FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/13/2015 |
3. Issuer Name and Ticker or Trading Symbol
LIFELOCK, INC. [ LOCK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 926 | D | |
Common Stock | 4,738(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | (2) | 02/10/2021 | Common Stock | 14,159 | $3.79 | D | |
Non-Qualified Stock Option (Right to Buy) | (3) | 03/29/2022 | Common Stock | 21,500 | $5.2 | D | |
Non-Qulified Stock Option (Right to Buy) | (4) | 02/22/2023 | Common Stock | 48,000 | $11.05 | D | |
Non-Qulified Stock Option (Right to Buy) | (5) | 03/24/2024 | Common Stock | 26,250 | $18.73 | D |
Explanation of Responses: |
1. On March 24, 2014, Mr. Robbins received an award of 5,833 restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest quarterly over a four-year period. On each of June 24, 2014, September 24, 2014, and December 24, 2014, 1/16th of the restricted stock units vested and, accordingly, 365 shares of the Issuer's common stock were delivered to Mr. Robbins. |
2. On February 10, 2011, Mr. Robbins received an award of 50,000 stock options. 25% of the total number of shares underlying this option vested on January 17, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the 17th day of each month thereafter for a period of 36 months. |
3. On March 29, 2012, Mr. Robbins received an award of 27,500 stock options. 291 shares underlying this option vested on the twenty-ninth day of each month, beginning on April 29, 2012, for a period of 35 months; 1,332 shares underlying this option vest on the twenty-ninth day of each month, beginning on March 29, 2015, for a period of 12 months; and 1,331 shares underlying this option vest on March 29, 2016. |
4. On February 22, 2013, Mr. Robbins received an award of 50,000 stock options. 1/48 of the total number of shares underlying this option vest on each monthly anniversary of the date of grant for a period of 48 months. |
5. On March 24, 2014, Mr. Robbins received an award of 26,250 stock options. 1/48 of the total number of shares underlying this option vest on each monthly anniversary of the date of grant for a period of 48 months. |
Remarks: |
Nicholas W. Robbins | 02/19/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |