0001634047-17-000011.txt : 20170510
0001634047-17-000011.hdr.sgml : 20170510
20170510144626
ACCESSION NUMBER: 0001634047-17-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
EFFECTIVENESS DATE: 20170510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vident Investment Advisory, LLC
CENTRAL INDEX KEY: 0001634047
IRS NUMBER: 471618011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16741
FILM NUMBER: 17829778
BUSINESS ADDRESS:
STREET 1: 300 COLONIAL CENTER PARKWAY
STREET 2: SUITE 330
CITY: ROSWELL
STATE: GA
ZIP: 30076
BUSINESS PHONE: 404-487-1961
MAIL ADDRESS:
STREET 1: 300 COLONIAL CENTER PARKWAY
STREET 2: SUITE 330
CITY: ROSWELL
STATE: GA
ZIP: 30076
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001634047
XXXXXXXX
03-31-2017
03-31-2017
false
Vident Investment Advisory, LLC
300 Colonial Center Parkway
Suite 330
Roswell
GA
30076
13F COMBINATION REPORT
028-16741
0001457320
EXCHANGE TRADED CONCEPTS, LLC
0001672826
OSI ETF Trust
0001632494
Amplify Investments, LLC
N
Anne Czizek
Chief Compliance Officer
415-463-1013
/s/ Anne Czizek
San Francisco
CA
05-10-2017
3
453
1006820
1
0001457320
EXCHANGE TRADED CONCEPTS, LLC
2
0001672826
OSI ETF Trust
3
0001632494
Amplify Investments, LLC
INFORMATION TABLE
2
infotable.xml
ALCOA CORP
COM
013872106
2298
66806
SH
DFND
1
0
66806
0
AMERICAN AIRLS GROUP INC
COM
02376R102
2206
52152
SH
DFND
1
0
52152
0
AARONS INC
COM PAR $0.50
002535300
2330
78338
SH
DFND
1
0
78338
0
APPLE INC
COM
037833100
4411
30706
SH
DFND
1
0
30706
0
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
1282
232641
SH
DFND
1
0
232641
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2650
57563
SH
DFND
1
0
57563
0
ADURO BIOTECH INC
COM
00739L101
850
79046
SH
DFND
1
0
79046
0
AUTODESK INC
COM
052769106
4305
49789
SH
DFND
1
0
49789
0
ADVAXIS INC
COM NEW
007624208
890
108941
SH
DFND
1
0
108941
0
AMEREN CORP
COM
023608102
2219
40654
SH
DFND
1
0
40654
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
129
9205
SH
DFND
2
0
9205
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
1780
126853
SH
DFND
1
0
126853
0
AETNA INC NEW
COM
00817Y108
2769
21713
SH
DFND
1
0
21713
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
78
821
SH
DFND
2
0
821
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
2560
26830
SH
DFND
1
0
26830
0
AGENUS INC
COM NEW
00847G705
763
202450
SH
DFND
1
0
202450
0
ALLERGAN PLC
SHS
G0177J108
307
1284
SH
DFND
1
0
1284
0
AGILYSYS INC
COM
00847J105
313
33131
SH
DFND
1
0
33131
0
ALASKA AIR GROUP INC
COM
011659109
2331
25276
SH
DFND
1
0
25276
0
ALLSTATE CORP
COM
020002101
2752
33767
SH
DFND
1
0
33767
0
APPLIED MATLS INC
COM
038222105
2786
71608
SH
DFND
1
0
71608
0
AMBARELLA INC
SHS
G037AX101
4039
73827
SH
DFND
1
0
73827
0
AMGEN INC
COM
031162100
1119
6821
SH
DFND
1
0
6821
0
AMKOR TECHNOLOGY INC
COM
031652100
2889
249293
SH
DFND
1
0
249293
0
AMERICAN TOWER CORP NEW
COM
03027X100
423
2031
SH
DFND
1
0
2031
0
TD AMERITRADE HLDG CORP
COM
87236Y108
2127
54727
SH
DFND
1
0
54727
0
AMAZON COM INC
COM
023135106
1646
1857
SH
DFND
1
0
1857
0
ANGIES LIST INC
COM
034754101
313
54993
SH
DFND
1
0
54993
0
ANTHEM INC
COM
036752103
2781
16814
SH
DFND
1
0
16814
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
6597
798702
SH
DFND
3
0
798702
0
ACCURAY INC
COM
004397105
7377
1553111
SH
DFND
1
0
1553111
0
ARES CAP CORP
COM
04010L103
298
17145
SH
DFND
1
0
17145
0
ARROW ELECTRS INC
COM
042735100
2444
33298
SH
DFND
1
0
33298
0
ATARA BIOTHERAPEUTICS INC
COM
046513107
1144
55665
SH
DFND
1
0
55665
0
ATRICURE INC
COM
04963C209
323
16881
SH
DFND
1
0
16881
0
ATWOOD OCEANICS INC
COM
050095108
1693
177608
SH
DFND
1
0
177608
0
AEROVIRONMENT INC
COM
008073108
7308
260720
SH
DFND
1
0
260720
0
AVNET INC
COM
053807103
2401
52461
SH
DFND
1
0
52461
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
4165
331093
SH
DFND
3
0
331093
0
ANIXTER INTL INC
COM
035290105
910
11480
SH
DFND
1
0
11480
