0001634553-16-000011.txt : 20160505 0001634553-16-000011.hdr.sgml : 20160505 20160505105133 ACCESSION NUMBER: 0001634553-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 EFFECTIVENESS DATE: 20160505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 161622236 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 03-31-2016 03-31-2016 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 05-04-2016 0 115 264658 false INFORMATION TABLE 2 pbwm13f1q2016.xml Accenture PLC SHS CLASS A G1151C101 1240 10761 SH SOLE 0 0 10761 AFLAC Inc COM 1055102 355 5615 SH SOLE 0 0 5615 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 1821 166447 SH SOLE 0 0 166447 Altria Group Inc. COM 02209S103 11723 187060 SH SOLE 0 0 187060 American Electric Power Co Inc. COM 25537101 561 8496 SH SOLE 0 0 8496 American Express Co. COM 25816109 443 7215 SH SOLE 0 0 7215 AmeriGas Partners LP UNIT L P INT 30975106 8976 206394 SH SOLE 0 0 206394 Apple, Inc. COM 37833100 5082 46629 SH SOLE 0 0 46629 AT&T, Inc. COM 00206R102 2150 54858 SH SOLE 0 0 54858 BB&T Corporation COM 54937107 211 6343 SH SOLE 0 0 6343 Blackrock Inc COM 09247X101 705 2071 SH SOLE 0 0 2071 BlackRock MuniYield PA COM 09255G107 609 39919 SH SOLE 0 0 39919 Bristol-Myers Squibb Co. COM 110122108 774 12099 SH SOLE 0 0 12099 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 991 14593 SH SOLE 0 0 14593 Calamos Convertible & High Income Fd COM SHS 12811P108 1255 120821 SH SOLE 0 0 120821 Calamos Convertible Opprtnty Fund SH BEN INT 128117108 186 19548 SH SOLE 0 0 19548 Calamos Strategic Return Fund COM SH BEN INT 128125101 1693 178000 SH SOLE 0 0 178000 CBS Corporation CL B 124857202 351 6365 SH SOLE 0 0 6365 Chevron Corporation COM 166764100 1169 12209 SH SOLE 0 0 12209 Coca-Cola Company COM 191216100 238 5040 SH SOLE 0 0 5040 Comcast Corp Cl A CL A 20030N101 659 10855 SH SOLE 0 0 10855 Customers Bancorp, Inc. COM 23204G100 6962 294637 SH SOLE 0 0 294637 Danaher Corp COM 235851102 2590 27299 SH SOLE 0 0 27299 DCP Midstream Partners LP COM UT LTD PTN 23311P100 1455 53434 SH SOLE 0 0 53434 Dentsply Intl Inc COM 249030107 2929 47572 SH SOLE 0 0 47572 Diamonds Trust Series I UT SER 1 78467X109 538 3048 SH SOLE 0 0 3048 Eaton Vance Enhanced Equity Income II COM 278277108 201 15500 SH SOLE 0 0 15500 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 325 18113 SH SOLE 0 0 18113 Enterprise Products Partners LP COM 293792107 5002 203151 SH SOLE 0 0 203151 Exxon Mobil Corporation COM 30231G102 1746 20920 SH SOLE 0 0 20920 Facebook Inc. Class A CL A 30303M102 211 1884 SH SOLE 0 0 1884 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 178 16227 SH SOLE 0 0 16227 General Electric Co. COM 369604103 1337 42168 SH SOLE 0 0 42168 Gentex Corp COM 371901109 267 17006 SH SOLE 0 0 17006 Genuine Parts Company COM 372460105 394 3916 SH SOLE 0 0 3916 Guggenheim BulletShares 2016 Corp. Bond GUGG CRP BD 2016 18383M555 827 37507 SH SOLE 0 0 37507 Home Depot Inc. COM 437076102 247 1826 SH SOLE 0 0 1826 Honeywell International Inc. COM 438516106 408 3637 SH SOLE 0 0 3637 Intl Business Mach Corp. COM 459200101 391 2582 SH SOLE 0 0 2582 iShares DJ Select Dividend SELECT DIVID ETF 464287168 691 8460 SH SOLE 0 0 8460 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 9176 160574 SH SOLE 0 0 160574 iShares Russell 1000 RUS 1000 ETF 464287622 260 2279 SH SOLE 0 0 2279 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 4954 49661 SH SOLE 0 0 49661 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 4292 43445 SH SOLE 0 0 43445 iShares Russell 2000 RUSSELL 2000 464287655 1657 14974 SH SOLE 0 0 14974 iShares Russell 2000 Value RUS 2000 VAL EFT 464287630 200 2150 SH SOLE 0 0 2150 iShares Russell Midcap RUSSELL MIDCAP 464287499 925 5677 SH SOLE 0 0 5677 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 476 5163 SH SOLE 0 0 5163 iShares Russell Midcap Value RUSSELL MCP VL 464287473 1734 24452 SH SOLE 0 0 24452 iShares S&P 500 S&P 500 INDEX 464287200 4251 20577 SH SOLE 0 0 20577 iShares S&P Midcap 400 CORE S&P MCP ETF 464287507 1802 12498 SH SOLE 0 0 12498 J2 Global Communications COM 48123V102 249 4040 SH SOLE 0 0 4040 Johnson & Johnson COM 478160104 3237 29919 SH SOLE 0 0 29919 JP Morgan Chase & Co. COM 46625H100 389 6577 SH