0001634553-16-000013.txt : 20161104 0001634553-16-000013.hdr.sgml : 20161104 20161103174854 ACCESSION NUMBER: 0001634553-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 161973032 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 09-30-2016 09-30-2016 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 11-03-2016 0 118 263255 false INFORMATION TABLE 2 pbwm13f3q2016.xml Accenture PLC SHS CLASS A G1151C101 1275 10433 SH SOLE 0 0 10433 AFLAC Inc COM 1055102 292 4060 SH SOLE 0 0 4060 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 1695 133543 SH SOLE 0 0 133543 Altria Group Inc. COM 02209S103 11290 178551 SH SOLE 0 0 178551 American Electric Power Co Inc. COM 25537101 546 8496 SH SOLE 0 0 8496 American Express Co. COM 25816109 640 10000 SH SOLE 0 0 10000 AmeriGas Partners LP UNIT L P INT 30975106 9416 206218 SH SOLE 0 0 206218 Ameriprise Financial, Inc. COM 03076C106 269 2700 SH SOLE 0 0 2700 Apple, Inc. COM 37833100 5405 47809 SH SOLE 0 0 47809 AT&T, Inc. COM 00206R102 2053 50560 SH SOLE 0 0 50560 BB&T Corporation COM 54937107 209 5553 SH SOLE 0 0 5553 Blackrock Inc COM 09247X101 665 1834 SH SOLE 0 0 1834 BlackRock MuniYield PA COM 09255G107 649 40549 SH SOLE 0 0 40549 Bristol-Myers Squibb Co. COM 110122108 656 12171 SH SOLE 0 0 12171 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 1042 14560 SH SOLE 0 0 14560 Calamos Convertible & High Income Fd COM SHS 12811P108 342 31063 SH SOLE 0 0 31063 Calamos Strategic Return Fund COM SH BEN INT 128125101 1856 180550 SH SOLE 0 0 180550 CBS Corporation CL B 124857202 348 6365 SH SOLE 0 0 6365 Charter Communications Inc., DEl Cl A CL A 16119P108 261 968 SH SOLE 0 0 968 Chevron Corporation COM 166764100 1096 10645 SH SOLE 0 0 10645 Coca-Cola Company COM 191216100 204 4826 SH SOLE 0 0 4826 Comcast Corp Cl A CL A 20030N101 647 9748 SH SOLE 0 0 9748 Customers Bancorp, Inc. COM 23204G100 7413 294637 SH SOLE 0 0 294637 Danaher Corp COM 235851102 2134 27219 SH SOLE 0 0 27219 DCP Midstream Partners LP COM UT LTD PTN 23311P100 1863 52722 SH SOLE 0 0 52722 Dentsply Sirona Inc COM 24906P109 2542 42773 SH SOLE 0 0 42773 Eaton Vance Enhanced Equity Income II COM 278277108 213 15500 SH SOLE 0 0 15500 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 482 18941 SH SOLE 0 0 18941 Enterprise Products Partners LP COM 293792107 5510 199410 SH SOLE 0 0 199410 Exxon Mobil Corporation COM 30231G102 1634 18717 SH SOLE 0 0 18717 Facebook Inc. Class A CL A 30303M102 301 2345 SH SOLE 0 0 2345 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 256 16227 SH SOLE 0 0 16227 Fortive Corp Com COM 34959J108 693 13606 SH SOLE 0 0 13606 General Electric Co. COM 369604103 1109 37441 SH SOLE 0 0 37441 Gentex Corp COM 371901109 217 12367 SH SOLE 0 0 12367 Genuine Parts Company COM 372460105 306 3049 SH SOLE 0 0 3049 Honeywell International Inc. COM 438516106 213 1828 SH SOLE 0 0 1828 Intel Corporation COM 458140100 274 7249 SH SOLE 0 0 7249 Intl Business Mach Corp. COM 459200101 405 2552 SH SOLE 0 0 2552 Ishares Core US Growth ETF CORE RUSSELL GRW 464287671 244 5734 SH SOLE 0 0 5734 iShares DJ US Healthcare US HLTHCARE ETF 464287762 218 1450 SH SOLE 0 0 1450 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 4009 67799 SH SOLE 0 0 67799 iShares Russell 1000 RUS 1000 ETF 464287622 804 6671 SH SOLE 0 0 6671 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 3192 30647 SH SOLE 0 0 30647 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 4688 44385 SH SOLE 0 0 44385 iShares Russell 2000 RUSSELL 2000 464287655 1269 10219 SH SOLE 0 0 10219 iShares Russell 2000 Value RUS 2000 VAL ETF 464287630 372 3549 SH SOLE 0 0 3549 iShares Russell Midcap RUSSELL MIDCAP 464287499 618 3543 SH SOLE 0 0 3543 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 330 3391 SH SOLE 0 0 3391 iShares Russell Midcap Value RUSSELL MCP VL 464287473 1200 15637 SH SOLE 0 0 15637 iShares S&P 500 S&P 500 INDEX 464287200 5034 23136 SH SOLE 0 0 23136 iShares S&P Midcap 400 CORE S&P MCP ETF 464287507 1176 7600 SH SOLE 0 0 7600 Johnson & Johnson COM 478160104 3219 27250 SH SOLE 0 0 27250 JP Morgan Chase & Co. COM 46625H100 384 5769 SH SOLE 0 0 5769 Kimberly-Clark Corp. COM 494368103 202 1602 SH SOLE 0 0 1602 Kinder Morgan Inc Pfd 10/26/18 9.75% PFD SER A 49456B200 279 5580 SH SOLE 0 0 5580 Kinder Morgan Inc. COM 49456B101 1586 68576 SH SOLE 0 0 68576 