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
2227
118568
SH
DFND
1
0
118568
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1027
32986
SH
DFND
1
0
32986
0
BANK AMER CORP
COM
060505104
3104
131569
SH
DFND
1
0
131569
0
CREDICORP LTD
COM
G2519Y108
2724
16684
SH
DFND
1
0
16684
0
BAXTER INTL INC
COM
071813109
314
6052
SH
DFND
1
0
6052
0
BED BATH & BEYOND INC
COM
075896100
1959
49633
SH
DFND
1
0
49633
0
BEST BUY INC
COM
086516101
2779
56546
SH
DFND
1
0
56546
0
FRANKLIN RES INC
COM
354613101
2415
57314
SH
DFND
1
0
57314
0
BUNGE LIMITED
COM
G16962105
2949
37201
SH
DFND
1
0
37201
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
6340
400241
SH
DFND
3
0
400241
0
BEIGENE LTD
SPONSORED ADR
07725L102
1089
29746
SH
DFND
1
0
29746
0
BENCHMARK ELECTRS INC
COM
08160H101
2145
67458
SH
DFND
1
0
67458
0
BAIDU INC
SPON ADR REP A
056752108
304
1761
SH
DFND
1
0
1761
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
6364
367635
SH
DFND
3
0
367635
0
BELLICUM PHARMACEUTICALS INC
COM
079481107
698
56585
SH
DFND
1
0
56585
0
BLUEBIRD BIO INC
COM
09609G100
1133
12461
SH
DFND
1
0
12461
0
BMC STK HLDGS INC
COM
05591B109
340
15065
SH
DFND
1
0
15065
0
BRISTOL MYERS SQUIBB CO
COM
110122108
826
15192
SH
DFND
1
0
15192
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
400
32034
SH
DFND
2
0
32034
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3887
23321
SH
DFND
1
0
23321
0
BROOKS AUTOMATION INC
COM
114340102
204
9108
SH
DFND
2
0
9108
0
BROOKS AUTOMATION INC
COM
114340102
4014
179197
SH
DFND
1
0
179197
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
6080
462044
SH
DFND
3
0
462044
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
306
2791
SH
DFND
1
0
2791
0
BORGWARNER INC
COM
099724106
2619
62659
SH
DFND
1
0
62659
0
BUFFALO WILD WINGS INC
COM
119848109
297
1945
SH
DFND
1
0
1945
0
CA INC
COM
12673P105
2285
72039
SH
DFND
1
0
72039
0
CONAGRA BRANDS INC
COM
205887102
3179
78809
SH
DFND
1
0
78809
0
CARDINAL HEALTH INC
COM
14149Y108
2839
34812
SH
DFND
1
0
34812
0
CALERES INC
COM
129500104
1527
57788
SH
DFND
1
0
57788
0
CASEYS GEN STORES INC
COM
147528103
1915
17063
SH
DFND
1
0
17063
0
CARDTRONICS PLC
SHS CL A
G1991C105
2061
44092
SH
DFND
1
0
44092
0
CAMBREX CORP
COM
132011107
2083
37832
SH
DFND
1
0
37832
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
273
1715
SH
DFND
2
0
1715
0
CABOT CORP
COM
127055101
176
2940
SH
DFND
2
0
2940
0
CABOT CORP
COM
127055101
188
3131
SH
DFND
1
0
3131
0
CHEMOURS CO
COM
163851108
345
8958
SH
DFND
1
0
8958
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
2648
44943
SH
DFND
1
0
44943
0
CDK GLOBAL INC
COM
12508E101
298
4583
SH
DFND
1
0
4583
0
CDW CORP
COM
12514G108
296
5133
SH
DFND
1
0
5133
0
CELANESE CORP DEL
COM SER A
150870103
309
3434
SH
DFND
1
0
3434
0
COMPUGEN LTD
ORD
M25722105
648
150614
SH
DFND
1
0
150614
0
COGNEX CORP
COM
192422103
7297
86917
SH
DFND
1
0
86917
0
CHEMED CORP NEW
COM
16359R103
2550
13956
SH
DFND
1
0
13956
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
6481
589199
SH
DFND
3
0
589199
0
CHICOS FAS INC
COM
168615102
105
7411
SH
DFND
2
0
7411
0
CHICOS FAS INC
COM
168615102
2593
182619
SH
DFND
1
0
182619
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1545
4719
SH
DFND
1
0
4719
0
CIT GROUP INC
COM NEW
125581801
437
10170
SH
DFND
1
0
10170
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
852
236055
SH
DFND
1
0
236055
0
CELLECTIS S A
SPONSORED ADS
15117K103
1224
50994
SH
DFND
1
0
50994
0
CLEARWATER PAPER CORP
COM
18538R103
978
17464
SH
DFND
1
0
17464
0
COMMERCIAL METALS CO
COM
201723103
2173
113599
SH
DFND
1
0
113599
0
COMCAST CORP NEW
CL A
20030N101
323
8583
SH
DFND
1
0
8583
0
CINEMARK HOLDINGS INC
COM
17243V102
200
4512
SH
DFND
2
0
4512
0
CNO FINL GROUP INC
COM
12621E103
2192
106905
SH
DFND
1
0
106905
0
CAPITAL ONE FINL CORP
COM
14040H105
2554
29467
SH
DFND
1
0
29467
0
COSTCO WHSL CORP NEW
COM
22160K105
2416
14408
SH
DFND
1
0
14408
0
COOPER STD HLDGS INC
COM
21676P103
