Chief Compliance Officer

0001633674-17-000003.txt : 20170808 0001633674-17-000003.hdr.sgml : 20170808 20170808110929 ACCESSION NUMBER: 0001633674-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 EFFECTIVENESS DATE: 20170808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AllSquare Wealth Management LLC CENTRAL INDEX KEY: 0001633674 IRS NUMBER: 273195672 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16491 FILM NUMBER: 171013706 BUSINESS ADDRESS: STREET 1: 200 GREAT OAKS BLVD STREET 2: SUITE 219 CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184568900 MAIL ADDRESS: STREET 1: 200 GREAT OAKS BLVD STREET 2: SUITE 219 CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633674 XXXXXXXX 06-30-2017 06-30-2017 AllSquare Wealth Management LLC

200 GREAT OAKS BLVD SUITE 219 ALBANY NY 12203

13F HOLDINGS REPORT 028-16491 N Daniel D Bauer Chief Compliance Officer 5184568900 Daniel D Bauer Albany NY 08-08-2017 0 181 98327 false INFORMATION TABLE 2 AWM13F20170630.XML AMAZON COM INC COM Stock 023135106 242 250 SH SOLE 0 250 0 0 CBS CORP NEW CL B Stock 124857202 8 125 SH SOLE 0 125 0 0 PRUDENTIAL FINL INC COM Stock 744320102 30 281 SH SOLE 0 281 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 1 24 SH SOLE 0 24 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 85 621 SH SOLE 0 621 0 0 ARROW FINL CORP COM Stock 042744102 6 175 SH SOLE 0 175 0 0 ANTHEM INC COM Stock 036752103 40 210 SH SOLE 0 210 0 0 RMR GROUP INC CL A Stock 74967R106 0 2 SH SOLE 0 2 0 0 WASTE MGMT INC DEL COM Stock 94106L109 113 1545 SH SOLE 0 1545 0 0 ABB LTD SPONSORED ADR ADR 000375204 2 90 SH SOLE 0 90 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 17132 137664 SH SOLE 0 137663 0 0 POWERSHARES WATER RESOURCES PORTFOLIO ETF 73935X575 105 3900 SH SOLE 0 3900 0 0 PRAXAIR INC COM Stock 74005P104 188 1418 SH SOLE 0 1418 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 76 875 SH SOLE 0 875 0 0 BB&T CORP COM Stock 054937107 23 513 SH SOLE 0 513 0 0 VANGUARD REIT ETF ETF 922908553 136 1635 SH SOLE 0 1635 0 0 CLOROX CO DEL COM Stock 189054109 7 50 SH SOLE 0 50 0 0 NETFLIX INC COM Stock 64110L106 24 161 SH SOLE 0 161 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 118 553 SH SOLE 0 553 0 0 PAYCHEX INC COM Stock 704326107 6 100 SH SOLE 0 100 0 0 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 7 392 SH SOLE 0 392 0 0 SPDR DOW JONES GLOBAL REAL ESTATE ETF ETF 78463X749 6 126 SH SOLE 0 126 0 0 SPDR SSGA GENDER DIVERSITY INDEX ETF ETF 78468R747 3 47 SH SOLE 0 47 0 0 AGNC INVT CORP COM REIT 00123Q104 53 2500 SH SOLE 0 2500 0 0 MERCK & CO INC COM Stock 58933Y105 261 4077 SH SOLE 0 4077 0 0 SPDR S&P 500 ETF ETF 78462F103 37 154 SH SOLE 0 154 0 0 ADVANSIX INC COM Stock 00773T101 0 6 SH SOLE 0 6 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 12 100 SH SOLE 0 100 0 0 URSTADT BIDDLE PPTYS INC CL A REIT 917286205 14 708 SH SOLE 0 708 0 0 ANNALY CAP MGMT INC COM REIT 035710409 48 4000 SH SOLE 0 4000 0 0 ALASKA AIR GROUP INC COM Stock 011659109 29 326 SH SOLE 0 326 0 0 URSTADT BIDDLE PPTYS INC COM REIT 917286106 4 221 SH SOLE 0 221 0 0 ARCONIC INC COM Stock 03965L100 1 33 SH SOLE 0 33 0 0 GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF ETF 78355W601 18 127 SH SOLE 0 127 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 647 14498 SH SOLE 0 14498 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 430 3975 SH SOLE 0 3975 0 0 PEPSICO INC COM Stock 713448108 468 4049 SH SOLE 0 4049 0 0 NEWELL BRANDS INC COM Stock 651229106 30 558 SH SOLE 0 558 0 0 OMEGA HEALTHCARE INVS INC COM REIT 681936100 106 3200 SH SOLE 0 3200 0 0 BP PLC SPONSORED ADR ADR 055622104 6 164 SH SOLE 0 164 0 0 BAXTER INTL INC COM Stock 071813109 30 496 SH SOLE 0 496 0 0 BHP BILLITON LTD SPONSORED ADR ADR 088606108 7 200 SH SOLE 0 200 0 0 SPDR GOLD SHARES ETF 78463V107 19 161 SH SOLE 0 161 0 0 POWERSHARES GLOBAL GOLD AND PRECIOUS METALS PORTFOLIO ETF 73936Q876 38 2000 SH SOLE 0 2000 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 74 1265 SH SOLE 0 1265 