M & T Bank Corp COM 55261F104 218 1877 SH SOLE 0 0 1877 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2264 32000 SH SOLE 0 0 32000 Merck & Co., Inc. COM 58933Y105 855 13696 SH SOLE 0 0 13696 Mercury General Corporation COM 589400100 226 4122 SH SOLE 0 0 4122 Microsoft Corp. COM 594918104 1225 21271 SH SOLE 0 0 21271 MPLX LP COM UNIT REP LTD 55336V100 1970 58183 SH SOLE 0 0 58183 New York REIT Inc. COM 64976L109 8661 946575 SH SOLE 0 0 946575 NextEra Energy Inc. COM 65339F101 275 2250 SH SOLE 0 0 2250 Nuveen PA Inv Quality Muni COM 670972108 240 16100 SH SOLE 0 0 16100 Omnicom Group COM 681919106 252 2969 SH SOLE 0 0 2969 People's United Financial Inc. COM 712704105 2256 142577 SH SOLE 0 0 142577 Pepsico, Inc. COM 713448108 3593 33029 SH SOLE 0 0 33029 Pfizer, Inc. COM 717081103 405 11969 SH SOLE 0 0 11969 Philip Morris International Inc. COM 718172109 892 9178 SH SOLE 0 0 9178 PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 1323 13050 SH SOLE 0 0 13050 PNC Financial Services Group COM 693475105 1005 11151 SH SOLE 0 0 11151 PowerShares Build America Bond BUILD AMER ETF 73937B407 412 13114 SH SOLE 0 0 13114 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 385 16595 SH SOLE 0 0 16595 PPG Industries Inc. COM 693506107 496 4800 SH SOLE 0 0 4800 Procter & Gamble Co. COM 742718109 4040 45014 SH SOLE 0 0 45014 Realty Income Corp. COM 756109104 1666 24894 SH SOLE 0 0 24894 Schwab Fundamental Intl Sm Co ETF SCHWB FDT INT SC 808524748 556 18980 SH SOLE 0 0 18980 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 496 9768 SH SOLE 0 0 9768 Schwab U.S. Large Cap Growth US LCAP GR ETF 808524300 1191 21476 SH SOLE 0 0 21476 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 5445 101449 SH SOLE 0 0 101449 Schwab US Broad Market ETF US BRD MKT ETF 808524102 2776 53050 SH SOLE 0 0 53050 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 659 15567 SH SOLE 0 0 15567 Schwab US REIT ETF US REIT ETF 808524847 505 11852 SH SOLE 0 0 11852 Southern Company COM 842587107 219 4262 SH SOLE 0 0 4262 SPDR BarCap Convertible Securities BRC CNV SECS EFT 78464A359 352 7594 SH SOLE 0 0 7594 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 456 2495 SH SOLE 0 0 2495 SPDR Gold Shares GOLD SHS 78463V107 327 2600 SH SOLE 0 0 2600 SPDR MSCI ACWI ex-US ETF MSCI ACWI EXUS 78463X848 1003 30875 SH SOLE 0 0 30875 SPDR S&P 500 ETF TR UNIT 78462F103 5575 25773 SH SOLE 0 0 25773 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 5350 63415 SH SOLE 0 0 63415 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 446 10546 SH SOLE 0 0 10546 Target Corporation COM 87612E106 585 8524 SH SOLE 0 0 8524 Tekla Healthcare Investors SH BEN INT 87911J103 305 12817 SH SOLE 0 0 12817 Texas Instruments, Inc. COM 882508104 855 12185 SH SOLE 0 0 12185 The Blackstone Group L.P. COM UNIT LTD 09253U108 310 12150 SH SOLE 0 0 12150 The Hershey Company COM 427866108 865 9044 SH SOLE 0 0 9044 United Health Group COM 91324P102 305 2180 SH SOLE 0 0 2180 United Parcel Service Inc. CL B 911312106 218 1997 SH SOLE 0 0 1997 United Technologies COM 913017109 721 7100 SH SOLE 0 0 7100 VanEck Vectors Gold Miners GOLD MINERS ETF 92189F106 241 9100 SH SOLE 0 0 9100 Vanguard 500 ETF S&P 500 ETF SHS 922908363 17380 87473 SH SOLE 0 0 87473 Vanguard Dividend Appreciation DIV APP ETF 921908844 371 4420 SH SOLE 0 0 4420 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 11696 257441 SH SOLE 0 0 257441 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 225 6018 SH SOLE 0 0 6018 Vanguard Growth ETF GROWTH ETF 922908736 201 1789 SH SOLE 0 0 1789 Vanguard Healthcare ETF HEALTH CAR ETF 92204A504 375 2819 SH SOLE 0 0 2819 Vanguard Large Cap ETF LARGE CAP ETF 922908637 297 3000 SH SOLE 0 0 3000 Vanguard REIT REIT ETF 922908553 496 5724 SH SOLE 0 0 5724 Vanguard Short Term Bond ETF SHORT TRM BOND 921937827 61334 758802 SH SOLE 0 0 758802 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 227 2040 SH SOLE 0 0 2040 Vanguard Value ETF VALUE ETF 922908744 230 2648 SH SOLE 0 0 2648 Ventas Inc COM 92276F100 1472 20846 SH SOLE 0 0 20846 VEREIT, Inc. Cl A COM 92339V100 10125 976397 SH SOLE 0 0 976397 Verizon Communications, Inc. COM 92343V104 373 7175 SH SOLE 0 0 7175 Wells Fargo & Co. COM 949746101 212 4786 SH SOLE 0 0 4786 WisdomTree LargeCap Div Fund LARGECAP DIVID 97717W307 576 7477 SH SOLE 0 0 7477