0001606587-20-000579.txt : 20200505 0001606587-20-000579.hdr.sgml : 20200505 20200505105514 ACCESSION NUMBER: 0001606587-20-000579 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 EFFECTIVENESS DATE: 20200505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaStar Capital Management, LLC CENTRAL INDEX KEY: 0001633857 IRS NUMBER: 383838543 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16843 FILM NUMBER: 20847556 BUSINESS ADDRESS: STREET 1: 19520 WEST CATAWBA AVENUE STREET 2: SUITE 112 CITY: CORNELIUS STATE: NC ZIP: 28031 BUSINESS PHONE: 704-237-5442 MAIL ADDRESS: STREET 1: 19520 WEST CATAWBA AVENUE STREET 2: SUITE 112 CITY: CORNELIUS STATE: NC ZIP: 28031 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001633857 XXXXXXXX 03-31-2020 03-31-2020 false AlphaStar Capital Management, LLC

19520 West Catawba Avenue Suite 112 Cornelius NC 28031

13F HOLDINGS REPORT 028-16843 N Armin Sarabi 704-990-1066 Armin Sarabi Cornelius NC 05-05-2020 0 178 424364 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM 023135106 389 167 SH SOLE NONE 0 0 167 AMGEN INC COM 031162100 553 2398 SH SOLE NONE 0 0 2398 APPLE INC COM 037833100 1152 4294 SH SOLE NONE 0 0 4294 BAXTER INTL INC COM 071813109 210 2332 SH SOLE NONE 0 0 2332 BERKSHIRE HATHAWAY INC DEL CL A 084670108 276 1 SH SOLE NONE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 207 1127 SH SOLE NONE 0 0 1127 CATERPILLAR INC DEL COM 149123101 629 5730 SH SOLE NONE 0 0 5730 CHEVRON CORP NEW COM 166764100 254 3117 SH SOLE NONE 0 0 3117 COCA COLA CO COM 191216100 219 4827 SH SOLE NONE 0 0 4827 CUBESMART COM 229663109 285 11268 SH SOLE NONE 0 0 11268 DANAHER CORPORATION COM 235851102 246 1600 SH SOLE NONE 0 0 1600 DEERE & CO COM 244199105 1928 14381 SH SOLE NONE 0 0 14381 DIGITAL RLTY TR INC COM 253868103 386 2666 SH SOLE NONE 0 0 2666 DISNEY WALT CO COM DISNEY 254687106 254 2525 SH SOLE NONE 0 0 2525 FS KKR CAPITAL CORP COM 302635107 268 82346 SH SOLE NONE 0 0 82346 FASTENAL CO COM 311900104 392 11471 SH SOLE NONE 0 0 11471 FORD MTR CO DEL COM 345370860 141 29592 SH SOLE NONE 0 0 29592 GENERAL ELECTRIC CO COM 369604103 143 22096 SH SOLE NONE 0 0 22096 INTERNATIONAL BUSINESS MACHS COM 459200101 532 4557 SH SOLE NONE 0 0 4557 INTERPUBLIC GROUP COS INC COM 460690100 209 14879 SH SOLE NONE 0 0 14879 ISHARES GOLD TRUST ISHARES 464285105 3826 237493 SH SOLE NONE 0 0 237493 ISHARES TR TIPS BD ETF 464287176 351 2916 SH SOLE NONE 0 0 2284 ISHARES TR CORE S&P500 ETF 464287200 4485 16658 SH SOLE NONE 0 0 11658 ISHARES TR CORE US AGGBD ET 464287226 2748 23457 SH SOLE NONE 0 0 23378 ISHARES TR IBOXX INV CP ETF 464287242 417 3224 SH SOLE NONE 0 0 3224 ISHARES TR 1 3 YR TREAS BD 464287457 23203 267720 SH SOLE NONE 0 0 265530 ISHARES TR CORE S&P SCP ETF 464287804 251 4419 SH SOLE NONE 0 0 4419 ISHARES TR JPMORGAN USD EMG 464288281 599 6151 SH SOLE NONE 0 0 4564 ISHARES TR NATIONAL MUN ETF 464288414 3579 31803 SH SOLE NONE 0 0 31803 ISHARES TR IBOXX HI YD ETF 464288513 1562 19977 SH SOLE NONE 0 0 16539 ISHARES TR CRE U S REIT ETF 464288521 721 18260 SH SOLE NONE 0 0 14860 ISHARES TR PFD AND INCM SEC 464288687 1059 32339 SH SOLE NONE 0 0 21799 ISHARES TR U.S. MED DVC ETF 464288810 758 3035 SH SOLE NONE 0 0 3035 JOHNSON & JOHNSON COM 478160104 336 2245 SH SOLE NONE 0 0 2245 LOCKHEED MARTIN CORP COM 539830109 477 1278 SH SOLE NONE 0 0 1278 LULULEMON ATHLETICA INC COM 550021109 1030 4982 SH SOLE NONE 0 0 4982 MICROSOFT CORP COM 594918104 552 3292 SH SOLE NONE 0 0 3292 PEPSICO INC COM 713448108 254 1937 SH SOLE NONE 0 0 1937 PFIZER INC COM 717081103 460 12902 SH SOLE NONE 0 0 12902 PROCTER & GAMBLE CO COM 