2561
23087
SH
DFND
1
0
23087
0
CURIS INC
COM
231269101
845
303908
SH
DFND
1
0
303908
0
CISCO SYS INC
COM
17275R102
2820
83433
SH
DFND
1
0
83433
0
CSG SYS INTL INC
COM
126349109
75
1981
SH
DFND
2
0
1981
0
CSG SYS INTL INC
COM
126349109
1416
37459
SH
DFND
1
0
37459
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
6513
583583
SH
DFND
3
0
583583
0
COOPER TIRE & RUBR CO
COM
216831107
3014
67970
SH
DFND
1
0
67970
0
CENTURYLINK INC
COM
156700106
2334
99003
SH
DFND
1
0
99003
0
CYTOMX THERAPEUTICS INC
COM
23284F105
1311
75924
SH
DFND
1
0
75924
0
CONVERGYS CORP
COM
212485106
2015
95249
SH
DFND
1
0
95249
0
CVR ENERGY INC
COM
12662P108
1987
98967
SH
DFND
1
0
98967
0
CVS HEALTH CORP
COM
126650100
2544
32405
SH
DFND
1
0
32405
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2329
50671
SH
DFND
1
0
50671
0
DANA INCORPORATED
COM
235825205
2394
123990
SH
DFND
1
0
123990
0
DARLING INGREDIENTS INC
COM
237266101
2932
201952
SH
DFND
1
0
201952
0
DONALDSON INC
COM
257651109
232
5095
SH
DFND
2
0
5095
0
3-D SYS CORP DEL
COM NEW
88554D205
3988
266592
SH
DFND
1
0
266592
0
DILLARDS INC
CL A
254067101
2236
42805
SH
DFND
1
0
42805
0
DEERE & CO
COM
244199105
4004
36784
SH
DFND
1
0
36784
0
DIGITALGLOBE INC
COM NEW
25389M877
1714
52326
SH
DFND
1
0
52326
0
QUEST DIAGNOSTICS INC
COM
74834L100
2429
24738
SH
DFND
1
0
24738
0
DISNEY WALT CO
COM DISNEY
254687106
332
2931
SH
DFND
1
0
2931
0
DICKS SPORTING GOODS INC
COM
253393102
2125
43680
SH
DFND
1
0
43680
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
1530
91532
SH
DFND
1
0
91532
0
AMDOCS LTD
SHS
G02602103
2335
38291
SH
DFND
1
0
38291
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
38
3408
SH
DFND
2
0
3408
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
2264
203050
SH
DFND
1
0
203050
0
DARDEN RESTAURANTS INC
COM
237194105
2889
34533
SH
DFND
1
0
34533
0
DRIL-QUIP INC
COM
262037104
2063
37820
SH
DFND
1
0
37820
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
6656
331656
SH
DFND
3
0
331656
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
1340
116316
SH
DFND
3
0
116316
0
DSW INC
CL A
23334L102
95
4585
SH
DFND
2
0
4585
0
DSW INC
CL A
23334L102
794
38387
SH
DFND
1
0
38387
0
DEVRY ED GROUP INC
COM
251893103
2623
73994
SH
DFND
1
0
73994
0
DAVITA INC
COM
23918K108
2015
29641
SH
DFND
1
0
29641
0
DYCOM INDS INC
COM
267475101
343
3690
SH
DFND
1
0
3690
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
6118
728383
SH
DFND
3
0
728383
0
MORGAN STANLEY EM MKTS DM DE
COM
617477104
6465
852928
SH
DFND
3
0
852928
0
EMCOR GROUP INC
COM
29084Q100
2163
34366
SH
DFND
1
0
34366
0
EP ENERGY CORP
CL A
268785102
1994
419792
SH
DFND
1
0
419792
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
4904
367859
SH
DFND
3
0
367859
0
ELBIT SYS LTD
ORD
M3760D101
4363
38206
SH
DFND
1
0
38206
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2449
37163
SH
DFND
1
0
37163
0
E TRADE FINANCIAL CORP
COM NEW
269246401
2262
64830
SH
DFND
1
0
64830
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
6713
428405
SH
DFND
3
0
428405
0
EVERCORE PARTNERS INC
CLASS A
29977A105
32
416
SH
DFND
2
0
416
0
EVERCORE PARTNERS INC
CLASS A
29977A105
2450
31454
SH
DFND
1
0
31454
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
5096
368457
SH
DFND
3
0
368457
0
EXELON CORP
COM
30161N101
2614
72643
SH
DFND
1
0
72643
0
EXPRESS INC
COM
30219E103
1125
123542
SH
DFND
1
0
123542
0
FORD MTR CO DEL
COM PAR $0.01
345370860
142
12168
SH
DFND
1
0
12168
0
FIRST AMERN FINL CORP
COM
31847R102
62
1567
SH
DFND
2
0
1567
0
FIRST AMERN FINL CORP
COM
31847R102
2072
52753
SH
DFND
1
0
52753
0
FARO TECHNOLOGIES INC
COM
311642102
7383
206508
SH
DFND
1
0
206508
0
FACEBOOK INC
CL A
30303M102
476
1976
SH
DFND
1
0
1976
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
2915
266924
SH
DFND
1
0
266924
0
FREEPORT-MCMORAN INC
CL B
35671D857
147
11016
SH
DFND
1
0
11016
0
FRESH DEL MONTE PRODUCE INC
ORD
G36738105
2373
40057
SH
DFND
