shared power
to dispose or

to direct the
disposition of:
 

Silver Rock Financial LLC

     1,029,500         5.5%         0         1,029,500         0         1,029,500   

Mounte LLC

     220,500         1.2%         0         220,500         0         220,500   

Ralph Finerman

     1,250,000         6.7%         0         1,250,000         0         1,250,000   

Carl Meyer

     1,250,000         6.7%         0         1,250,000         0         1,250,000   

Mr. Ralph Finerman is the manager of each of Silver Rock and Mounte, and in such position has the power to vote and dispose of the Ordinary Shares held by each of Silver Rock and Mounte. As such, Mr. Finerman may be deemed to share beneficial ownership of all of the Ordinary Shares owned beneficially by Silver Rock and Mounte.

Mr. Carl Meyer is the Chief Investment Officer of Silver Rock. Mr. Meyer has the power to vote and dispose of the Ordinary Shares held by each of Silver Rock and Mounte. As such, Mr. Meyer may be deemed to share beneficial ownership of all of the Ordinary Shares owned beneficially by Silver Rock and Mounte.

Silver Rock is managed by a management committee, consisting of four individuals, Mr. Finerman, Jeffrey Green, Stanley Maron, and Richard Sandler, which also has the power to vote and dispose of the Ordinary Shares held by Silver Rock, by approval of a majority of the management committee. Mr. Sandler is also a trustee of certain trusts which together hold a majority of the LLC interests of Silver Rock. In such capacities, each of the foregoing individuals may be deemed to share beneficial ownership of the Ordinary Shares owned beneficially by Silver Rock, but each disclaims any such beneficial ownership.

The Reporting Persons may be deemed to be a group with respect to the beneficial ownership of the Ordinary Shares, but do not affirm the existence of any such group.

 

Item 5. Ownership of Five Percent or Less of a Class.

Not Applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

 

Page 7 of 11


Item 9. Notice of Dissolution of Group.

Not Applicable.

 

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11.

 

Page 8 of 11


SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: June 2, 2015

 

SILVER ROCK FINANCIAL LLC
By: /s/ Ralph Finerman
Name: Ralph Finerman
Title: Manager
MOUNTE LLC
By: /s/ Ralph Finerman
Name: Ralph Finerman
Title: Manager
RALPH FINERMAN
/s/ Ralph Finerman
CARL MEYER
/s/ Carl Meyer

 

Page 9 of 11


LIST OF EXHIBITS

 

Exhibit
No.

  

Description

99    Joint Filing Agreement

 

Page 10 of 11

EX-99 2 d936097dex99.htm EX-99 EX-99

Ex. 99

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of the foregoing statement on Schedule 13G, and amendments thereto, with respect to the Ordinary Shares beneficially owned by each of them of GP Investments Acquisition Corp. This Joint Filing Agreement shall be included as an Exhibit to such Schedule 13G.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 2nd day of June, 2015.

 

SILVER ROCK FINANCIAL LLC
By:

/s/ Ralph Finerman

Name: Ralph Finerman
Title: Manager
MOUNTE LLC
By:

/s/ Ralph Finerman

Name: Ralph Finerman
Title: Manager
RALPH FINERMAN

/s/ Ralph Finerman

CARL MEYER

/s/ Carl Meyer

 

Page 11 of 11