0001606587-18-000839.txt : 20181108
0001606587-18-000839.hdr.sgml : 20181108
20181108122302
ACCESSION NUMBER: 0001606587-18-000839
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181108
DATE AS OF CHANGE: 20181108
EFFECTIVENESS DATE: 20181108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intersect Capital LLC
CENTRAL INDEX KEY: 0001633861
IRS NUMBER: 943284989
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16773
FILM NUMBER: 181168940
BUSINESS ADDRESS:
STREET 1: 12657 ALCOSTA BLVD.
STREET 2: SUITE 500
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 925-498-1937
MAIL ADDRESS:
STREET 1: 12657 ALCOSTA BLVD.
STREET 2: SUITE 500
CITY: SAN RAMON
STATE: CA
ZIP: 94583
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001633861
XXXXXXXX
09-30-2018
09-30-2018
false
Intersect Capital LLC
12657 ALCOSTA BLVD.
SUITE 500
SAN RAMON
CA
94583
13F HOLDINGS REPORT
028-16773
N
DEVIN R. BLODGETT
CCO
925-498-1937
DEVIN R. BLODGETT
SAN RAMON
CA
11-08-2018
0
128
229134
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
LIFE STORAGE INC
COM
53223X107
1449
15230
SH
SOLE
NONE
0
0
15230
PROSHARES TR
PSHS ULT S&P 500
74347R107
556
4364
SH
SOLE
NONE
0
0
4364
ISHARES TR
RUS 2000 GRW ETF
464287648
825
3837
SH
SOLE
NONE
0
0
3837
ISHARES TR
RUSSELL 2000 ETF
464287655
6751
40054
SH
SOLE
NONE
0
0
40054
ISHARES TR
RUS 1000 GRW ETF
464287614
36003
230820
SH
SOLE
NONE
0
0
230820
ISHARES TR
RUS 1000 ETF
464287622
1666
10300
SH
SOLE
NONE
0
0
10300
SPDR GOLD TRUST
GOLD SHS
78463V107
318
2820
SH
SOLE
NONE
0
0
2820
ISHARES TR
MSCI EAFE ETF
464287465
2957
43496
SH
SOLE
NONE
0
0
43496
ISHARES TR
MSCI EMG MKT ETF
464287234
1437
33479
SH
SOLE
NONE
0
0
33479
ISHARES TR
SELECT DIVID ETF
464287168
286
2868
SH
SOLE
NONE
0
0
2868
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1700
5847
PRN
SOLE
NONE
0
0
5847
PUBLIC STORAGE
COM
74460D109
411
2036
PRN
SOLE
NONE
0
0
2036
NEUBERGER BRMAN CLIFRN MUNI
COM
64123C101
237
19000
PRN
SOLE
NONE
0
0
19000
HCP INC
COM
40414L109
898
34135
PRN
SOLE
NONE
0
0
34135
WELLTOWER INC
COM
95040Q104
1149
17866
PRN
SOLE
NONE
0
0
17866
ENTERPRISE PRODS PARTNERS L
COM
293792107
949
33043
PRN
SOLE
NONE
0
0
33043
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
214
5627
PRN
SOLE
NONE
0
0
5627
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
1298
32845
PRN
SOLE
NONE
0
0
32845
GOPRO INC
CL A
38268T103
144
20000
SH
Call
SOLE
NONE
0
0
20000
EXXON MOBIL CORP
COM
30231G102
482
5670
SH
SOLE
NONE
0
0
5670
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
278
2375
SH
SOLE
NONE
0
0
2375
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
921
12225
SH
SOLE
NONE
0
0
12225
WASTE MGMT INC DEL
COM
94106L109
2033
22502
SH
SOLE
NONE
0
0
22502
WELLS FARGO CO NEW
COM
949746101
1919
36503
SH
SOLE
NONE
0
0
36503
VERIZON COMMUNICATIONS INC
COM
92343V104
4247
79551
SH
SOLE
NONE
0
0
79551
VANGUARD STAR FD
VG TL INTL STK F
921909768
416
7712
SH
SOLE
NONE
0
0
7712
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3645
88911
SH
SOLE
NONE
0
0
88911
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
424
3175
SH
SOLE
NONE
0
0
3175
VANGUARD INDEX FDS
GROWTH ETF
922908736
2799
17381
SH
SOLE
NONE
0
0
17381
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
401
2682
SH
SOLE