742718109 289 2419 SH SOLE NONE 0 0 2419 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1745 27267 SH SOLE NONE 0 0 27267 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1528 24079 SH SOLE NONE 0 0 14365 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 7161 84086 SH SOLE NONE 0 0 84086 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2492 57122 SH SOLE NONE 0 0 50720 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 565 10715 SH SOLE NONE 0 0 6544 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 951 45236 SH SOLE NONE 0 0 36383 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 588 12305 SH SOLE NONE 0 0 12305 SCHWAB STRATEGIC TR US REIT ETF 808524847 883 26878 SH SOLE NONE 0 0 16085 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 484 9354 SH SOLE NONE 0 0 7112 SCHWAB STRATEGIC TR US TIPS ETF 808524870 812 13908 SH SOLE NONE 0 0 9064 SONOCO PRODS CO COM 835495102 282 6060 SH SOLE NONE 0 0 6060 TEXAS INSTRS INC COM 882508104 371 3474 SH SOLE NONE 0 0 3474 TIMKEN CO COM 887389104 227 6979 SH SOLE NONE 0 0 6979 UNION PAC CORP COM 907818108 400 2770 SH SOLE NONE 0 0 2770 VANGUARD WORLD FD EXTENDED DUR 921910709 816 4707 SH SOLE NONE 0 0 2923 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1247 11204 SH SOLE NONE 0 0 11204 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1197 13143 SH SOLE NONE 0 0 13143 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2237 27091 SH SOLE NONE 0 0 27091 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1055 12051 SH SOLE NONE 0 0 12051 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2834 83988 SH SOLE NONE 0 0 79681 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 438 5406 SH SOLE NONE 0 0 4195 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 901 26219 SH SOLE NONE 0 0 24621 VEEVA SYS INC CL A COM 922475108 1424 8081 SH SOLE NONE 0 0 8081 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3051 12156 SH SOLE NONE 0 0 12156 VANGUARD INDEX FDS MID CAP ETF 922908629 595 4313 SH SOLE NONE 0 0 3284 VANGUARD INDEX FDS GROWTH ETF 922908736 2168 12914 SH SOLE NONE 0 0 12914 VANGUARD INDEX FDS VALUE ETF 922908744 1904 20342 SH SOLE NONE 0 0 20342 VANGUARD INDEX FDS SMALL CP ETF 922908751 1025 8599 SH SOLE NONE 0 0 7515 WALMART INC COM 931142103 303 2343 SH SOLE NONE 0 0 2343 WATSCO INC COM 942622200 277 1902 SH SOLE NONE 0 0 1902 INVESCO QQQ TR UNIT SER 1 46090E103 2014 9830 SH SOLE NONE 0 0 9830 GLOBAL X FDS GLB X MLP ENRG I 37950E226 758 105615 SH SOLE NONE 0 0 105615 INVESCO EXCHANGE-TRADED FD T S&P INTL LOW 46138E230 276 10558 SH SOLE NONE 0 0 10558 AT&T INC COM 00206R102 2042 68367 SH SOLE NONE 0 0 68367 ABBVIE INC COM 00287Y109 380 4734 SH SOLE NONE 0 0 4734 ALPHABET INC CAP STK CL A 02079K305 290 239 SH SOLE NONE 0 0 239 CISCO SYS INC COM 17275R102 328 8090 SH SOLE NONE 0 0 8090 DOUGLAS DYNAMICS INC COM 25960R105 346 10284 SH SOLE NONE 0 0 10284 DUKE ENERGY CORP NEW COM NEW 26441C204 246 2878 SH SOLE NONE 0 0 2878 EPAM SYS INC COM 29414B104 958 4938 SH SOLE NONE 0 0 4938 FACEBOOK INC CL A 30303M102 276 1617 SH SOLE NONE 0 0 1617 FIRST AMERN FINL CORP COM 31847R102 256 6373 SH SOLE NONE 0 0 6373 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1729 60891 SH SOLE NONE 0 0 60891 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 497 11621 SH SOLE NONE 0 0 11579 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 83 16871 SH SOLE NONE 0 0 16691 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 974 11967 SH SOLE NONE 0 0 11711 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 252 8173 SH SOLE NONE 0 0 7527 