1
0
40057
0
FIRSTENERGY CORP
COM
337932107
439
13812
SH
DFND
1
0
13812
0
FIFTH THIRD BANCORP
COM
316773100
1860
73224
SH
DFND
1
0
73224
0
COMFORT SYS USA INC
COM
199908104
479
13070
SH
DFND
1
0
13070
0
FOOT LOCKER INC
COM
344849104
2618
34989
SH
DFND
1
0
34989
0
FLEX LTD
ORD
Y2573F102
3301
196475
SH
DFND
1
0
196475
0
FLIR SYS INC
COM
302445101
173
4782
SH
DFND
2
0
4782
0
FLIR SYS INC
COM
302445101
4027
110987
SH
DFND
1
0
110987
0
SPX FLOW INC
COM
78469X107
861
24798
SH
DFND
1
0
24798
0
FINISAR CORP
COM NEW
31787A507
2206
80680
SH
DFND
1
0
80680
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
5774
248464
SH
DFND
3
0
248464
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
2338
64669
SH
DFND
1
0
64669
0
FIRST TR HIGH INCOME L/S FD
COM
33738E109
2644
158724
SH
DFND
3
0
158724
0
TECHNIPFMC PLC
COM
G87110105
3988
122697
SH
DFND
1
0
122697
0
GREENBRIER COS INC
COM
393657101
2233
51810
SH
DFND
1
0
51810
0
GANNETT CO INC
COM
36473H104
36
4245
SH
DFND
2
0
4245
0
GANNETT CO INC
COM
36473H104
1062
126683
SH
DFND
1
0
126683
0
GENESCO INC
COM
371532102
1855
33449
SH
DFND
1
0
33449
0
GENERAL DYNAMICS CORP
COM
369550108
329
1758
SH
DFND
1
0
1758
0
GREEN DOT CORP
CL A
39304D102
2119
63513
SH
DFND
1
0
63513
0
GUESS INC
COM
401617105
41
3703
SH
DFND
2
0
3703
0
GUESS INC
COM
401617105
1244
111556
SH
DFND
1
0
111556
0
GRACO INC
COM
384109104
250
2654
SH
DFND
2
0
2654
0
GRAHAM HLDGS CO
COM
384637104
2488
4150
SH
DFND
1
0
4150
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
6115
410705
SH
DFND
3
0
410705
0
GILEAD SCIENCES INC
COM
375558103
2456
36163
SH
DFND
1
0
36163
0
GAMING & LEISURE PPTYS INC
COM
36467J108
201
6028
SH
DFND
2
0
6028
0
CORNING INC
COM
219350105
2627
97303
SH
DFND
1
0
97303
0
GENERAL MTRS CO
COM
37045V100
2716
76802
SH
DFND
1
0
76802
0
GAMESTOP CORP NEW
CL A
36467W109
126
5586
SH
DFND
2
0
5586
0
GAMESTOP CORP NEW
CL A
36467W109
1577
69954
SH
DFND
1
0
69954
0
ALPHABET INC
CAP STK CL A
02079K305
354
417
SH
DFND
1
0
417
0
GOLDMAN SACHS GROUP INC
COM
38141G104
392
824
SH
DFND
1
0
824
0
GOODYEAR TIRE & RUBR CO
COM
382550101
2620
72770
SH
DFND
1
0
72770
0
GRAN TIERRA ENERGY INC
COM
38500T101
311
117631
SH
DFND
1
0
117631
0
HAWAIIAN HOLDINGS INC
COM
419879101
2137
46000
SH
DFND
1
0
46000
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
326
8039
SH
DFND
1
0
8039
0
HCA HOLDINGS INC
COM
40412C101
2571
28886
SH
DFND
1
0
28886
0
HEALTHCARE SVCS GRP INC
COM
421906108
508
11792
SH
DFND
2
0
11792
0
HOME DEPOT INC
COM
437076102
329
2239
SH
DFND
1
0
2239
0
HOLLYFRONTIER CORP
COM
436106108
2313
81618
SH
DFND
1
0
81618
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
2544
52923
SH
DFND
1
0
52923
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
3225
639938
SH
DFND
3
0
639938
0
WESTERN ASSET HIGH INCM FD I
COM
95766J102
4522
626384
SH
DFND
3
0
626384
0
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
4004
515376
SH
DFND
1
0
515376
0
HOLLYSYS AUTOMATION TECHNOLO
SHS
G45667105
7387
436299
SH
DFND
1
0
436299
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
2687
113385
SH
DFND
1
0
113385
0
HP INC
COM
40434L105
3078
172149
SH
DFND
1
0
172149
0
HOST HOTELS & RESORTS INC
COM
44107P104
2572
137858
SH
DFND
1
0
137858
0
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
5684
230766
SH
DFND
3
0
230766
0
HUBBELL INC
COM
443510607
276
2295
SH
DFND
2
0
2295
0
HUNTSMAN CORP
COM
447011107
2791
113731
SH
DFND
1
0
113731
0
HALYARD HEALTH INC
COM
40650V100
2438
64015
SH
DFND
1
0
64015
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
6169
564950
SH
DFND
3
0
564950
0
ICON PLC
SHS
G4705A100
785
9845
SH
DFND
1
0
9845
0
IES HLDGS INC
COM
44951W106
289
15957
SH
DFND
1
0
15957
0
IDEX CORP
COM
45167R104
304
3252
SH
DFND
1
0
3252
0
IMMERSION CORP
COM
452521107
4065
469409
SH
DFND
1
0
469409
0
INCYTE CORP
COM
45337C102
1227
7729
SH
DFND
1
0
7729
0
INGREDION INC
COM
457187102
1975
16397
SH
DFND
1
0
16397
0
