0001634553-15-000008.txt : 20151109 0001634553-15-000008.hdr.sgml : 20151109 20151105152546 ACCESSION NUMBER: 0001634553-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151105 DATE AS OF CHANGE: 20151105 EFFECTIVENESS DATE: 20151105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 151200290 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001634553 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 11-05-2015 0 99 184569 false INFORMATION TABLE 2 pbwm13f3q2015v2.xml Accenture LTD SHS CLASS A G1151C101 474 4826 SH SOLE 0 0 4826 AFLAC Inc COM 1055102 274 4709 SH SOLE 0 0 4709 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 2895 231988 SH SOLE 0 0 231988 Altria Group Inc. COM 02209S103 11460 210655 SH SOLE 0 0 210655 American Electric Power Co Inc. COM 25537101 538 9464 SH SOLE 0 0 9464 American Express Co. COM 25816109 535 7215 SH SOLE 0 0 7215 AmeriGas Partners LP UNIT L P INT 30975106 8336 200715 SH SOLE 0 0 200715 Ameriprise Financial, Inc. COM 03076C106 229 2100 SH SOLE 0 0 2100 Apple, Inc. COM 37833100 3778 34251 SH SOLE 0 0 34251 ARC NY Recovery REIT CALL 64976L109 10003 994335 SH SOLE 0 0 994335 AT&T, Inc. COM 00206R102 1637 50253 SH SOLE 0 0 50253 BB&T Corporation COM 54937107 244 6843 SH SOLE 0 0 6843 Berkshire Hathaway B CL B NEW 84670702 273 2091 SH SOLE 0 0 2091 Blackrock Inc COM 09247X101 578 1944 SH SOLE 0 0 1944 BlackRock MuniYield PA COM 09255G107 530 39050 SH SOLE 0 0 39050 Bristol-Myers Squibb Co. COM 110122108 679 11471 SH SOLE 0 0 11471 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 895 15093 SH SOLE 0 0 15093 Calamos Convertible & High Income Fd COM SHS 12811P108 2474 227636 SH SOLE 0 0 227636 Calamos Convertible Opprtnty Fund SH BEN INT 128117108 367 37079 SH SOLE 0 0 37079 Care Capital Properties Inc COM 141624106 694 21083 SH SOLE 0 0 21083 CBS Corporation CL B 124857202 254 6365 SH SOLE 0 0 6365 Chevron Corporation COM 166764100 907 11496 SH SOLE 0 0 11496 Coca-Cola Company COM 191216100 429 10693 SH SOLE 0 0 10693 Comcast Corp Cl A CL A 20030N101 546 9597 SH SOLE 0 0 9597 Customers Bancorp, Inc. COM 23204G100 7572 294637 SH SOLE 0 0 294637 Danaher Corp COM 235851102 2339 27455 SH SOLE 0 0 27455 DCP Midstream Partners LP COM UT LTD PTN 23311P100 1321 54637 SH SOLE 0 0 54637 Dentsply Intl Inc COM 249030107 2380 47055 SH SOLE 0 0 47055 Eaton Vance Enhanced Equity Income II COM 278277108 206 16300 SH SOLE 0 0 16300 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 1077 45297 SH SOLE 0 0 45297 Enterprise Products Partners LP COM 293792107 5036 202255 SH SOLE 0 0 202255 Exxon Mobil Corporation COM 30231G102 2014 27089 SH SOLE 0 0 27089 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 796 50877 SH SOLE 0 0 50877 Financial Sector Spdr Tr SBI INT_FINL 81369Y605 330 14548 SH SOLE 0 0 14548 General Electric Co. COM 369604103 998 39577 SH SOLE 0 0 39577 Gentex Corp COM 371901109 181 11694 SH SOLE 0 0 11694 Genuine Parts Company COM 372460105 489 5894 SH SOLE 0 0 5894 Intl Business Mach Corp. COM 459200101 426 2936 SH SOLE 0 0 2936 Ishares Barclays 1-3 Year Credit Bond 1-3 YR CR BD ETF 464288646 225 2144 SH SOLE 0 0 2144 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 17897 312231 SH SOLE 0 0 312231 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 1824 19609 SH SOLE 0 0 19609 iShares Russell 2000 RUSSELL 2000 464287655 509 4664 SH SOLE 0 0 4664 iShares Russell 2000 Value RUS 2000 VAL EFT 464287630 232 2576 SH SOLE 0 0 2576 iShares Russell Midcap RUSSELL MIDCAP 464287499 825 5301 SH SOLE 0 0 5301 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 613 6921 SH SOLE 0 0 6921 iShares Russell Midcap Value RUSSELL MCP