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 191 6025 SH SOLE 0 6025 0 0 WHIRLPOOL CORP COM Stock 963320106 18 94 SH SOLE 0 94 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 733 4327 SH SOLE 0 4327 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 1636 65835 SH SOLE 0 65835 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 2880 35979 SH SOLE 0 35979 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 18114 206951 SH SOLE 0 206951 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 497 535 SH SOLE 0 535 0 0 PG&E CORP COM Stock 69331C108 24 356 SH SOLE 0 356 0 0 MICROSOFT CORP COM Stock 594918104 423 6136 SH SOLE 0 6136 0 0 VALERO ENERGY CORP NEW COM Stock 91913Y100 30 450 SH SOLE 0 450 0 0 CVS HEALTH CORP COM Stock 126650100 180 2232 SH SOLE 0 2232 0 0 ACCO BRANDS CORP COM Stock 00081T108 1 94 SH SOLE 0 94 0 0 AVERY DENNISON CORP COM Stock 053611109 23 256 SH SOLE 0 256 0 0 ARES CAP CORP COM CEF 04010L103 49 3000 SH SOLE 0 3000 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 452 3335 SH SOLE 0 3335 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 14 100 SH SOLE 0 100 0 0 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 7 60 SH SOLE 0 60 0 0 NEXTERA ENERGY INC COM Stock 65339F101 54 383 SH SOLE 0 383 0 0 NIKE INC CL B Stock 654106103 53 900 SH SOLE 0 900 0 0 WYNDHAM WORLDWIDE CORP COM Stock 98310W108 16 163 SH SOLE 0 163 0 0 WESTERN ASSET GLOBAL CP DEFINE COM CEF 95790C107 36 2000 SH SOLE 0 2000 0 0 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 26 174 SH SOLE 0 174 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 37 300 SH SOLE 0 300 0 0 VORNADO RLTY TR SH BEN INT REIT 929042109 99 1055 SH SOLE 0 1055 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 23 465 SH SOLE 0 465 0 0 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 18 130 SH SOLE 0 130 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 2 39 SH SOLE 0 39 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 74 234 SH SOLE 0 234 0 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 883 9528 SH SOLE 0 9528 0 0 RITE AID CORP COM Stock 767754104 4 1300 SH SOLE 0 1300 0 0 SCHWAB U.S. REIT ETF ETF 808524847 16 395 SH SOLE 0 395 0 0 NATIONAL OILWELL VARCO INC COM Stock 637071101 2 70 SH SOLE 0 70 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 1173 22575 SH SOLE 0 22575 0 0 PPL CORP COM Stock 69351T106 15 400 SH SOLE 0 400 0 0 PROSHARES RAFI LONG/SHORT ETF 74347X310 8 212 SH SOLE 0 212 0 0 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN ETF 06738C778 535 23605 SH SOLE 0 23605 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 7 100 SH SOLE 0 100 0 0 NBT BANCORP INC COM Stock 628778102 84 2271 SH SOLE 0 2271 0 0 REGENERON PHARMACEUTICALS COM Stock 75886F107 41 83 SH SOLE 0 83 0 0 VIPSHOP HLDGS LTD SPONSORED ADR ADR 92763W103 5 500 SH SOLE 0 500 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 6 67 SH SOLE 0 67 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 48 362 SH SOLE 0 362 0 0 AMERICAN AIRLS GROUP INC COM Stock 02376R102 86 1700 SH SOLE 0 1700 0 0 CELGENE CORP COM Stock 151020104 383 2946 SH SOLE 0 2946 0 0 W P CAREY INC COM REIT 92936U109 132 2000 SH SOLE 0 2000 0 0 MONDELEZ INTL INC CL A Stock 609207105 19 434 SH SOLE 0 434 0 0 BERRY GLOBAL GROUP INC COM Stock 08579W103 21 361 SH SOLE 0 361 0 0 CANADIAN PAC RY LTD COM Stock 13645T100 16 100 SH SOLE 0 100 0 0 APOLLO COML REAL EST FIN INC COM REIT 03762U105 93 5000 SH SOLE 0 5000 0 0 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 343 11151 SH SOLE 0 11151 0 0 OWENS CORNING NEW COM Stock 690742101 32 476 SH SOLE 0 476 0 0 ABBVIE INC COM Stock 00287Y109 150 2071 SH SOLE 0 2071 0 0 NATIONAL GRID PLC SPONSORED ADR NE ADR 636274409 290 4614 SH SOLE 0 4614 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 656 19708 SH SOLE 0 19708 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 624 7631 SH SOLE 0 7631 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 487 9735 SH SOLE 0 9735 0 0 ALLIANZGI CONV & INCOME FD COM CEF 