NONE
0
0
2682
VANGUARD INDEX FDS
SMALL CP ETF
922908751
200
1233
SH
SOLE
NONE
0
0
1233
UNITED TECHNOLOGIES CORP
COM
913017109
333
2383
SH
SOLE
NONE
0
0
2383
UNITED PARCEL SERVICE INC
CL B
911312106
2181
18678
SH
SOLE
NONE
0
0
18678
UNILEVER PLC
SPON ADR NEW
904767704
787
14313
SH
SOLE
NONE
0
0
14313
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
844
19121
SH
SOLE
NONE
0
0
19121
AT&T INC
COM
00206R102
5351
159357
SH
SOLE
NONE
0
0
159357
SYSCO CORP
COM
871829107
894
12209
SH
SOLE
NONE
0
0
12209
S&P GLOBAL INC
COM
78409V104
212
1087
SH
SOLE
NONE
0
0
1087
SOUTHERN CO
COM
842587107
320
7343
SH
SOLE
NONE
0
0
7343
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
317
3232
SH
SOLE
NONE
0
0
3232
ISHARES TR
EAFE SML CP ETF
464288273
206
3300
SH
SOLE
NONE
0
0
3300
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
478
9027
SH
SOLE
NONE
0
0
9027
STARBUCKS CORP
COM
855244109
362
6375
SH
SOLE
NONE
0
0
6375
INVESCO QQQ TR
UNIT SER 1
46090E103
1120
6030
SH
SOLE
NONE
0
0
6030
PHILIP MORRIS INTL INC
COM
718172109
404
4953
SH
SOLE
NONE
0
0
4953
PROCTER AND GAMBLE CO
COM
742718109
2952
35472
SH
SOLE
NONE
0
0
35472
ISHARES TR
S&P US PFD STK
464288687
17373
467906
SH
SOLE
NONE
0
0
467906
PFIZER INC
COM
717081103
2772
62898
SH
SOLE
NONE
0
0
62898
PEPSICO INC
COM
713448108
470
4204
SH
SOLE
NONE
0
0
4204
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
397
7520
SH
SOLE
NONE
0
0
7520
PG&E CORP
COM
69331C108
290
6314
SH
SOLE
NONE
0
0
6314
ORACLE CORP
COM
68389X105
445
8622
SH
SOLE
NONE
0
0
8622
ONEOK INC NEW
COM
682680103
212
3120
SH
SOLE
NONE
0
0
3120
NVIDIA CORP
COM
67066G104
1255
4466
SH
SOLE
NONE
0
0
4466
NIKE INC
CL B
654106103
508
5993
SH
SOLE
NONE
0
0
5993
MICROSOFT CORP
COM
594918104
7403
64733
SH
SOLE
NONE
0
0
64733
MERCK & CO INC
COM
58933Y105
3714
52349
SH
SOLE
NONE
0
0
52349
ALTRIA GROUP INC
COM
02209S103
979
16235
SH
SOLE
NONE
0
0
16235
3M CO
COM
88579Y101
694
3293
SH
SOLE
NONE
0
0
3293
MAGNA INTL INC
COM
559222401
637
12125
SH
SOLE
NONE
0
0
12125
METLIFE INC
COM
59156R108
829
17751
SH
SOLE
NONE
0
0
17751
MEDTRONIC PLC
SHS
G5960L103
212
2159
SH
SOLE
NONE
0
0
2159
MCDONALDS CORP
COM
580135101
2020
12072
SH
SOLE
NONE
0
0
12072
LOWES COS INC
COM
548661107
243
2115
SH
SOLE
NONE
0
0
2115
LILLY ELI & CO
COM
532457108
749
6979
SH
SOLE
NONE
0
0
6979
COCA COLA CO
COM
191216100
331
7169
SH
SOLE
NONE
0
0
7169
KIMBERLY CLARK CORP
COM
494368103
2621
23066
SH
SOLE
NONE
0
0
23066
JPMORGAN CHASE & CO
COM
46625H100
4367
38699
SH
SOLE
NONE
0
0
38699
JOHNSON & JOHNSON
COM
478160104
4951
35833
SH
SOLE
NONE
0
0
35833
ISHARES TR
RUS MID CAP ETF
464287499
2821
12795
SH
SOLE
NONE
0
0
12795
ISHARES TR
RUS MD CP GR ETF
464287481
206
1518
SH
SOLE
NONE
0
0
1518
ISHARES TR
RUS 1000 VAL ETF
464287598
543
4285
SH
SOLE
NONE
0
0
4285
ISHARES TR
CORE S&P500 ETF
464287200
6176
21097
SH
SOLE
NONE
0
0
21097
ILLINOIS TOOL WKS INC
COM
452308109
203
1440
SH
SOLE
NONE
0
0
1440
INTL PAPER CO
COM
460146103
1421
28921
SH
SOLE
NONE
0
0
28921
INTEL CORP
COM
458140100
7012
148269
SH
SOLE
NONE
0
0
148269
ISHARES TR
CORE S&P SCP ETF
464287804
242
2778
SH
SOLE
NONE
0
0
2778
ISHARES TR
CORE S&P MCP ETF
464287507
636
3159
SH
SOLE
NONE
0
0
3159
ISHARES TR
INTL SEL DIV ETF
464288448
1204
36887
SH
SOLE
NONE
0
0
36887
