0001376474-18-000127.txt : 20180814
0001376474-18-000127.hdr.sgml : 20180814
20180814151342
ACCESSION NUMBER: 0001376474-18-000127
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sowell Financial Services LLC
CENTRAL INDEX KEY: 0001633697
IRS NUMBER: 020691794
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17985
FILM NUMBER: 181016737
BUSINESS ADDRESS:
STREET 1: 7301 RIVER POINTE DRIVE
CITY: NORTH LITTLE ROCK
STATE: AR
ZIP: 72113
BUSINESS PHONE: 5012192434
MAIL ADDRESS:
STREET 1: 7301 RIVER POINTE DRIVE
CITY: NORTH LITTLE ROCK
STATE: AR
ZIP: 72113
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001633697
XXXXXXXX
06-30-2018
06-30-2018
Sowell Financial Services LLC
7301 RIVER POINTE DRIVE
NORTH LITTLE ROCK
AR
72113
13F HOLDINGS REPORT
028-17985
N
Bill Sowell
Chief Executive Officer
415-806-0136
/s/ Bill Sowell
North Little Rock
AR
08-14-2018
0
296
471161
false
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0
0
MCDONALDS CORP
COM
580135101
1365
8632
SH
SOLE
8632
0
0
METLIFE INC
COM
59156R108
522
11756
SH
SOLE
11756
0
0
MICRON TECHNOLOGY INC
COM
595112103
478
9315
SH
SOLE
9315
0
0
MICROSOFT CORP
COM
594918104
18500
170966
SH
SOLE
170966
0
0
MONDELEZ INTL INC
CL A
609207105
313
7463
SH
SOLE
7463
0
0
MOODYS CORP
COM
615369105
626
3695
SH
SOLE
3695
0
0
MORGAN STANLEY
COM NEW
617446448
433
9152
SH
SOLE
9152
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
543
4473
SH
SOLE
4473
0
0
NAVIDEA BIOPHARMACEUTICALS I
COM
63937X103
29
209802
SH
SOLE
209802
0
0
NETFLIX INC
COM
64110L106
691
2024
SH
SOLE
2024
0
0
NEWELL BRANDS INC
COM
651229106
263
12856
SH
SOLE
12856
0
0
NIKE INC
CL B
654106103
501
6253
SH
SOLE
6253
0
0
NORTHERN LTS FD TR IV
INSPIRE CORP
66538H633
770
31560
SH
SOLE
31560
0
0
NORTHERN TR CORP
COM
665859104
579
5397
SH
SOLE
5397
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
304
3688
SH
SOLE
3688
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
719
48154
SH
SOLE
48154
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
238
18312
SH
SOLE
18312
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
426
17931
SH
SOLE
17931
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
184
19285
SH
SOLE
19285
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
317
23960
SH
SOLE
23960
0
0
NVIDIA CORP
COM
67066G104
2117
8267
SH
SOLE
8267
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
492
6292
SH
SOLE
6292
0
0
ONEOK INC NEW
COM
682680103
211
3105
SH
SOLE
3105
0
0
ORACLE CORP
COM
68389X105
467
9731
SH
SOLE
9731
0
0
PAYCHEX INC
COM
704326107
351
4939
SH
SOLE
4939
0
0
PAYPAL HLDGS INC
COM
70450Y103
918
10545
SH
SOLE
10545
0
0
PBF ENERGY INC
CL A
69318G106
598
12622
SH
SOLE
12622
0
0
PHILLIPS 66
COM
718546104
1319
10847
SH
SOLE
10847
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
934
9060
SH
SOLE
9060
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
156
12897
SH
SOLE
12897
0
0
PNC FINL SVCS GROUP INC
COM
693475105
542
3820
SH
SOLE
3820
0
0
PPL CORP
COM
69351T106
255
8778
SH
SOLE
8778
0
0
PRICE T ROWE GROUP INC
COM
74144T108
277
2377
SH
SOLE
2377
0
0
PROCTER AND GAMBLE CO
COM
742718109
2342
28732
SH
SOLE
28732
0
0
PROGRESSIVE CORP OHIO
COM
743315103
238
3840
SH
SOLE
3840
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
650
5428
SH
SOLE
5428
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
602
6330
SH
SOLE
6330
0
0
PROSHARES TR
INVT INT RT HG
74347B607
1174
15696
SH
SOLE
15696
0
0
PROSPECT CAPITAL CORPORATION
NOTE4.750% 4/1
74348TAQ5
83
83000
SH
SOLE
83000
0
0
PROSPECT CAPITAL CORPORATION
NOTE5.875% 1/1
74348TAM4
89
88000
SH
SOLE
88000
0
0
PROSPECT CAPITAL CORPORATION
NOTE4.950% 7/1
74348TAR3
14
14000
SH
SOLE
14000
0
0
PRUDENTIAL FINL INC
COM
744320102
467
4846
SH
SOLE
4846
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
140
19400
SH
SOLE
19400
0
0
QUALCOMM INC
COM
747525103
1763
27192
SH
SOLE
27192
0
0
RAYTHEON CO
COM NEW
755111507
638
3253
SH
SOLE
3253
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
1093
35357
SH
SOLE
35357
0
0
REGIONS FINL CORP NEW
COM
7591EP100
231
12169
SH
SOLE
12169
0
0
RITE AID CORP
COM
767754104
28
19800
SH
SOLE
19800
0
0
S&P GLOBAL INC
COM
78409V104
388
1936
SH
SOLE
1936
0
0
SANOFI
SPONSORED ADR
80105N105
351
8452
SH
SOLE
8452
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
695
25103
SH
SOLE
25103
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
308
5793
SH
SOLE
5793
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
825
9200
SH
SOLE
9200
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
439
5912
SH
SOLE
5912
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1828
