0001221073-21-000017.txt : 20210216 0001221073-21-000017.hdr.sgml : 20210216 20210216165354 ACCESSION NUMBER: 0001221073-21-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvicePeriod, LLC CENTRAL INDEX KEY: 0001634228 IRS NUMBER: 901031455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18755 FILM NUMBER: 21640193 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 2400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (424)281-3600 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 2400 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634228 XXXXXXXX 12-31-2020 12-31-2020 false AdvicePeriod, LLC

2121 AVENUE OF THE STARS, SUITE 2400 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-18755 N JONATHAN STRAUB 424-281-3600 /s/JONATHAN STRAUB LOS ANGELES CA 02-10-2021 0 91 1302443 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 21113 1006816 SH SOLE 1006816 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 322 11486 SH SOLE 11486 0 0 ISHARES INC CORE MSCI EMKT 46434G103 36506 588424 SH SOLE 588424 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 11923 138033 SH SOLE 138033 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 187 1407 SH DFND 1407 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 1025 7710 SH SOLE 7710 0 0 ISHARES TR CALIF MUN BD ETF 464288356 6543 104134 SH SOLE 104134 0 0 ISHARES TR CORE MSCI EAFE 46432F842 28117 406964 SH SOLE 406964 0 0 ISHARES TR CORE MSCI INTL 46435G326 12228 198410 SH SOLE 198410 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2337 34783 SH SOLE 34783 0 0 ISHARES TR CORE S&P SCP ETF 464287804 13183 143453 SH SOLE 143453 0 0 ISHARES TR CORE S&P SCP ETF 464287804 220 2392 SH DFND 2392 0 0 ISHARES TR CORE S&P TTL STK 464287150 31004 359596 SH SOLE 359596 0 0 ISHARES TR CORE S&P TTL STK 464287150 269 3117 SH DFND 3117 0 0 ISHARES TR CORE S&P500 ETF 464287200 42126 112220 SH SOLE 112220 0 0 ISHARES TR CORE US AGGBD ET 464287226 7697 65127 SH SOLE 65127 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1338 13264 SH SOLE 13264 0 0 ISHARES TR EAFE SML CP ETF 464288273 1408 20594 SH SOLE 20594 0 0 ISHARES TR EAFE VALUE ETF 464288877 347 7347 SH SOLE 7347 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 1112 12928 SH SOLE 12928 0 0 ISHARES TR GLB INFRASTR ETF 464288372 11143 254920 SH SOLE 254920 0 0 ISHARES TR GLOBAL TECH ETF 464287291 261 868 SH SOLE 868 0 0 ISHARES TR GOV/CRED BD ETF 464288596 380 3021 SH SOLE 3021 0 0 ISHARES TR IBOXX HI YD ETF 464288513 530 6066 SH SOLE 6066 0 0 ISHARES TR IBOXX INV CP ETF 464287242 7055 51078 SH SOLE 51078 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 353 6399 SH SOLE 6399 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 3316 53671 SH SOLE 53671 0 0 ISHARES TR JPMORGAN USD EMG 464288281 5889 50810 SH SOLE 50810 0 0 ISHARES TR MSCI ACWI ETF 464288257 2349 25895 SH SOLE 25895 0 0 ISHARES TR MSCI EAFE ETF 464287465 11353 155606 SH SOLE 155606 0 0 ISHARES TR NATIONAL MUN ETF 464288414 28288 241368 SH SOLE 241368 0 0 ISHARES TR RUS 1000 ETF 464287622 17913 84560 SH SOLE 84560 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 6964 28882 SH SOLE 28882 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 4138 30262 SH SOLE 30262 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2067 7210 SH SOLE 7210 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 7986 60613 SH SOLE 60613 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1520 14812 SH SOLE 14812 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 6885 71010 SH SOLE 71010 0 0 ISHARES TR RUS MID CAP ETF 464287499 4811 70187 SH SOLE 70187 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6040 30805 SH SOLE 30805 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 473 2413 SH DFND 2413 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 410 1836 SH SOLE 1836 0 0 ISHARES TR S&P 500 VAL ETF 464287408 14407 112538 SH SOLE 112538 0 0 ISHARES TR S&P MC 400GR ETF 464287606 298 4123 SH SOLE 4123 0 0 ISHARES TR S&P MC 400VL ETF 464287705 412 4777 SH SOLE 4777 0 0 ISHARES TR SHORT TREAS BD 464288679 2393 21650 SH SOLE 21650 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 14069 130133 SH SOLE 130133 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1638 20148 SH SOLE 20148 0 0 ISHARES TR TIPS BD ETF 464287176 589 4612 SH SOLE 4612 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 680 13657 SH SOLE 13657 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 17032 183436 SH SOLE 183436 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 21429 258491 SH SOLE 258491 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 36949 631065 SH SOLE 631065 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 26034 158088 SH SOLE 158088 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 10457 41276 SH SOLE 41276 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2354 13397 SH SOLE 13397 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 619 2917 SH SOLE 2917 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 14684 123435 SH SOLE 123435 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 59 500 SH DFND 500 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 6236 30157 SH SOLE 30157 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 13470 158603 SH SOLE 158603 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1199 3489 SH DFND 3489 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 126946 369361 SH SOLE 369361 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 17907 125917 SH SOLE 125917 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 57 400 SH DFND 400 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 5007 25718 SH SOLE 25718 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1229 4593 SH SOLE 4593 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 106661 547989 SH SOLE 547989 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 136 700 SH DFND 700 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 27450 230753 SH SOLE 230753 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2396 41048 SH SOLE 41048 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 146494 2923447 SH SOLE 2923447 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 640 11791 SH SOLE 11791 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 7943 85796 SH SOLE 85796 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3121 61084 SH SOLE 61084 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 8070 146225 SH SOLE 146225 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 396 5706 SH SOLE 5706 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 45791 471397 SH SOLE 471397 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 46076 747993 SH SOLE 747993 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1061 12742 SH SOLE 12742 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 1075 6138 SH SOLE 6138 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10484 74263 SH SOLE 74263 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 231 1636 SH DFND 1636 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 385 6402 SH DFND 6402 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 9538 158542 SH SOLE 158542 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 301 6375 SH DFND 6375 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 177120 3751754 SH SOLE 3751754 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 20413 248030 SH SOLE 248030 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 389 4256 SH SOLE 4256 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 624 2788 SH SOLE 2788 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 365 1033 SH SOLE 1033 0 0