SUMMIT HOTEL PPTYS
COM
866082100
1761
110174
SH
DFND
1
0
110174
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
843
127375
SH
DFND
1
0
127375
0
INTEL CORP
COM
458140100
2505
69450
SH
DFND
1
0
69450
0
INNOSPEC INC
COM
45768S105
1349
20829
SH
DFND
1
0
20829
0
IPG PHOTONICS CORP
COM
44980X109
4050
33554
SH
DFND
1
0
33554
0
IROBOT CORP
COM
462726100
7327
110781
SH
DFND
1
0
110781
0
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
3458
224851
SH
DFND
3
0
224851
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
7337
9572
SH
DFND
1
0
9572
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
325
2240
SH
DFND
1
0
2240
0
JABIL CIRCUIT INC
COM
466313103
2948
101942
SH
DFND
1
0
101942
0
JETBLUE AIRWAYS CORP
COM
477143101
2368
114900
SH
DFND
1
0
114900
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
4017
45672
SH
DFND
1
0
45672
0
JACOBS ENGR GROUP INC DEL
COM
469814107
2488
45011
SH
DFND
1
0
45011
0
HENRY JACK & ASSOC INC
COM
426281101
207
2228
SH
DFND
2
0
2228
0
JUNIPER NETWORKS INC
COM
48203R104
2570
92359
SH
DFND
1
0
92359
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
2285
232892
SH
DFND
3
0
232892
0
NUVEEN PREFERRED SECURITIES
COM
67072C105
3019
316493
SH
DFND
3
0
316493
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
1916
220445
SH
DFND
3
0
220445
0
JUNO THERAPEUTICS INC
COM
48205A109
1051
47376
SH
DFND
1
0
47376
0
KAR AUCTION SVCS INC
COM
48238T109
236
5394
SH
DFND
2
0
5394
0
KCG HLDGS INC
CL A
48244B100
1459
81801
SH
DFND
1
0
81801
0
KITE PHARMA INC
COM
49803L109
1410
17960
SH
DFND
1
0
17960
0
KROGER CO
COM
501044101
2260
76637
SH
DFND
1
0
76637
0
KOHLS CORP
COM
500255104
2398
60229
SH
DFND
1
0
60229
0
LOEWS CORP
COM
540424108
2545
54423
SH
DFND
1
0
54423
0
LION BIOTECHNOLOGIES INC
COM
53619R102
935
125536
SH
DFND
1
0
125536
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
294
8379
SH
DFND
1
0
8379
0
LEIDOS HLDGS INC
COM
525327102
602
11776
SH
DFND
2
0
11776
0
LEAR CORP
COM NEW
521865204
2516
17773
SH
DFND
1
0
17773
0
LINCOLN ELEC HLDGS INC
COM
533900106
238
2740
SH
DFND
2
0
2740
0
LINCOLN ELEC HLDGS INC
COM
533900106
4010
46166
SH
DFND
1
0
46166
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
61
2103
SH
DFND
2
0
2103
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
2218
76598
SH
DFND
1
0
76598
0
LILLY ELI & CO
COM
532457108
319
3789
SH
DFND
1
0
3789
0
LINCOLN NATL CORP IND
COM
534187109
2286
34935
SH
DFND
1
0
34935
0
LOGMEIN INC
COM
54142L109
314
3222
SH
DFND
1
0
3222
0
LPL FINL HLDGS INC
COM
50212V100
44
1105
SH
DFND
2
0
1105
0
LPL FINL HLDGS INC
COM
50212V100
2436
61168
SH
DFND
1
0
61168
0
LIFEPOINT HEALTH INC
COM
53219L109
2642
40330
SH
DFND
1
0
40330
0
LAM RESEARCH CORP
COM
512807108
2770
21581
SH
DFND
1
0
21581
0
SOUTHWEST AIRLS CO
COM
844741108
2422
45045
SH
DFND
1
0
45045
0
LA Z BOY INC
COM
505336107
38
1422
SH
DFND
2
0
1422
0
LA Z BOY INC
COM
505336107
2007
74346
SH
DFND
1
0
74346
0
MANPOWERGROUP INC
COM
56418H100
2612
25470
SH
DFND
1
0
25470
0
MBIA INC
COM
55262C100
248
29238
SH
DFND
1
0
29238
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
4009
65298
SH
DFND
1
0
65298
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
3258
295393
SH
DFND
1
0
295393
0
MICROCHIP TECHNOLOGY INC
COM
595017104
4032
54647
SH
DFND
1
0
54647
0
MCKESSON CORP
COM
58155Q103
2732
18425
SH
DFND
1
0
18425
0
MCDERMOTT INTL INC
COM
580037109
2022
299544
SH
DFND
1
0
299544
0
METHODE ELECTRS INC
COM
591520200
2174
47678
SH
DFND
1
0
47678
0
METLIFE INC
COM
59156R108
2432
46047
SH
DFND
1
0
46047
0
MANULIFE FINL CORP
COM
56501R106
2714
153179
SH
DFND
1
0
153179
0
MAGNA INTL INC
COM
559222401
5
112
SH
DFND
2
0
112
0
MAGNA INTL INC
COM
559222401
2717
63021
SH
DFND
1
0
63021
0
MAGELLAN HEALTH INC
COM NEW
559079207
2018
29218
SH
DFND
1
0
29218
0
MACROGENICS INC
COM
556099109
837
44983
SH
DFND
1
0
44983
0
MKS INSTRUMENT INC
COM
55306N104
218
3166
SH
DFND
2
0
3166
0
MKS INSTRUMENT INC
COM
55306N104