INTERNATIONAL BUSINESS MACHS
COM
459200101
488
3229
SH
SOLE
NONE
0
0
3229
HSBC HLDGS PLC
SPON ADR NEW
404280406
882
20059
SH
SOLE
NONE
0
0
20059
CHANTICLEER HLDGS INC
COM PAR
15930P800
31
12380
SH
SOLE
NONE
0
0
12380
HONEYWELL INTL INC
COM
438516106
353
2120
SH
SOLE
NONE
0
0
2120
HOME DEPOT INC
COM
437076102
821
3963
SH
SOLE
NONE
0
0
3963
GOLDMAN SACHS GROUP INC
COM
38141G104
399
1781
SH
SOLE
NONE
0
0
1781
GOPRO INC
CL A
38268T103
144
20000
SH
SOLE
NONE
0
0
20000
ALPHABET INC
CAP STK CL A
02079K305
2854
2364
SH
SOLE
NONE
0
0
2364
ALPHABET INC
CAP STK CL C
02079K107
307
257
SH
SOLE
NONE
0
0
257
GILEAD SCIENCES INC
COM
375558103
373
4837
SH
SOLE
NONE
0
0
4837
GENERAL ELECTRIC CO
COM
369604103
246
21777
SH
SOLE
NONE
0
0
21777
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
242
7839
SH
SOLE
NONE
0
0
7839
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
309
4320
SH
SOLE
NONE
0
0
4320
FACEBOOK INC
CL A
30303M102
2415
14682
SH
SOLE
NONE
0
0
14682
FASTENAL CO
COM
311900104
259
4471
SH
SOLE
NONE
0
0
4471
EXELON CORP
COM
30161N101
736
16862
SH
SOLE
NONE
0
0
16862
EATON VANCE FLTING RATE INC
COM
278279104
5707
390887
SH
SOLE
NONE
0
0
390887
CONSOLIDATED EDISON INC
COM
209115104
585
7675
SH
SOLE
NONE
0
0
7675
DOWDUPONT INC
COM
26078J100
1613
25082
SH
SOLE
NONE
0
0
25082
DISNEY WALT CO
COM DISNEY
254687106
656
5607
SH
SOLE
NONE
0
0
5607
DANAHER CORP DEL
COM
235851102
384
3530
SH
SOLE
NONE
0
0
3530
CHEVRON CORP NEW
COM
166764100
3757
30726
SH
SOLE
NONE
0
0
30726
CVS HEALTH CORP
COM
126650100
915
11622
SH
SOLE
NONE
0
0
11622
CISCO SYS INC
COM
17275R102
3301
67854
SH
SOLE
NONE
0
0
67854
SALESFORCE COM INC
COM
79466L302
623
3918
SH
SOLE
NONE
0
0
3918
COSTCO WHSL CORP NEW
COM
22160K105
884
3762
SH
SOLE
NONE
0
0
3762
CONOCOPHILLIPS
COM
20825C104
636
8221
SH
SOLE
NONE
0
0
8221
CUMMINS INC
COM
231021106
1606
10995
SH
SOLE
NONE
0
0
10995
CLOROX CO DEL
COM
189054109
231
1536
SH
SOLE
NONE
0
0
1536
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
301
6150
SH
SOLE
NONE
0
0
6150
CELGENE CORP
COM
151020104
260
2906
SH
SOLE
NONE
0
0
2906
CATERPILLAR INC DEL
COM
149123101
283
1855
SH
SOLE
NONE
0
0
1855
CITIGROUP INC
COM NEW
172967424
536
7475
SH
SOLE
NONE
0
0
7475
BRISTOL MYERS SQUIBB CO
COM
110122108
469
7559
SH
SOLE
NONE
0
0
7559
BANK AMER CORP
COM
060505104
991
33638
SH
SOLE
NONE
0
0
33638
BOEING CO
COM
097023105
3250
8738
SH
SOLE
NONE
0
0
8738
AMAZON COM INC
COM
023135106
2063
1030
SH
SOLE
NONE
0
0
1030
AMERICAN RIVER BANKSHARES
COM
029326105
261
17059
SH
SOLE
NONE
0
0
17059
ALPS ETF TR
ALERIAN MLP
00162Q866
1898
177673
SH
SOLE
NONE
0
0
177673
AMGEN INC
COM
031162100
1141
5505
SH
SOLE
NONE
0
0
5505
ADVANCED MICRO DEVICES INC
COM
007903107
272
8800
SH
SOLE
NONE
0
0
8800
ABBOTT LABS
COM
002824100
391
5335
SH
SOLE
NONE
0
0
5335
ABIOMED INC
COM
003654100
331
735
SH
SOLE
NONE
0
0
735
ABBVIE INC
COM
00287Y109
2469
26102
SH
SOLE
NONE
0
0
26102
ISHARES TR
MSCI AC ASIA ETF
464288182
1019
14437
SH
SOLE
NONE
0
0
14437
APPLE INC
COM
037833100
10265
45473
SH
SOLE
NONE
0
0
45473
ALTABA INC
COM
021346101
817
12000
SH
SOLE
NONE
0
0
12000
SOURCE CAP INC
COM
836144105
2400
2400000
SH
SOLE
NONE
0
0
2400000
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
250
250000
SH
SOLE
NONE
0
0
250000