25065
SH
SOLE
25065
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1260
11231
SH
SOLE
11231
0
0
SEMPRA ENERGY
COM
816851109
1051
9144
SH
SOLE
9144
0
0
SILVERCORP METALS INC
COM
82835P103
55
20000
SH
SOLE
20000
0
0
SMUCKER J M CO
COM NEW
832696405
286
2570
SH
SOLE
2570
0
0
SOUTHWEST AIRLS CO
COM
844741108
309
5249
SH
SOLE
5249
0
0
SP PLUS CORP
COM
78469C103
212
5299
SH
SOLE
5299
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
2615
10375
SH
SOLE
10375
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1092
9663
SH
SOLE
9663
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3647
12927
SH
SOLE
12927
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1069
2957
SH
SOLE
2957
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
4560
73602
SH
SOLE
73602
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
1283
24152
SH
SOLE
24152
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
1125
31414
SH
SOLE
31414
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
2123
76082
SH
SOLE
76082
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
133
13817
SH
SOLE
13817
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
85
15672
SH
SOLE
15672
0
0
STARBUCKS CORP
COM
855244109
5281
101937
SH
SOLE
101937
0
0
STATE STR CORP
COM
857477103
431
5200
SH
SOLE
5200
0
0
SUNTRUST BKS INC
COM
867914103
219
3058
SH
SOLE
3058
0
0
SYSCO CORP
COM
871829107
1144
15723
SH
SOLE
15723
0
0
TAPESTRY INC
COM
876030107
298
6274
SH
SOLE
6274
0
0
TCF FINL CORP
COM
872275102
262
10382
SH
SOLE
10382
0
0
TEGNA INC
COM
87901J105
107
10189
SH
SOLE
10189
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
77
12410
SH
SOLE
12410
0
0
TEXAS INSTRS INC
COM
882508104
276
2515
SH
SOLE
2515
0
0
TEXTRON INC
COM
883203101
238
3643
SH
SOLE
3643
0
0
TIFFANY & CO NEW
COM
886547108
564
4312
SH
SOLE
4312
0
0
TWITTER INC
COM
90184L102
603
18396
SH
SOLE
18396
0
0
TYSON FOODS INC
CL A
902494103
450
7522
SH
SOLE
7522
0
0
UNION PAC CORP
COM
907818108
1307
8793
SH
SOLE
8793
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
4662
39457
SH
SOLE
39457
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
743
5619
SH
SOLE
5619
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2397
9189
SH
SOLE
9189
0
0
UNUM GROUP
COM
91529Y106
236
6743
SH
SOLE
6743
0
0
US BANCORP DEL
COM NEW
902973304
695
13274
SH
SOLE
13274
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
901
7846
SH
SOLE
7846
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
657
8290
SH
SOLE
8290
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
477
6098
SH
SOLE
6098
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
314
3548
SH
SOLE
3548
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
1207
22053
SH
SOLE
22053
0
0
VANGUARD GROUP
DIV APP ETF
921908844
996
9412
SH
SOLE
9412
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
1355
8418
SH
SOLE
8418
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
418
2319
SH
SOLE
2319
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1238
7764
SH
SOLE
7764
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1260
15445
SH
SOLE
15445
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
1092
10094
SH
SOLE
10094
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
396
2547
SH
SOLE
2547
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1737
41673
SH
SOLE
41673
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
565
10989
SH
SOLE
10989
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1467
18742
SH
SOLE
18742
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
366
8639
SH
SOLE
8639
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
207
2954
SH
SOLE
2954
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
220
1142
SH
SOLE
1142
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
2201
21459
SH
SOLE
21459
0
0
VEECO INSTRS INC DEL
NOTE2.700% 1/1
922417AD2
56
65000
SH
SOLE
65000
0
0
VERINT SYS INC
NOTE1.500% 6/0
92343XAA8
90
90000
SH
SOLE
90000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7622
145964
SH
SOLE
145964
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
229
1307
SH
SOLE
1307
0
0
VISA INC
COM CL A
92826C839
1647
11749
SH
SOLE
11749
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
3779
56841
SH
SOLE
56841
0
0
WASTE MGMT INC DEL
COM
94106L109
1166
12959
SH
SOLE
12959
0
0
WELBILT INC
COM
949090104
240
11914
SH
SOLE
11914
0
0
WELLS FARGO CO NEW
COM
949746101
4986
86539
SH
SOLE
86539
0
0
WEYERHAEUSER CO
COM
962166104
952
28078
SH
SOLE
28078
0
0
YUM BRANDS INC
COM
988498101
382
4642
SH
SOLE
4642
0
0
ZOETIS INC
CL A
98978V103
429
4704
SH
SOLE
4704
0
0