314
4571
SH
DFND
1
0
4571
0
MOLINA HEALTHCARE INC
COM
60855R100
1311
28740
SH
DFND
1
0
28740
0
MOSAIC CO NEW
COM
61945C103
1958
67094
SH
DFND
1
0
67094
0
MRC GLOBAL INC
COM
55345K103
2059
112332
SH
DFND
1
0
112332
0
MERCK & CO INC
COM
58933Y105
1061
16702
SH
DFND
1
0
16702
0
MICROSOFT CORP
COM
594918104
1368
20776
SH
DFND
1
0
20776
0
MSC INDL DIRECT INC
CL A
553530106
259
2523
SH
DFND
2
0
2523
0
VAIL RESORTS INC
COM
91879Q109
211
1100
SH
DFND
2
0
1100
0
MASTEC INC
COM
576323109
302
7532
SH
DFND
1
0
7532
0
MICRON TECHNOLOGY INC
COM
595112103
3123
108067
SH
DFND
1
0
108067
0
MYRIAD GENETICS INC
COM
62855J104
2927
152426
SH
DFND
1
0
152426
0
NATIONAL INSTRS CORP
COM
636518102
217
6661
SH
DFND
2
0
6661
0
NATIONAL INSTRS CORP
COM
636518102
4002
122924
SH
DFND
1
0
122924
0
ALLIANZGI CONV & INCOME FD
COM
018828103
1676
247963
SH
DFND
3
0
247963
0
NORDSON CORP
COM
655663102
4007
32620
SH
DFND
1
0
32620
0
NANTKWEST INC
COM
63016Q102
492
138691
SH
DFND
1
0
138691
0
NEWLINK GENETICS CORP
COM
651511107
1944
80649
SH
DFND
1
0
80649
0
ANNALY CAP MGMT INC
COM
035710409
133
11928
SH
DFND
1
0
11928
0
NORTHROP GRUMMAN CORP
COM
666807102
4003
16832
SH
DFND
1
0
16832
0
NATIONAL OILWELL VARCO INC
COM
637071101
2617
65277
SH
DFND
1
0
65277
0
NRG ENERGY INC
COM NEW
629377508
2757
147432
SH
DFND
1
0
147432
0
INSIGHT ENTERPRISES INC
COM
45765U103
1903
46308
SH
DFND
1
0
46308
0
NETAPP INC
COM
64110D104
2839
67831
SH
DFND
1
0
67831
0
NETGEAR INC
COM
64111Q104
2112
42631
SH
DFND
1
0
42631
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
4013
231853
SH
DFND
1
0
231853
0
NU SKIN ENTERPRISES INC
CL A
67018T105
2395
43120
SH
DFND
1
0
43120
0
NVIDIA CORP
COM
67066G104
4011
36826
SH
DFND
1
0
36826
0
NVR INC
COM
62944T105
335
159
SH
DFND
1
0
159
0
NOVARTIS A G
SPONSORED ADR
66987V109
925
12457
SH
DFND
1
0
12457
0
NEWS CORP NEW
CL A
65249B109
137
10507
SH
DFND
1
0
10507
0
NXP SEMICONDUCTORS N V
COM
N6596X109
327
3163
SH
DFND
1
0
3163
0
OWENS CORNING NEW
COM
690742101
2466
40180
SH
DFND
1
0
40180
0
OFFICE DEPOT INC
COM
676220106
2590
555290
SH
DFND
1
0
555290
0
OGE ENERGY CORP
COM
670837103
358
10233
SH
DFND
2
0
10233
0
OCEANEERING INTL INC
COM
675232102
138
5108
SH
DFND
2
0
5108
0
OCEANEERING INTL INC
COM
675232102
7257
267998
SH
DFND
1
0
267998
0
OWENS & MINOR INC NEW
COM
690732102
348
10057
SH
DFND
2
0
10057
0
OWENS & MINOR INC NEW
COM
690732102
2328
67297
SH
DFND
1
0
67297
0
ORACLE CORP
COM
68389X105
332
7451
SH
DFND
1
0
7451
0
OSHKOSH CORP
COM
688239201
2303
33576
SH
DFND
1
0
33576
0
PBF ENERGY INC
CL A
69318G106
2261
101974
SH
DFND
1
0
101974
0
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
6610
308293
SH
DFND
3
0
308293
0
PRINCIPAL FINL GROUP INC
COM
74251V102
2755
43655
SH
DFND
1
0
43655
0
PROCTER AND GAMBLE CO
COM
742718109
324
3608
SH
DFND
1
0
3608
0
PROGRESSIVE CORP OHIO
COM
743315103
2638
67327
SH
DFND
1
0
67327
0
PIPER JAFFRAY COS
COM
724078100
2076
32512
SH
DFND
1
0
32512
0
PACKAGING CORP AMER
COM
695156109
337
3676
SH
DFND
2
0
3676
0
CHILDRENS PL INC
COM
168905107
2961
24668
SH
DFND
1
0
24668
0
DOUGLAS DYNAMICS INC
COM
25960R105
278
9064
SH
DFND
1
0
9064
0
PLEXUS CORP
COM
729132100
2237
38707
SH
DFND
1
0
38707
0
PORTLAND GEN ELEC CO
COM NEW
736508847
94
2106
SH
DFND
2
0
2106
0
PORTLAND GEN ELEC CO
COM NEW
736508847
2230
50205
SH
DFND
1
0
50205
0
PERRIGO CO PLC
SHS
G97822103
241
3632
SH
DFND
1
0
3632
0
PRUDENTIAL FINL INC
COM
744320102
2553
23931
SH
DFND
1
0
23931
0
PHILLIPS 66
COM
718546104
2282
28808
SH
DFND
1
0
28808
0
QUANTA SVCS INC
COM
74762E102
2407
64853
SH
DFND
1
0
64853
0
QUALCOMM INC
COM
747525103
4139
72181
SH
DFND
1
0
72181
0
QIAGEN NV
SHS NEW
N72482123
4009
138375
SH
DFND
1
0
138375
0
RYDER SYS INC
COM
783549108
2368
31384
SH
DFND
1
0
31384
0
REYNOLDS AMERICAN INC
COM
761713106
318
5039
SH
DFND
1
0
5039
0
RAVEN INDS INC
COM
754212108
7214
248338
SH
DFND
1
0
248338
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
