Chief Compliance Officer

0001634553-16-000010.txt : 20160208 0001634553-16-000010.hdr.sgml : 20160208 20160208133842 ACCESSION NUMBER: 0001634553-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 EFFECTIVENESS DATE: 20160208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 161395067 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 12-31-2015 12-31-2015 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael Chief Compliance Officer 717.846.6214 Scott D. Michael York PA 02-08-2016 0 114 255593 false INFORMATION TABLE 2 pbwm13f4q2015.xml ARC NY Recovery REIT COM 64976L109 11435 994335 SH SOLE 0 0 994335 VEREIT, Inc. Cl A COM 92339V100 7508 948007 SH SOLE 0 0 948007 Vanguard Short Term Bond Index Fund SHORT TRM BOND 921937827 48137 604961 SH SOLE 0 0 604961 Calamos Strategic Return Fund COM SH BEN INT 128125101 4613 465987 SH SOLE 0 0 465987 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 3592 298097 SH SOLE 0 0 298097 Customers Bancorp, Inc. COM 23204G100 8020 294637 SH SOLE 0 0 294637 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 11310 260534 SH SOLE 0 0 260534 Altria Group Inc. COM 02209S103 11900 204440 SH SOLE 0 0 204440 Enterprise Products Partners LP COM 293792107 5142 201031 SH SOLE 0 0 201031 AmeriGas Partners LP UNIT L P INT 30975106 6876 200641 SH SOLE 0 0 200641 Calamos Convertible & High Income Fd COM SHS 12811P108 2057 195682 SH SOLE 0 0 195682 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 9950 169449 SH SOLE 0 0 169449 People's United Financial Inc. COM 712704105 2329 144181 SH SOLE 0 0 144181 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 3160 141090 SH SOLE 0 0 141090 PowerShares Preferred AGG PFD PORT 73936T565 1386 92680 SH SOLE 0 0 92680 Ventas Inc COM 92276F100 5031 89156 SH SOLE 0 0 89156 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 6305 85706 SH SOLE 0 0 85706 Kinder Morgan Inc. COM 49456B101 1275 85479 SH SOLE 0 0 85479 Realty Income Corp. COM 756109104 3390 65653 SH SOLE 0 0 65653 MPLX LP COM UNIT REP LTD 55336V100 2395 60893 SH SOLE 0 0 60893 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 5824 58545 SH SOLE 0 0 58545 DCP Midstream Partners LP COM UT LTD PTN 23311P100 1332 53999 SH SOLE 0 0 53999 SPDR S&P 500 ETF TR UNIT 78462F103 10898 53455 SH SOLE 0 0 53455 AT&T, Inc. COM 00206R102 1824 53014 SH SOLE 0 0 53014 Dentsply Intl Inc COM 249030107 2863 47055 SH SOLE 0 0 47055 Procter & Gamble Co. COM 742718109 3609 45443 SH SOLE 0 0 45443 Apple, Inc. COM 37833100 4723 44873 SH SOLE 0 0 44873 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 4295 43884 SH SOLE 0 0 43884 BlackRock MuniYield PA COM 09255G107 574 39495 SH SOLE 0 0 39495 General Electric Co. COM 369604103 1218 39095 SH SOLE 0 0 39095 SPDR BarCap Convertible Securities BRC CNV SECS EFT 78464A359 1683 38890 SH SOLE 0 0 38890 Guggenheim BulletShares 2016 Corp. Bond GUGG CRP BD 2016 18383M555 839 38000 SH SOLE 0 0 38000 Pepsico, Inc. COM 713448108 3554 35565 SH SOLE 0 0 35565 NBT Bancorp Inc COM 628778102 908 32567 SH SOLE 0 0 32567 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 717 32129 SH SOLE 0 0 32129 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2173 32000 SH SOLE 0 0 32000 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 1308 31201 SH SOLE 0 0 31201 Johnson & Johnson COM 478160104 3168 30838 SH SOLE 0 0 30838 Calamos Convertible Opprtnty Fund SH BEN INT 128117108 286 28810 SH SOLE 0 0 28810 Schwab U.S. Large Cap Growth US LCAP GR ETF 808524300 1463 27687 SH SOLE 0 0 27687 Danaher Corp COM 235851102 2536 27299 SH SOLE 0 0 27299 Zayo Group Holdings, Inc. COM 98919V105 693 26055 SH SOLE 0 0 26055 Schwab Fundamental Intl Sm Co ETF SCHWB FDT INT SC 808524748 690 25926 SH SOLE 0 0 25926 iShares Russell Midcap Value RUSSELL MCP VL 464287473 1730 25190 SH SOLE 0 0 25190 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 847 23064 SH SOLE 0 0 23064 SPDR MSCI ACWI ex-US ETF MSCI ACWI EXUS 78463X848 709 23010 SH SOLE 0 0 23010 Schwab Fundamental Emerg Mkts Lg Co ETF SCHWB FDT EMK LG 808524730 383 20887 SH SOLE 0 0 20887 Exxon Mobil Corporation COM 30231G102 1618 20752 SH SOLE 0 0 20752 iShares S&P 500 S&P 500 INDEX 464287200 4249 20740 SH SOLE 0 0 20740 Microsoft Corp. COM 594918104 978 17630 SH