SOLE 0 0 6577 Kimberly-Clark Corp. COM 494368103 335 2491 SH SOLE 0 0 2491 Kinder Morgan Inc. COM 49456B101 1504 84031 SH SOLE 0 0 84031 M & T Bank Corp COM 55261F104 345 3107 SH SOLE 0 0 3107 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2202 32000 SH SOLE 0 0 32000 McDonald's Corporation COM 580135101 330 2640 SH SOLE 0 0 2640 Merck & Co., Inc. COM 58933Y105 784 14724 SH SOLE 0 0 14724 Mercury General Corporation COM 589400100 371 6689 SH SOLE 0 0 6689 Microsoft Corp. COM 594918104 1093 19836 SH SOLE 0 0 19836 MPLX LP COM UNIT REP LTD 55336V100 1784 60098 SH SOLE 0 0 60098 NBT Bancorp Inc COM 628778102 878 32567 SH SOLE 0 0 32567 NextEra Energy Inc. COM 65339F101 266 2250 SH SOLE 0 0 2250 Omnicom Group COM 681919106 328 3946 SH SOLE 0 0 3946 PA Power & Light COM 69351T106 215 5645 SH SOLE 0 0 5645 Paychex, Inc. COM 704326107 219 4055 SH SOLE 0 0 4055 People's United Financial Inc. COM 712704105 2293 144241 SH SOLE 0 0 144241 Pepsico, Inc. COM 713448108 3688 35958 SH SOLE 0 0 35958 Pfizer, Inc. COM 717081103 420 14311 SH SOLE 0 0 14311 Philip Morris International Inc. COM 718172109 1493 15179 SH SOLE 0 0 15179 PNC Financial Services Group COM 693475105 967 11429 SH SOLE 0 0 11429 PowerShares Build America Bond BUILD AMER ETF 73937B407 293 9698 SH SOLE 0 0 9698 PowerShares Preferred AGG PFD PORT 73936T565 1109 74329 SH SOLE 0 0 74329 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 1272 55821 SH SOLE 0 0 55821 PPG Industries Inc. COM 693506107 552 4950 SH SOLE 0 0 4950 Procter & Gamble Co. COM 742718109 3995 48546 SH SOLE 0 0 48546 Realty Income Corp. COM 756109104 2356 37692 SH SOLE 0 0 37692 Schwab Fundamental Intl Sm Co ETF SCHWB FDT INT SC 808524748 695 25926 SH SOLE 0 0 25926 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 598 11766 SH SOLE 0 0 11766 Schwab U.S. Large Cap Growth US LCAP GR ETF 808524300 1538 29331 SH SOLE 0 0 29331 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 5533 104760 SH SOLE 0 0 104760 Schwab US Broad Market ETF US BRD MKT ETF 808524102 2033 41263 SH SOLE 0 0 41263 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 983 24521 SH SOLE 0 0 24521 Schwab US REIT ETF US REIT ETF 808524847 694 16770 SH SOLE 0 0 16770 Schwab US Small-Cap ETF US SML CAP ETF 808524607 358 6883 SH SOLE 0 0 6883 Southern Company COM 842587107 302 5829 SH SOLE 0 0 5829 SPDR BarCap Convertible Securities BRC CNV SECS EFT 78464A359 1632 37843 SH SOLE 0 0 37843 SPDR MSCI ACWI ex-US ETF MSCI ACWI EXUS 78463X848 907 29429 SH SOLE 0 0 29429 SPDR S&P 500 ETF TR UNIT 78462F103 10801 52538 SH SOLE 0 0 52538 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 6986 87363 SH SOLE 0 0 87363 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 630 16815 SH SOLE 0 0 16815 Stryker Corp COM 863667101 264 2460 SH SOLE 0 0 2460 Target Corporation COM 87612E106 703 8544 SH SOLE 0 0 8544 Texas Instruments, Inc. COM 882508104 782 13561 SH SOLE 0 0 13561 The Blackstone Group L.P. COM UNIT LTD 09253U108 341 12150 SH SOLE 0 0 12150 The Hershey Company COM 427866108 583 6326 SH SOLE 0 0 6326 Time Warner Cable, Inc. COM 88732J207 408 1992 SH SOLE 0 0 1992 United Health Group COM 91324P102 357 2756 SH SOLE 0 0 2756 United Parcel Service Inc. CL B 911312106 301 2858 SH SOLE 0 0 2858 United Technologies COM 913017109 859 8532 SH SOLE 0 0 8532 Valspar Corporation COM 920355104 232 2165 SH SOLE 0 0 2165 Vanguard 500 ETF S&P 500 ETF SHS 922908363 3874 20547 SH SOLE 0 0 20547 Vanguard Dividend Appreciation DIV APP ETF 921908844 285 3505 SH SOLE 0 0 3505 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 11780 273001 SH SOLE 0 0 273001 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 827 23042 SH SOLE 0 0 23042 Vanguard Healthcare ETF HEALTH CAR ETF 92204A504 315 2582 SH SOLE 0 0 2582 Vanguard REIT REIT ETF 922908553 1275 15227 SH SOLE 0 0 15227 Vanguard Short Term Bond Index Fund SHORT TRM BOND 921937827 65064 806896 SH SOLE 0 0 806896 Ventas Inc COM 92276F100 1912 30367 SH SOLE 0 0 30367 VEREIT, Inc. Cl A COM 92339V100 8672 978165 SH SOLE 0 0 978165 Verizon Communications, Inc. COM 92343V104 565 10385 SH SOLE 0 0 10385 Wells Fargo & Co. COM 949746101 331 6891 SH SOLE 0 0 6891 Zayo Group Holdings, Inc. COM 98919V105 653 26938 SH SOLE 0 0 26938