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 331 11686 SH SOLE NONE 0 0 11592 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 855 13509 SH SOLE NONE 0 0 12469 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 583 22840 SH SOLE NONE 0 0 22776 FRANKLIN TEMPLETON ETF TR LIBERTY US ETF 35473P504 1026 31270 SH SOLE NONE 0 0 31270 FRANKLIN TEMPLETON ETF TR LIBERTY INVT 35473P603 1696 66341 SH SOLE NONE 0 0 66341 GLOBAL PMTS INC COM 37940X102 803 5683 SH SOLE NONE 0 0 5683 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1061 11545 SH SOLE NONE 0 0 11545 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 3731 22374 SH SOLE NONE 0 0 22374 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 1037 31803 SH SOLE NONE 0 0 31803 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 336 2537 SH SOLE NONE 0 0 2537 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 1965 40396 SH SOLE NONE 0 0 40396 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 1655 120772 SH SOLE NONE 0 0 120772 INVESCO EXCHANGE-TRADED FD T GBL SRT TRM HY 46138E669 5487 266623 SH SOLE NONE 0 0 266623 INVESCO EXCHANGE-TRADED FD T EMRNG MKT SVRG 46138E784 331 13914 SH SOLE NONE 0 0 10640 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 1147 55387 SH SOLE NONE 0 0 44586 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 616 28979 SH SOLE NONE 0 0 28979 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 2604 113119 SH SOLE NONE 0 0 113119 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 891 42162 SH SOLE NONE 0 0 42162 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 222 4714 SH SOLE NONE 0 0 4714 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 3631 163492 SH SOLE NONE 0 0 163492 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 1571 73115 SH SOLE NONE 0 0 73115 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 650 30489 SH SOLE NONE 0 0 30489 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 1892 84097 SH SOLE NONE 0 0 84097 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 843 39488 SH SOLE NONE 0 0 39488 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 2446 106630 SH SOLE NONE 0 0 106630 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1074 50843 SH SOLE NONE 0 0 50843 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 2611 118595 SH SOLE NONE 0 0 118595 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 914 42567 SH SOLE NONE 0 0 42567 ISHARES SILVER TRUST ISHARES 46428Q109 366 27080 SH SOLE NONE 0 0 15206 ISHARES TR MSCI MIN VOL ETF 46429B697 2528 44072 SH SOLE NONE 0 0 44072 ISHARES TR 0-5YR HI YL CP 46434V407 2998 72377 SH SOLE NONE 0 0 68668 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 257 24709 SH SOLE NONE 0 0 15087 MASTERCARD INC CL A 57636Q104 933 3803 SH SOLE NONE 0 0 3803 MAXIM INTEGRATED PRODS INC COM 57772K101 254 5043 SH SOLE NONE 0 0 5043 MEDICAL PPTYS TRUST INC COM 58463J304 337 21814 SH SOLE NONE 0 0 21814 NETFLIX INC COM 64110L106 415 957 SH SOLE NONE 0 0 957 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 702 26697 SH SOLE NONE 0 0 26697 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 1311 52009 SH SOLE NONE 0 0 52009 NORTHERN LTS FD TR IV INSPIRE SMAL ETF 66538H641 1388 72187 SH SOLE NONE 0 0 72187 NORTHERN LTS FD TR IV INSPIRE GBL HOPE 66538H658 2161 96937 SH SOLE NONE 0 0 96937 PAYCOM SOFTWARE INC COM 70432V102 796 3823 SH SOLE NONE 0 0 3823 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 4412 44349 SH SOLE NONE 0 0 44349 PIMCO ETF TR ACTIVE BD ETF 72201R775 5352 49093 SH SOLE NONE 0 0 49093 SPDR S&P 500 ETF TR TR UNIT 78462F103 316 1159 SH SOLE NONE 0 0 1159 