0001634553-17-000003.txt : 20170203 0001634553-17-000003.hdr.sgml : 20170203 20170202213337 ACCESSION NUMBER: 0001634553-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170202 EFFECTIVENESS DATE: 20170203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 17570087 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 303 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 12-31-2016 12-31-2016 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 303 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 02-02-2017 0 99 247894 false INFORMATION TABLE 2 pbwm13f4q2016.xml Accenture PLC SHS CLASS A G1151C101 1152 9834 SH SOLE 0 0 9834 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 1376 109226 SH SOLE 0 0 109226 Altria Group Inc. COM 02209S103 11745 173684 SH SOLE 0 0 173684 American Electric Power Co Inc. COM 025537101 535 8496 SH SOLE 0 0 8496 American Express Co. COM 025816109 519 7002 SH SOLE 0 0 7002 AmeriGas Partners LP UNIT L P INT 030975106 9887 206319 SH SOLE 0 0 206319 Ameriprise Financial, Inc. COM 03076C106 300 2700 SH SOLE 0 0 2700 Apple, Inc. COM 037833100 5123 44236 SH SOLE 0 0 44236 AT&T, Inc. COM 00206R102 2049 48185 SH SOLE 0 0 48185 Blackrock Inc COM 09247X101 433 1137 SH SOLE 0 0 1137 BlackRock MuniYield PA COM 09255G107 522 37049 SH SOLE 0 0 37049 Bristol-Myers Squibb Co. COM 110122108 740 12671 SH SOLE 0 0 12671 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 963 14560 SH SOLE 0 0 14560 Calamos Convertible & High Income Fd COM SHS 12811P108 116 10984 SH SOLE 0 0 10984 Calamos Strategic Total Return Fund COM SH BEN INT 128125101 1854 180550 SH SOLE 0 0 180550 CBS Corporation CL B 124857202 405 6365 SH SOLE 0 0 6365 Charter Communications Inc., DEl Cl A CL A 16119P108 279 968 SH SOLE 0 0 968 Chevron Corporation COM 166764100 1166 9910 SH SOLE 0 0 9910 Coca-Cola Company COM 191216100 201 4847 SH SOLE 0 0 4847 Comcast Corp Cl A CL A 20030N101 673 9748 SH SOLE 0 0 9748 Customers Bancorp, Inc. COM 23204G100 10608 296137 SH SOLE 0 0 296137 Danaher Corp COM 235851102 2114 27161 SH SOLE 0 0 27161 DCP Midstream Partners LP COM UT LTD PTN 23311P100 2025 52755 SH SOLE 0 0 52755 Dentsply Sirona Inc COM 24906P109 2123 36773 SH SOLE 0 0 36773 Eaton Vance Enhanced Equity Income II COM 278277108 198 15500 SH SOLE 0 0 15500 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 500 19320 SH SOLE 0 0 19320 Enterprise Products Partners LP COM 293792107 5392 199410 SH SOLE 0 0 199410 Exxon Mobil Corporation COM 30231G102 1560 17286 SH SOLE 0 0 17286 Facebook Inc. Class A CL A 30303M102 270 2345 SH SOLE 0 0 2345 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 242 16227 SH SOLE 0 0 16227 Fortive Corp Com COM 34959J108 710 13236 SH SOLE 0 0 13236 General Electric Co. COM 369604103 1088 34430 SH SOLE 0 0 34430 Intel Corporation COM 458140100 254 7004 SH SOLE 0 0 7004 Intl Business Mach Corp. COM 459200101 426 2566 SH SOLE 0 0 2566 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 2595 44955 SH SOLE 0 0 44955 iShares Russell 1000 RUS 1000 ETF 464287622 925 7436 SH SOLE 0 0 7436 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 3950 37651 SH SOLE 0 0 37651 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 4801 42854 SH SOLE 0 0 42854 iShares Russell 2000 RUSSELL 2000 464287655 3232 23971 SH SOLE 0 0 23971 iShares Russell 2000 Value RUS 2000 VAL ETF 464287630 361 3039 SH SOLE 0 0 3039 iShares Russell Midcap RUSSELL MIDCAP 464287499 339 1893 SH SOLE 0 0 1893 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 279 2860 SH SOLE 0 0 2860 iShares Russell Midcap Value RUSSELL MCP VL 464287473 1163 14461 SH SOLE 0 0 14461 iShares S&P 500 S&P 500 INDEX 464287200 5634 25042 SH SOLE 0 0 25042 iShares S&P Midcap 400 CORE S&P MCP ETF 464287507 947 5727 SH SOLE 0 0 5727 Johnson & Johnson COM 478160104 3052 26494 SH SOLE 0 0 26494 JP Morgan Chase & Co. COM 46625H100 448 5189 SH SOLE 0 0 5189 Kinder Morgan Inc Pfd PFD SER A 49456B200 271 5580 SH SOLE 0 0 5580 Kinder Morgan Inc. COM 49456B101 1424 68769 SH SOLE 0 0 68769 M & T Bank Corp COM 55261F104 218 1395 SH SOLE 0 0 1395 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2420 32000 SH SOLE 0 0 32000 Merck & Co., Inc. COM 58933Y105 711 12076 SH SOLE 0 0 12076 Microsoft Corp. COM 594918104 1144 18404 SH SOLE 0 0 18404 MPLX LP COM UNIT REP LTD 55336V100 2014 58183 SH SOLE 0 0 58183 New York REIT Inc. COM 64976L109 9516 940275 SH SOLE 0 0 940275 NextEra Energy Inc. COM 65339F101 269 2250 SH SOLE 0 0 2250 Nuveen PA Inv Quality Muni COM 670972108 170 13000 SH SOLE 0 0 13000 People's United Financial Inc. COM 712704105 2604 134481 SH SOLE 0 0 134481 Pepsico, Inc. COM 713448108 3414 32633 SH SOLE 0 0 32633 Pfizer, Inc. COM 717081103 313 9645 SH SOLE 0 0 9645 Philip Morris International Inc. COM 718172109 691 7551 SH SOLE 0 0 7551 PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 1231 12150 SH SOLE 0 0 12150 PNC Financial Services Group COM 693475105 928 7938 SH SOLE 0 0 7938 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 259 11102 SH SOLE 0 0 11102 PPG Industries Inc. COM 693506107 455 4800 SH SOLE 0 0 4800 Procter & Gamble Co. COM 742718109 3717 44211 SH SOLE 0 0 44211 Realty Income Corp. COM 756109104 1041 18113 SH SOLE 0 0 18113 Schwab Fundamental Intl Sm Co ETF SCHWB FDT INT SC 808524748 241 8490 SH SOLE 0 0 8490 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 654 12974 SH SOLE 0 0 12974 Schwab U.S. Large Cap Growth US LCAP GR ETF 808524300 713 12771 SH SOLE 0 0 12771 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 4895 95040 SH SOLE 0 0 95040 Schwab US Broad Market ETF US BRD MKT ETF 808524102 3508 64742 SH SOLE 0 0 64742 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 249 5716 SH SOLE 0 0 5716 Schwab US REIT ETF US REIT ETF 808524847 320 7797 SH SOLE 0 0 7797 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 229 1158 SH SOLE 0 0 1158 SPDR Gold Shares GOLD SHS 78463V107 274 2500 SH SOLE 0 0 2500 SPDR MSCI ACWI ex-US ETF MSCI ACWI EXUS 78463X848 3691 117198 SH SOLE 0 0 117198 SPDR S&P 500 ETF TR UNIT 78462F103 4803 21486 SH SOLE 0 0 21486 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 4448 51990 SH SOLE 0 0 51990 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 586 10546 SH SOLE 0 0 10546 Target Corporation COM 87612E106 616 8524 SH SOLE 0 0 8524 Texas Instruments, Inc. COM 882508104 768 10529 SH SOLE 0 0 10529 The Blackstone Group L.P. COM UNIT LTD 09253U108 328 12150 SH SOLE 0 0 12150 The Hershey Company COM 427866108 935 9044 SH SOLE 0 0 9044 United Health Group COM 91324P102 349 2180 SH SOLE 0 0 2180 United Technologies COM 913017109 607 5535 SH SOLE 0 0 5535 Vanguard 500 ETF S&P 500 ETF SHS 922908363 28384 138251 SH SOLE 0 0 138251 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 10456 236677 SH SOLE 0 0 236677 Vanguard Large Cap ETF LARGE CAP ETF 922908637 307 3000 SH SOLE 0 0 3000 Vanguard REIT REIT ETF 922908553 256 3100 SH SOLE 0 0 3100 Vanguard Short Term Bond ETF SHORT TRM BOND 921937827 44419 559081 SH SOLE 0 0 559081 Vanguard Total Stock Mkt TOTAL STK MKT 921909818 235 2040 SH SOLE 0 0 2040 Vanguard Value ETF VALUE ETF 922908744 246 2648 SH SOLE 0 0 2648 Ventas Inc COM 92276F100 1045 16719 SH SOLE 0 0 16719 VEREIT, Inc. Cl A COM 92339V100 4937 583518 SH SOLE 0 0 583518 Verizon Communications, Inc. COM 92343V104 271 5078 SH SOLE 0 0 5078 Wells Fargo & Co. COM 949746101 264 4786 SH SOLE 0 0 4786 WisdomTree LargeCap Div Fund LARGECAP DIVID 97717W307 549 6877 SH SOLE 0 0 6877 Vanguard Dividend Appreciation Index ETF DIV APP ETF 921908844 227 2665 SH SOLE 0 0 2665