0001634553-17-000004.txt : 20170501 0001634553-17-000004.hdr.sgml : 20170501 20170501160041 ACCESSION NUMBER: 0001634553-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 EFFECTIVENESS DATE: 20170501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 17800622 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 303 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 03-31-2017 03-31-2017 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 303 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 05-01-2007 0 99 246390 false INFORMATION TABLE 2 pbwm1q17.xml 3M Company COM 88579Y101 377 1970 SH SOLE 0 0 377 Accenture PLC SHS CLASS A G1151C101 1149 9581 SH SOLE 0 0 1149 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 1149 90433 SH SOLE 0 0 1149 Altria Group Inc. COM 02209S103 11589 162263 SH SOLE 0 0 11589 American Electric Power Co Inc. COM 025537101 570 8496 SH SOLE 0 0 570 American Express Co. COM 025816109 554 7002 SH SOLE 0 0 554 AmeriGas Partners LP UNIT L P INT 030975106 9716 206319 SH SOLE 0 0 9716 Ameriprise Financial, Inc. COM 03076C106 350 2700 SH SOLE 0 0 350 Apple, Inc. COM 037833100 6254 43531 SH SOLE 0 0 6254 AT&T, Inc. COM 00206R102 1944 46798 SH SOLE 0 0 1944 Blackrock Inc COM 09247X101 361 940 SH SOLE 0 0 361 Bristol-Myers Squibb Co. COM 110122108 634 11665 SH SOLE 0 0 634 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 1006 14679 SH SOLE 0 0 1006 Calamos Strategic Total Return Fund COM SH BEN INT 128125101 2015 180550 SH SOLE 0 0 2015 CBS Corporation CL B 124857202 441 6365 SH SOLE 0 0 441 Charter Communications Inc., DEl Cl A CL A 16119P108 317 968 SH SOLE 0 0 317 Chevron Corporation COM 166764100 1028 9571 SH SOLE 0 0 1028 Comcast Corp Cl A CL A 20030N101 746 19844 SH SOLE 0 0 746 Customers Bancorp, Inc. COM 23204G100 9337 296137 SH SOLE 0 0 9337 Danaher Corp COM 235851102 2323 27161 SH SOLE 0 0 2323 DCP Midstream LP COM UT LTD PTN 23311P100 2070 52755 SH SOLE 0 0 2070 Dentsply Sirona Inc COM 24906P109 2325 37231 SH SOLE 0 0 2325 Eaton Vance Enhanced Equity Income II COM 278277108 209 15500 SH SOLE 0 0 209 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 258 14006 SH SOLE 0 0 258 Enterprise Products Partners LP COM 293792107 5425 196501 SH SOLE 0 0 5425 Exxon Mobil Corporation COM 30231G102 1465 17864 SH SOLE 0 0 1465 Facebook Inc. Class A CL A 30303M102 319 2245 SH SOLE 0 0 319 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 254 16227 SH SOLE 0 0 254 Fortive Corp Com COM 34959J108 797 13236 SH SOLE 0 0 797 General Electric Co. COM 369604103 963 32325 SH SOLE 0 0 963 Intel Corporation COM 458140100 253 7004 SH SOLE 0 0 253 Intl Business Mach Corp. COM 459200101 430 2470 SH SOLE 0 0 430 iShares DJ US Healthcare US HLTHCARE ETF 464287762 202 1300 SH SOLE 0 0 202 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 2230 35806 SH SOLE 0 0 2230 iShares Russell 1000 RUS 1000 ETF 464287622 903 6881 SH SOLE 0 0 903 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 4352 38241 SH SOLE 0 0 4352 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 4885 42502 SH SOLE 0 0 4885 iShares Russell 2000 RUSSELL 2000 464287655 1049 7633 SH SOLE 0 0 1049 iShares Russell 2000 Value RUS 2000 VAL ETF 464287630 328 2778 SH SOLE 0 0 328 iShares Russell Midcap RUSSELL MIDCAP 464287499 387 2070 SH SOLE 0 0 387 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 248 2391 SH SOLE 0 0 248 iShares Russell Midcap Value RUSSELL MCP VL 464287473 804 9691 SH SOLE 0 0 804 iShares S&P 500 S&P 500 INDEX 464287200 5840 24612 SH SOLE 0 0 5840 iShares S&P Midcap 400 CORE S&P MCP ETF 464287507 875 5111 SH SOLE 0 0 875 Johnson & Johnson COM 478160104 2932 23540 SH SOLE 0 0 2932 JP Morgan Chase & Co. COM 46625H100 456 5189 SH SOLE 0 0 456 Kinder Morgan Inc Pfd 10/26/18 9.75 PFD SER A 49456B200 278 5580 SH SOLE 0 0 278 Kinder Morgan Inc. COM 49456B101 1499 68957 SH SOLE 0 0 1499 M & T Bank Corp COM 55261F104 216 1395 SH SOLE 0 0 216 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2466 32066 SH SOLE 0 0 2466 Merck & Co., Inc. COM 58933Y105 600 9440 SH SOLE 0 0 600 Microsoft Corp. COM 594918104 1167 17719 SH SOLE 0 0 1167 MPLX LP COM UNIT REP LTD 55336V100 2043 56628 SH SOLE 0 0 2043 New York REIT Inc. COM 64976L109 8954 924071 SH SOLE 0 0 8954 NextEra Energy Inc. COM 65339F101 289 2250 SH SOLE 0 0 289 Nuveen PA Inv Quality Muni COM 670972108 171 13000 SH SOLE 0 0 171 Nvidia Corporation COM 67066G104 237 2178 SH SOLE 0 0 237 Oracle Corp. COM 68389X105 220 4924 SH SOLE 0 0 220 People's United Financial Inc. COM 712704105 2384 130981 SH SOLE 0 0 2384 Pepsico, Inc. COM 713448108 3578 31991 SH SOLE 0 0 3578 Pfizer, Inc. COM 717081103 330 9650 SH SOLE 0 0 330 Philip Morris International Inc. COM 718172109 803 7110 SH SOLE 0 0 803 PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 1266 12450 SH SOLE 0 0 1266 PNC Financial Services Group COM 693475105 874 7270 SH SOLE 0 0 874 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 258 11102 SH SOLE 0 0 258 PPG Industries Inc. COM 693506107 504 4800 SH SOLE 0 0 504 Procter & Gamble Co. COM 742718109 3508 39044 SH SOLE 0 0 3508 Realty Income Corp. COM 756109104 713 11982 SH SOLE 0 0 713 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 1240 24572 SH SOLE 0 0 1240 Schwab U.S. Large Cap Growth US LCAP GR ETF 808524300 292 4826 SH SOLE 0 0 292 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 5064 97777 SH SOLE 0 0 5064 Schwab US Broad Market ETF US BRD MKT ETF 808524102 5261 92204 SH SOLE 0 0 5261 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 239 1158 SH SOLE 0 0 239 SPDR Gold Shares GOLD SHS 78463V107 285 2400 SH SOLE 0 0 285 SPDR MSCI ACWI ex-US ETF MSCI ACWI EXUS 78463X848 1502 44036 SH SOLE 0 0 1502 SPDR S&P 500 ETF TR UNIT 78462F103 4719 20016 SH SOLE 0 0 4719 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 3984 45204 SH SOLE 0 0 3984 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 591 10816 SH SOLE 0 0 591 Synopsys Corp COM 871607107 225 3125 SH SOLE 0 0 225 Target Corporation COM 87612E106 470 8524 SH SOLE 0 0 470 Texas Instruments, Inc. COM 882508104 800 9936 SH SOLE 0 0 800 The Blackstone Group L.P. COM UNIT LTD 09253U108 361 12150 SH SOLE 0 0 361 The Hershey Company COM 427866108 705 6457 SH SOLE 0 0 705 United Health Group COM 91324P102 369 2249 SH SOLE 0 0 369 United Technologies COM 913017109 572 5101 SH SOLE 0 0 572 Vanguard 500 ETF S&P 500 ETF SHS 922908363 33743 155965 SH SOLE 0 0 33743 Vanguard Dividend Appreciation Index ETF DIV APP ETF 921908844 216 2401 SH SOLE 0 0 216 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 15180 317368 SH SOLE 0 0 15180 Vanguard Growth ETF GROWTH ETF 922908736 218 1789 SH SOLE 0 0 218 Vanguard Large Cap ETF LARGE CAP ETF 922908637 324 3000 SH SOLE 0 0 324 Vanguard Short Term Bond ETF SHORT TRM BOND 921937827 42185 529168 SH SOLE 0 0 42185 Vanguard Total International Totsl Stock Index ETF VG TL INTL STK F 921909768 200 4028 SH SOLE 0 0 200 Vanguard Total Stock Mkt TOTAL STK MKT 921909818 247 2040 SH SOLE 0 0 247 Vanguard Value ETF VALUE ETF 922908744 242 2541 SH SOLE 0 0 242 Ventas Inc COM 92276F100 844 12974 SH SOLE 0 0 844 VEREIT, Inc. Cl A COM 92339V100 833 98151 SH SOLE 0 0 833 Verizon Communications, Inc. COM 92343V104 207 4247 SH SOLE 0 0 207 Wells Fargo & Co. COM 949746101 266 4786 SH SOLE 0 0 266 WisdomTree LargeCap Div Fund LARGECAP DIVID 97717W307 529 6377 SH SOLE 0 0 529