1913
122802
SH
DFND
1
0
122802
0
RADIAN GROUP INC
COM
750236101
2363
131588
SH
DFND
1
0
131588
0
RING ENERGY INC
COM
76680V108
267
24639
SH
DFND
1
0
24639
0
REVLON INC
CL A NEW
761525609
247
8879
SH
DFND
1
0
8879
0
REGIONS FINL CORP NEW
COM
7591EP100
2530
174137
SH
DFND
1
0
174137
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
2561
20171
SH
DFND
1
0
20171
0
TRANSOCEAN LTD
REG SHS
H8817H100
2342
188128
SH
DFND
1
0
188128
0
RLJ LODGING TR
COM
74965L101
82
3492
SH
DFND
2
0
3492
0
RLJ LODGING TR
COM
74965L101
2164
92055
SH
DFND
1
0
92055
0
ROGERS CORP
COM
775133101
1640
19101
SH
DFND
1
0
19101
0
ROCKWELL AUTOMATION INC
COM
773903109
7258
46613
SH
DFND
1
0
46613
0
RPM INTL INC
COM
749685103
308
5602
SH
DFND
2
0
5602
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
6193
503924
SH
DFND
3
0
503924
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
235
2932
SH
DFND
2
0
2932
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
2372
29642
SH
DFND
1
0
29642
0
SPRINT CORP
COM SER 1
85207U105
2374
273514
SH
DFND
1
0
273514
0
SANDERSON FARMS INC
COM
800013104
2767
26644
SH
DFND
1
0
26644
0
SANMINA CORPORATION
COM
801056102
2739
67461
SH
DFND
1
0
67461
0
ECHOSTAR CORP
CL A
278768106
1663
29205
SH
DFND
1
0
29205
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1136
47400
SH
DFND
1
0
47400
0
SPROUTS FMRS MKT INC
COM
85208M102
315
13608
SH
DFND
1
0
13608
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
37
2412
SH
DFND
2
0
2412
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
2437
158986
SH
DFND
1
0
158986
0
SELECTIVE INS GROUP INC
COM
816300107
2060
43691
SH
DFND
1
0
43691
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
426
7160
SH
DFND
2
0
7160
0
SKYWEST INC
COM
830879102
2535
74012
SH
DFND
1
0
74012
0
SUN LIFE FINL INC
COM
866796105
6
160
SH
DFND
2
0
160
0
SUN LIFE FINL INC
COM
866796105
2657
72842
SH
DFND
1
0
72842
0
SYNNEX CORP
COM
87162W100
2266
20246
SH
DFND
1
0
20246
0
SONOCO PRODS CO
COM
835495102
278
5246
SH
DFND
2
0
5246
0
SIMON PPTY GROUP INC NEW
COM
828806109
857
4979
SH
DFND
1
0
4979
0
STAPLES INC
COM
855030102
2287
260775
SH
DFND
1
0
260775
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
2353
40618
SH
DFND
1
0
40618
0
SPARTANNASH CO
COM
847215100
1340
38288
SH
DFND
1
0
38288
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
73414
311459
SH
DFND
1
0
311459
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
674
170534
SH
DFND
1
0
170534
0
STRATASYS LTD
SHS
M85548101
4018
196101
SH
DFND
1
0
196101
0
STEEL DYNAMICS INC
COM
858119100
2501
71939
SH
DFND
1
0
71939
0
STATE STR CORP
COM
857477103
2527
31736
SH
DFND
1
0
31736
0
CONSTELLATION BRANDS INC
CL A
21036P108
405
1428
SH
DFND
1
0
1428
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
1130
8000
SH
DFND
1
0
8000
0
SWIFT TRANSN CO
CL A
87074U101
1690
82269
SH
DFND
1
0
82269
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2634
26882
SH
DFND
1
0
26882
0
SOUTHWEST GAS HOLDINGS INC
COM
844895102
129
1550
SH
DFND
2
0
1550
0
SOUTHWEST GAS HOLDINGS INC
COM
844895102
2328
28081
SH
DFND
1
0
28081
0
SYKES ENTERPRISES INC
COM
871237103
1030
35035
SH
DFND
1
0
35035
0
SYSCO CORP
COM
871829107
304
5855
SH
DFND
1
0
5855
0
AT&T INC
COM
00206R102
2575
61971
SH
DFND
1
0
61971
0
TCF FINL CORP
COM
872275102
2154
126574
SH
DFND
1
0
126574
0
TERADATA CORP DEL
COM
88076W103
2609
83834
SH
DFND
1
0
83834
0
TRANSDIGM GROUP INC
COM
893641100
367
735
SH
DFND
1
0
735
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
2116
79820
SH
DFND
1
0
79820
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
3984
31501
SH
DFND
1
0
31501
0
TECH DATA CORP
COM
878237106
2679
28532
SH
DFND
1
0
28532
0
BIO TECHNE CORP
COM
09073M104
381
3744
SH
DFND
2
0
3744
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
3932
350147
SH
DFND
3
0
350147
0
TENNECO INC
COM
880349105
2254
36103
SH
DFND
1
0
36103
0
TERADYNE INC
COM
880770102
6764
217506
SH