VL 464287473 358 5339 SH SOLE 0 0 5339 iShares S&P 500 S&P 500 INDEX 464287200 1909 9904 SH SOLE 0 0 9904 Johnson & Johnson COM 478160104 2222 23804 SH SOLE 0 0 23804 JP Morgan Chase & Co. COM 46625H100 335 5501 SH SOLE 0 0 5501 Kimberly-Clark Corp. COM 494368103 221 2023 SH SOLE 0 0 2023 Kinder Morgan Inc. COM 49456B101 20320 734093 SH SOLE 0 0 734093 KKR & Co. LP COM UNITS 48248M102 302 18026 SH SOLE 0 0 18026 M & T Bank Corp COM 55261F104 607 4976 SH SOLE 0 0 4976 Magellan Midstream Partners LP COM UNIT RP LP 559080106 1924 32000 SH SOLE 0 0 32000 MarkWest Energy Partners L.P. UNIT LTD PARTN 570759100 7535 175594 SH SOLE 0 0 175594 McDonald's Corporation COM 580135101 217 2202 SH SOLE 0 0 2202 Merck & Co., Inc. COM 58933Y105 349 7072 SH SOLE 0 0 7072 Mercury General Corporation COM 589400100 355 7029 SH SOLE 0 0 7029 Microsoft Corp. COM 594918104 720 16272 SH SOLE 0 0 16272 National Penn Bank Shares COM 637138108 133 11318 SH SOLE 0 0 11318 NBT Bancorp Inc COM 628778102 877 32567 SH SOLE 0 0 32567 NextEra Energy Inc. COM 65339F101 256 2625 SH SOLE 0 0 2625 Omnicom Group COM 681919106 213 3232 SH SOLE 0 0 3232 Oracle Corp. COM 68389X105 323 8949 SH SOLE 0 0 8949 People's United Financial Inc. COM 712704105 731 46473 SH SOLE 0 0 46473 Pepsico, Inc. COM 713448108 3041 32253 SH SOLE 0 0 32253 Pfizer, Inc. COM 717081103 487 15495 SH SOLE 0 0 15495 Philip Morris International Inc. COM 718172109 1194 15057 SH SOLE 0 0 15057 Plains All Amer Pipeline LP UNIT LTD PARTN 726503105 324 10677 SH SOLE 0 0 10677 PNC Financial Services Group COM 693475105 994 11142 SH SOLE 0 0 11142 PowerShares Build America Bond BUILD AMER ETF 73937B407 433 14787 SH SOLE 0 0 14787 PowerShares Preferred AGG PFD PORT 73936T565 1375 94305 SH SOLE 0 0 94305 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 206 8945 SH SOLE 0 0 8945 PPG Industries Inc. COM 693506107 434 4950 SH SOLE 0 0 4950 Procter & Gamble Co. COM 742718109 3119 43358 SH SOLE 0 0 43358 Realty Income Corp. COM 756109104 3503 73922 SH SOLE 0 0 73922 Rite Aid Corporation COM 767754104 96 15850 SH SOLE 0 0 15850 Schwab Fundamental Emerg Mkts Lg Co ETF SCHWB FDT EMK LG 808524730 307 16120 SH SOLE 0 0 16120 Schwab Fundamental Intl Sm Co ETF SCHWB FDT INT SC 808524748 506 19829 SH SOLE 0 0 19829 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 347 6831 SH SOLE 0 0 6831 Schwab US Broad Market ETF US BRD MKT ETF 808524102 367 7903 SH SOLE 0 0 7903 Southern Company COM 842587107 202 4529 SH SOLE 0 0 4529 SPDR BarCap Convertible Securities BRC CNV SECS EFT 78464A359 255 5698 SH SOLE 0 0 5698 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 6766 93758 SH SOLE 0 0 93758 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 1322 32113 SH SOLE 0 0 32113 Target Corporation COM 87612E106 591 7516 SH SOLE 0 0 7516 Texas Instruments, Inc. COM 882508104 472 9533 SH SOLE 0 0 9533 Time Warner Cable, Inc. COM 88732J207 357 1992 SH SOLE 0 0 1992 United Health Group COM 91324P102 253 2180 SH SOLE 0 0 2180 United Parcel Service Inc. CL B 911312106 229 2325 SH SOLE 0 0 2325 United Technologies COM 913017109 688 7735 SH SOLE 0 0 7735 Vanguard Dividend Appreciation DIV APP ETF 921908844 337 4574 SH SOLE 0 0 4574 Vanguard Healthcare ETF HEALTH CAR ETF 92204A504 246 2010 SH SOLE 0 0 2010 Vanguard REIT REIT ETF 922908553 430 5696 SH SOLE 0 0 5696 Ventas Inc COM 92276F100 6113 109049 SH SOLE 0 0 109049 VEREIT, Inc. Cl A COM 92339V100 12022 1557250 SH SOLE 0 0 1557250 Verizon Communications, Inc. COM 92343V104 359 8260 SH SOLE 0 0 8260 Wells Fargo & Co. COM 949746101 283 5513 SH SOLE 0 0 5513 Zayo Group Holdings, Inc. COM 98919V105 685 27025 SH SOLE 0 0 27025