0001634553-17-000007.txt : 20170811 0001634553-17-000007.hdr.sgml : 20170811 20170811155142 ACCESSION NUMBER: 0001634553-17-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 171024892 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 303 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 06-30-2017 06-30-2017 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 303 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 08-11-2017 0 95 242974 false INFORMATION TABLE 2 pbwm2q17.xml 3M Company COM 88579Y101 352 1690 SH SOLE 0 0 1690 Accenture PLC SHS CLASS A G1151C101 1170 9460 SH SOLE 0 0 9460 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 1192 99668 SH SOLE 0 0 99668 Altria Group Inc. COM 02209S103 11813 158625 SH SOLE 0 0 158625 American Electric Power Co Inc. COM 025537101 590 8496 SH SOLE 0 0 8496 American Express Co. COM 025816109 590 7002 SH SOLE 0 0 7002 AmeriGas Partners LP UNIT L P INT 030975106 9240 204569 SH SOLE 0 0 204569 Ameriprise Financial, Inc. COM 03076C106 344 2700 SH SOLE 0 0 2700 Apple, Inc. COM 037833100 6238 43310 SH SOLE 0 0 43310 AT&T, Inc. COM 00206R102 1837 48681 SH SOLE 0 0 48681 Blackrock Inc COM 09247X101 364 861 SH SOLE 0 0 861 Bristol-Myers Squibb Co. COM 110122108 587 10540 SH SOLE 0 0 10540 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 938 14679 SH SOLE 0 0 14679 Calamos Strategic Total Return Fund COM SH BEN INT 128125101 2120 180550 SH SOLE 0 0 180550 CBS Corporation CL B 124857202 406 6365 SH SOLE 0 0 6365 Charter Communications Inc., DEl Cl A CL A 16119P108 326 968 SH SOLE 0 0 968 Chevron Corporation COM 166764100 943 9036 SH SOLE 0 0 9036 Cisco Systems, Inc. COM 17275R102 210 6700 SH SOLE 0 0 6700 Comcast Corp Cl A CL A 20030N101 772 19844 SH SOLE 0 0 19844 Customers Bancorp, Inc. COM 23204G100 8382 296387 SH SOLE 0 0 296387 Danaher Corp COM 235851102 2292 27161 SH SOLE 0 0 27161 DCP Midstream LP COM UT LTD PTN 23311P100 1785 52755 SH SOLE 0 0 52755 Dentsply Sirona Inc COM 24906P109 2284 35231 SH SOLE 0 0 35231 Eaton Vance Enhanced Equity Income II COM 278277108 225 15500 SH SOLE 0 0 15500 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 168 10924 SH SOLE 0 0 10924 Enterprise Products Partners LP COM 293792107 5323 196582 SH SOLE 0 0 196582 Exxon Mobil Corporation COM 30231G102 1425 17651 SH SOLE 0 0 17651 Facebook Inc. Class A CL A 30303M102 339 2245 SH SOLE 0 0 2245 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 228 16227 SH SOLE 0 0 16227 Fortive Corp Com COM 34959J108 839 13236 SH SOLE 0 0 13236 General Electric Co. COM 369604103 857 31739 SH SOLE 0 0 31739 Intel Corporation COM 458140100 236 7004 SH SOLE 0 0 7004 Intl Business Mach Corp. COM 459200101 380 2471 SH SOLE 0 0 2471 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 2185 33506 SH SOLE 0 0 33506 iShares Russell 1000 RUS 1000 ETF 464287622 946 6993 SH SOLE 0 0 6993 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 4508 37873 SH SOLE 0 0 37873 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 4856 41710 SH SOLE 0 0 41710 iShares Russell 2000 RUSSELL 2000 464287655 1018 7224 SH SOLE 0 0 7224 iShares Russell 2000 Value RUS 2000 VAL ETF 464287630 282 2373 SH SOLE 0 0 2373 iShares Russell Midcap RUSSELL MIDCAP 464287499 336 1751 SH SOLE 0 0 1751 iShares Russell Midcap Value RUSSELL MCP VL 464287473 770 9163 SH SOLE 0 0 9163 iShares S&P 500 S&P 500 INDEX 464287200 5995 24629 SH SOLE 0 0 24629 iShares S&P Midcap 400 CORE S&P MCP ETF 464287507 901 5180 SH SOLE 0 0 5180 Johnson & Johnson COM 478160104 2971 22461 SH