DFND
1
0
217506
0
HANOVER INS GROUP INC
COM
410867105
49
542
SH
DFND
2
0
542
0
HANOVER INS GROUP INC
COM
410867105
2406
26711
SH
DFND
1
0
26711
0
TIMKEN CO
COM
887389104
114
2514
SH
DFND
2
0
2514
0
TIMKEN CO
COM
887389104
2494
55184
SH
DFND
1
0
55184
0
TORCHMARK CORP
COM
891027104
2499
32433
SH
DFND
1
0
32433
0
T MOBILE US INC
COM
872590104
2609
40396
SH
DFND
1
0
40396
0
TRIMBLE INC
COM
896239100
4013
125382
SH
DFND
1
0
125382
0
TRINITY INDS INC
COM
896522109
2257
85022
SH
DFND
1
0
85022
0
TRAVELERS COMPANIES INC
COM
89417E109
2262
18764
SH
DFND
1
0
18764
0
TENARIS S A
SPONSORED ADR
88031M109
311
9105
SH
DFND
1
0
9105
0
TRISTATE CAP HLDGS INC
COM
89678F100
299
12823
SH
DFND
1
0
12823
0
TRINSEO S A
SHS
L9340P101
2495
37180
SH
DFND
1
0
37180
0
TYSON FOODS INC
CL A
902494103
2557
41429
SH
DFND
1
0
41429
0
TESORO CORP
COM
881609101
2530
31212
SH
DFND
1
0
31212
0
TESARO INC
COM
881569107
351
978
SH
DFND
1
0
978
0
TATA MTRS LTD
SPONSORED ADR
876568502
2463
69080
SH
DFND
1
0
69080
0
TTM TECHNOLOGIES INC
COM
87305R109
2633
163230
SH
DFND
1
0
163230
0
TUPPERWARE BRANDS CORP
COM
899896104
229
3653
SH
DFND
2
0
3653
0
UNITED CONTL HLDGS INC
COM
910047109
2976
42133
SH
DFND
1
0
42133
0
UNIVERSAL FST PRODS INC
COM
913543104
251
2550
SH
DFND
1
0
2550
0
UGI CORP NEW
COM
902681105
2472
50046
SH
DFND
1
0
50046
0
UNITED NAT FOODS INC
COM
911163103
2251
52070
SH
DFND
1
0
52070
0
UNITEDHEALTH GROUP INC
COM
91324P102
2464
15022
SH
DFND
1
0
15022
0
UNUM GROUP
COM
91529Y106
2464
52540
SH
DFND
1
0
52540
0
UNIT CORP
COM
909218109
2109
87308
SH
DFND
1
0
87308
0
URBAN OUTFITTERS INC
COM
917047102
1799
75734
SH
DFND
1
0
75734
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
6336
1160464
SH
DFND
3
0
1160464
0
US BANCORP DEL
COM NEW
902973304
292
5671
SH
DFND
1
0
5671
0
US FOODS HLDG CORP
COM
912008109
305
10913
SH
DFND
1
0
10913
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
2363
17452
SH
DFND
1
0
17452
0
UNIVERSAL CORP VA
COM
913456109
57
808
SH
DFND
2
0
808
0
UNIVERSAL CORP VA
COM
913456109
2292
32402
SH
DFND
1
0
32402
0
VISA INC
COM CL A
92826C839
1047
9512
SH
DFND
1
0
9512
0
VARIAN MED SYS INC
COM
92220P105
4012
44028
SH
DFND
1
0
44028
0
VEREIT INC
COM
92339V100
136
15976
SH
DFND
1
0
15976
0
PROSHARES TR II
VIX SHORT TERM F
74347W262
340
25800
SH
DFND
1
0
25800
0
VALERO ENERGY CORP NEW
COM
91913Y100
2531
38184
SH
DFND
1
0
38184
0
VOYA FINL INC
COM
929089100
2223
58558
SH
DFND
1
0
58558
0
WELLCARE HEALTH PLANS INC
COM
94946T106
2358
16819
SH
DFND
1
0
16819
0
WERNER ENTERPRISES INC
COM
950755108
2352
89766
SH
DFND
1
0
89766
0
WELLS FARGO & CO NEW
COM
949746101
1010
14544
SH
DFND
1
0
14544
0
WAL-MART STORES INC
COM
931142103
2763
38333
SH
DFND
1
0
38333
0
WABASH NATL CORP
COM
929566107
2786
134674
SH
DFND
1
0
134674
0
BERKLEY W R CORP
COM
084423102
2662
37690
SH
DFND
1
0
37690
0
WESTROCK CO
COM
96145D105
2453
47143
SH
DFND
1
0
47143
0
WILLIAMS SONOMA INC
COM
969904101
244
4543
SH
DFND
2
0
4543
0
WATSCO INC
COM
942622200
238
1660
SH
DFND
2
0
1660
0
WESTERN UN CO
COM
959802109
448
22021
SH
DFND
1
0
22021
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
293
10650
SH
DFND
1
0
10650
0
XENIA HOTELS & RESORTS INC
COM
984017103
35
2069
SH
DFND
2
0
2069
0
XENIA HOTELS & RESORTS INC
COM
984017103
1219
71390
SH
DFND
1
0
71390
0
XILINX INC
COM
983919101
300
5184
SH
DFND
1
0
5184
0
XENCOR INC
COM
98401F105
828
34624
SH
DFND
1
0
34624
0
EXONE CO
COM
302104104
4064
398827
SH
DFND
1
0
398827
0
XPERI CORP
COM
98421B100
197
5816
SH
DFND
2
0
5816
0
XPERI CORP
COM
98421B100
1818
53544
SH
DFND
1
0
53544
0
XEROX CORP
COM
984121103
2693
366929
SH
DFND
1
0
366929
0
YAHOO INC
COM
984332106
316
6804
SH
DFND
1
0
6804
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
4064
44541
SH
DFND
1
0
44541
0
ZIONS BANCORPORATION
COM
989701107
2345
55824
SH
DFND
1
0
55824
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
875
137976
SH
DFND
1
0
137976
0