SPDR GOLD TRUST GOLD SHS 78463V107 1414 9102 SH SOLE NONE 0 0 6214 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3173 109253 SH SOLE NONE 0 0 97411 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 640 17721 SH SOLE NONE 0 0 11972 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 775 33412 SH SOLE NONE 0 0 18667 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8789 363053 SH SOLE NONE 0 0 335818 SPDR SER TR S&P 600 SMCP GRW 78464A201 1462 31222 SH SOLE NONE 0 0 29562 SPDR SER TR WELLS FG PFD ETF 78464A292 3981 96798 SH SOLE NONE 0 0 96218 SPDR SER TR BLMBRG BRC CNVRT 78464A359 3667 72706 SH SOLE NONE 0 0 62565 SPDR SER TR PORTFOLIO LN COR 78464A367 253 8246 SH SOLE NONE 0 0 8246 SPDR SER TR PRTFLO S&P500 GW 78464A409 2326 61453 SH SOLE NONE 0 0 53915 SPDR SER TR PRTFLO S&P500 VL 78464A508 2029 75194 SH SOLE NONE 0 0 65512 SPDR SER TR COMP SOFTWARE 78464A599 212 2454 SH SOLE NONE 0 0 2454 SPDR SER TR PORTFOLIO AGRGTE 78464A649 9361 306970 SH SOLE NONE 0 0 301206 SPDR SER TR PORTFLI TIPS ETF 78464A656 3277 110780 SH SOLE NONE 0 0 103163 SPDR SER TR PORTFOLIO LN TSR 78464A664 4495 92017 SH SOLE NONE 0 0 90954 SPDR SER TR S&P 400 MDCP GRW 78464A821 327 7438 SH SOLE NONE 0 0 4923 SPDR SER TR PORTFOLIO S&P400 78464A847 3692 141751 SH SOLE NONE 0 0 127399 SPDR SER TR PORTFOLIO S&P500 78464A854 24064 750506 SH SOLE NONE 0 0 748126 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 5362 188593 SH SOLE NONE 0 0 188593 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1197 29067 SH SOLE NONE 0 0 23771 SPDR SER TR PORTFOLIO SH TSR 78468R101 131778 4289658 SH SOLE NONE 0 0 4289045 SPDR SER TR BLOMBERG BRC INV 78468R200 202 6743 SH SOLE NONE 0 0 6743 SPDR SER TR BLOOMBERG SRT TR 78468R408 547 22963 SH SOLE NONE 0 0 15400 SPDR SER TR PORTFLI HIGH YLD 78468R606 366 15710 SH SOLE NONE 0 0 15710 SPDR SER TR PRTFLO S&P500 HI 78468R788 205 8080 SH SOLE NONE 0 0 8080 SPDR SER TR SSGA US LRG ETF 78468R804 2567 27369 SH SOLE NONE 0 0 27369 SPDR SER TR PORTFOLIO S&P600 78468R853 3516 158997 SH SOLE NONE 0 0 142482 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 220 10332 SH SOLE NONE 0 0 10332 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2634 31304 SH SOLE NONE 0 0 31304 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1734 37322 SH SOLE NONE 0 0 37322 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3258 56879 SH SOLE NONE 0 0 56879 TRANSUNION COM 89400J107 819 11654 SH SOLE NONE 0 0 11654 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 476 23407 SH SOLE NONE 0 0 15592 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 1560 12629 SH SOLE NONE 0 0 12629 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2568 45225 SH SOLE NONE 0 0 44579 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1528 19073 SH SOLE NONE 0 0 13037 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2294 42360 SH SOLE NONE 0 0 36995 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 725 8123 SH SOLE NONE 0 0 5031 VERIZON COMMUNICATIONS INC COM 92343V104 478 8404 SH SOLE NONE 0 0 8404 VERISK ANALYTICS INC COM 92345Y106 1225 8435 SH SOLE NONE 0 0 8435 VISA INC COM CL A 92826C839 1308 8147 SH SOLE NONE 0 0 8147 WISDOMTREE TR US LARGECAP DIVD 97717W307 2613 30719 SH SOLE NONE 0 0 30719 WISDOMTREE TR HEDGED HI YLD BD 97717W430 4199 210395 SH SOLE NONE 0 0 210395 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 1555 48787 SH SOLE NONE 0 0 48787 ZOETIS INC CL A 98978V103 1059 8492 SH SOLE NONE 0 0 8492 EATON CORP PLC SHS G29183103 328 4261 SH SOLE NONE 0 0 4261 TRANE TECHNOLOGIES PLC SHS G8994E103 275 3414 SH SOLE NONE 0 0 3414