SOLE 0 0 22461 JP Morgan Chase & Co. COM 46625H100 474 5189 SH SOLE 0 0 5189 Kinder Morgan Inc. COM 49456B101 1325 69167 SH SOLE 0 0 69167 M & T Bank Corp COM 55261F104 224 1384 SH SOLE 0 0 1384 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2285 32066 SH SOLE 0 0 32066 Merck & Co., Inc. COM 58933Y105 584 9109 SH SOLE 0 0 9109 Microsoft Corp. COM 594918104 1168 16952 SH SOLE 0 0 16952 MPLX LP COM UNIT REP LTD 55336V100 1891 56628 SH SOLE 0 0 56628 New York REIT Inc. COM 64976L109 6932 802368 SH SOLE 0 0 802368 NextEra Energy Inc. COM 65339F101 315 2250 SH SOLE 0 0 2250 Nuveen PA Inv Quality Muni COM 670972108 174 13000 SH SOLE 0 0 13000 Nvidia Corporation COM 67066G104 365 2528 SH SOLE 0 0 2528 Oracle Corp. COM 68389X105 247 4924 SH SOLE 0 0 4924 People's United Financial Inc. COM 712704105 2153 121906 SH SOLE 0 0 121906 Pepsico, Inc. COM 713448108 3660 31691 SH SOLE 0 0 31691 Pfizer, Inc. COM 717081103 343 10206 SH SOLE 0 0 10206 Philip Morris International Inc. COM 718172109 835 7112 SH SOLE 0 0 7112 PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 1155 11350 SH SOLE 0 0 11350 PNC Financial Services Group COM 693475105 236 1889 SH SOLE 0 0 1889 PPG Industries Inc. COM 693506107 528 4800 SH SOLE 0 0 4800 Procter & Gamble Co. COM 742718109 3357 38524 SH SOLE 0 0 38524 Realty Income Corp. COM 756109104 539 9760 SH SOLE 0 0 9760 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 1596 31652 SH SOLE 0 0 31652 Schwab U.S. Large Cap Growth US LCAP GR ETF 808524300 303 4797 SH SOLE 0 0 4797 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 4446 85086 SH SOLE 0 0 85086 Schwab US Broad Market ETF US BRD MKT ETF 808524102 5168 88396 SH SOLE 0 0 88396 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 247 1158 SH SOLE 0 0 1158 SPDR Gold Shares GOLD SHS 78463V107 283 2400 SH SOLE 0 0 2400 SPDR MSCI ACWI ex-US ETF MSCI ACWI EXUS 78463X848 2071 58069 SH SOLE 0 0 58069 SPDR S&P 500 ETF TR UNIT 78462F103 4745 19623 SH SOLE 0 0 19623 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 3757 42266 SH SOLE 0 0 42266 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 594 10816 SH SOLE 0 0 10816 Synopsys Corp COM 871607107 228 3125 SH SOLE 0 0 3125 Target Corporation COM 87612E106 392 7496 SH SOLE 0 0 7496 Texas Instruments, Inc. COM 882508104 734 9536 SH SOLE 0 0 9536 The Blackstone Group L.P. COM UNIT LTD 09253U108 405 12150 SH SOLE 0 0 12150 The Hershey Company COM 427866108 693 6457 SH SOLE 0 0 6457 United Health Group COM 91324P102 417 2249 SH SOLE 0 0 2249 United Technologies COM 913017109 609 4989 SH SOLE 0 0 4989 Vanguard 500 ETF S&P 500 ETF SHS 922908363 35483 159791 SH SOLE 0 0 159791 Vanguard Dividend Appreciation Index ETF DIV APP ETF 921908844 222 2401 SH SOLE 0 0 2401 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 17549 350778 SH SOLE 0 0 350778 Vanguard Growth ETF GROWTH ETF 922908736 252 1985 SH SOLE 0 0 1985 Vanguard Large Cap ETF LARGE CAP ETF 922908637 311 2800 SH SOLE 0 0 2800 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 202 1718 SH SOLE 0 0 1718 Vanguard Short Term Bond ETF SHORT TRM BOND 921937827 41055 514153 SH SOLE 0 0 514153 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 254 2040 SH SOLE 0 0 2040 Vanguard Value ETF VALUE ETF 922908744 245 2541 SH SOLE 0 0 2541 Ventas Inc COM 92276F100 826 11894 SH SOLE 0 0 11894 VEREIT, Inc. Cl A COM 92339V100 758 93151 SH SOLE 0 0 93151 Wells Fargo & Co. COM 949746101 265 4786 SH SOLE 0 0 4786 WisdomTree LargeCap Div Fund LARGECAP DIVID 97717W307 511 6077 SH SOLE 0 0 6077