SOLE 0 0 17630 Gentex Corp COM 371901109 272 17002 SH SOLE 0 0 17002 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 216 16627 SH SOLE 0 0 16627 Financial Sector Spdr Tr SBI INT_FINL 81369Y605 384 16135 SH SOLE 0 0 16135 Philip Morris International Inc. COM 718172109 1363 15507 SH SOLE 0 0 15507 Eaton Vance Enhanced Equity Income II COM 278277108 211 15500 SH SOLE 0 0 15500 Pfizer, Inc. COM 717081103 499 15465 SH SOLE 0 0 15465 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 996 15093 SH SOLE 0 0 15093 Texas Instruments, Inc. COM 882508104 789 14390 SH SOLE 0 0 14390 iShares Russell 2000 RUSSELL 2000 464287655 1602 14226 SH SOLE 0 0 14226 Schwab US Broad Market ETF US BRD MKT ETF 808524102 653 13307 SH SOLE 0 0 13307 The Blackstone Group L.P. COM UNIT LTD 09253U108 355 12150 SH SOLE 0 0 12150 PNC Financial Services Group COM 693475105 1089 11422 SH SOLE 0 0 11422 Vanguard REIT REIT ETF 922908553 899 11270 SH SOLE 0 0 11270 Merck & Co., Inc. COM 58933Y105 593 11228 SH SOLE 0 0 11228 iShares S&P Midcap 400 CORE S&P MCP ETF 464287507 1560 11199 SH SOLE 0 0 11199 Chevron Corporation COM 166764100 1000 11117 SH SOLE 0 0 11117 Coca-Cola Company COM 191216100 464 10790 SH SOLE 0 0 10790 Bristol-Myers Squibb Co. COM 110122108 734 10671 SH SOLE 0 0 10671 National Penn Bank Shares COM 637138108 127 10318 SH SOLE 0 0 10318 Accenture LTD SHS CLASS A G1151C101 1053 10081 SH SOLE 0 0 10081 PowerShares Build America Bond BUILD AMER ETF 73937B407 281 9698 SH SOLE 0 0 9698 Comcast Corp Cl A CL A 20030N101 542 9597 SH SOLE 0 0 9597 Care Capital Properties Inc COM 141624106 289 9440 SH SOLE 0 0 9440 Verizon Communications, Inc. COM 92343V104 426 9221 SH SOLE 0 0 9221 iShares DJ Select Dividend SELECT DIVID ETF 464287168 652 8676 SH SOLE 0 0 8676 Oracle Corp. COM 68389X105 316 8649 SH SOLE 0 0 8649 Target Corporation COM 87612E106 619 8524 SH SOLE 0 0 8524 American Electric Power Co Inc. COM 25537101 495 8496 SH SOLE 0 0 8496 United Technologies COM 913017109 795 8276 SH SOLE 0 0 8276 Mercury General Corporation COM 589400100 384 8241 SH SOLE 0 0 8241 Schwab US REIT ETF US REIT ETF 808524847 288 7268 SH SOLE 0 0 7268 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 357 7071 SH SOLE 0 0 7071 American Express Co. COM 25816109 487 7000 SH SOLE 0 0 7000 JP Morgan Chase & Co. COM 46625H100 428 6489 SH SOLE 0 0 6489 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 594 6464 SH SOLE 0 0 6464 CBS Corporation CL B 124857202 300 6365 SH SOLE 0 0 6365 Wells Fargo & Co. COM 949746101 345 6347 SH SOLE 0 0 6347 BB&T Corporation COM 54937107 240 6343 SH SOLE 0 0 6343 The Hershey Company COM 427866108 564 6322 SH SOLE 0 0 6322 Intel Corporation COM 458140100 207 6002 SH SOLE 0 0 6002 Genuine Parts Company COM 372460105 490 5703 SH SOLE 0 0 5703 iShares Russell Midcap RUSSELL MIDCAP 464287499 903 5636 SH SOLE 0 0 5636 Southern Company COM 842587107 260 5563 SH SOLE 0 0 5563 AFLAC Inc COM 1055102 315 5252 SH SOLE 0 0 5252 PPG Industries Inc. COM 693506107 474 4800 SH SOLE 0 0 4800 M & T Bank Corp COM 55261F104 574 4737 SH SOLE 0 0 4737 Paychex, Inc. COM 704326107 219 4148 SH SOLE 0 0 4148 Omnicom Group COM 681919106 298 3934 SH SOLE 0 0 3934 Vanguard Dividend Appreciation DIV APP ETF 921908844 286 3673 SH SOLE 0 0 3673 Norfolk Southern Corporation COM 655844108 251 2965 SH SOLE 0 0 2965 Intl Business Mach Corp. COM 459200101 405 2945 SH SOLE 0 0 2945 McDonald's Corporation COM 580135101 328 2774 SH SOLE 0 0 2774 United Health Group COM 91324P102 325 2759 SH SOLE 0 0 2759 United Parcel Service Inc. CL B 911312106 262 2723 SH SOLE 0 0 2723 NextEra Energy Inc. COM 65339F101 273 2625 SH SOLE 0 0 2625 Vanguard Healthcare ETF HEALTH CAR ETF 92204A504 339 2549 SH SOLE 0 0 2549 iShares Russell 2000 Value RUS 2000 VAL EFT 464287630 226 2461 SH SOLE 0 0 2461 Stryker Corp COM 863667101 228 2456 SH SOLE 0 0 2456 Kimberly-Clark Corp. COM 494368103 304 2385 SH SOLE 0 0 2385 Honeywell International Inc. COM 438516106 245 2364 SH SOLE 0 0 2364 Berkshire Hathaway B CL B NEW 84670702 306 2321 SH SOLE 0 0 2321 Blackrock Inc COM 09247X101 718 2108 SH SOLE 0 0 2108 Ameriprise Financial, Inc. COM 03076C106 223 2100 SH SOLE 0 0 2100 Time Warner Cable, Inc. COM 88732J207 370 1992 SH SOLE 0 0 1992