018828103 0 8 SH SOLE 0 8 0 0 PIMCO DYNMIC CREDIT AND MRT IN COM SHS CEF 72202D106 219 9800 SH SOLE 0 9800 0 0 ZOETIS INC CL A Stock 98978V103 9 150 SH SOLE 0 150 0 0 ALBANY MOLECULAR RESH INC COM Stock 012423109 77 3532 SH SOLE 0 3532 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 2 12 SH SOLE 0 12 0 0 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 6 122 SH SOLE 0 122 0 0 MCDONALDS CORP COM Stock 580135101 13 83 SH SOLE 0 83 0 0 NEW RESIDENTIAL INVT CORP COM NEW REIT 64828T201 473 30400 SH SOLE 0 30400 0 0 QUEST DIAGNOSTICS INC COM Stock 74834L100 31 277 SH SOLE 0 277 0 0 CISCO SYS INC COM Stock 17275R102 20 650 SH SOLE 0 650 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 10534 193773 SH SOLE 0 193773 0 0 ALPS MEDICAL BREAKTHROUGHS ETF ETF 00162Q593 2 71 SH SOLE 0 71 0 0 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 150 2890 SH SOLE 0 2890 0 0 VANECK VECTORS URANIUM NUCLEAR ENERGY ETF ETF 92189F601 18 350 SH SOLE 0 350 0 0 AT&T INC COM Stock 00206R102 697 18469 SH SOLE 0 18469 0 0 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 44 709 SH SOLE 0 709 0 0 IPATH S&P GSCI CRUDE OIL TOTAL RETURN INDEX ETN ETF 06738C786 11 2200 SH SOLE 0 2200 0 0 POWERSHARES GLOBAL WATER PORTFOLIO ETF 73936T623 12 500 SH SOLE 0 500 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 57 1204 SH SOLE 0 1204 0 0 ONEOK INC NEW COM Stock 682680103 23 434 SH SOLE 0 434 0 0 WELLS FARGO CO NEW COM Stock 949746101 257 4639 SH SOLE 0 4639 0 0 VMWARE INC CL A COM Stock 928563402 29 336 SH SOLE 0 336 0 0 MICROCHIP TECHNOLOGY INC COM Stock 595017104 2 28 SH SOLE 0 28 0 0 MCCORMICK & CO INC COM NON VTG Stock 579780206 10 100 SH SOLE 0 100 0 0 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 57 7000 SH SOLE 0 7000 0 0 CHEVRON CORP NEW COM Stock 166764100 1 8 SH SOLE 0 8 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 11504 278408 SH SOLE 0 278408 0 0 BANK AMER CORP COM Stock 060505104 502 20710 SH SOLE 0 20710 0 0 ORACLE CORP COM Stock 68389X105 65 1300 SH SOLE 0 1300 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 4720 115600 SH Call SOLE 0 0 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 4720 115600 SH Call SOLE 0 115600 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 330 4225 SH SOLE 0 4225 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A516 13 454 SH SOLE 0 454 0 0 PFIZER INC COM Stock 717081103 349 10402 SH SOLE 0 10402 0 0 MORGAN STANLEY COM NEW Stock 617446448 33 739 SH SOLE 0 739 0 0 SPDR S&P INTERNATIONAL SMALL CAP ETF ETF 78463X871 17 500 SH SOLE 0 500 0 0 BAKER HUGHES A GE CO CL A Stock 057224107 8 150 SH SOLE 0 150 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 195 215 SH SOLE 0 215 0 0 AMGEN INC COM Stock 031162100 62 362 SH SOLE 0 362 0 0 APPLIED MATLS INC COM Stock 038222105 25 599 SH SOLE 0 599 0 0 GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF ETF 78355W502 22 350 SH SOLE 0 350 0 0 GUGGENHEIM S&P SMALLCAP 600 PURE VALUE ETF ETF 78355W700 4582 69171 SH SOLE 0 69171 0 0 POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO ETF 73937B597 209 8000 SH SOLE 0 8000 0 0 RAYONIER ADVANCED MATLS INC COM Stock 75508B104 0 1 SH SOLE 0 1 0 0 CHIMERA INVT CORP COM NEW REIT 16934Q208 300 16100 SH SOLE 0 16100 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 102 1104 SH SOLE 0 1104 0 0 VERITIV CORP COM Stock 923454102 0 5 SH SOLE 0 5 0 0 SCANA CORP NEW COM Stock 80589M102 48 710 SH SOLE 0 710 0 0 NUVEEN PFD INCOME OPPRTNY FD COM CEF 67073B106 0 5 SH SOLE 0 5 0 0 ANTERO RES CORP COM Stock 03674X106 23 1087 SH SOLE 0 1087 0 0 POWERSHARES BUYBACK ACHIEVERS PORTFOLIO ETF 73935X286 869 16194 SH SOLE 0 16194 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 592 4200 SH SOLE 0 4200 0 0 PLUG POWER INC COM NEW Stock 72919P202 7 3300 SH SOLE 0 3300 0 0 AMEC FOSTER WHEELER PLC SPONSORED ADR ADR 00167X205 0 31 SH SOLE 0 31 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 310 2641 SH SOLE 0 2641 0 0 PARKER HANNIFIN CORP COM Stock 701094104 30 190 SH SOLE 0 190 0 0 VANGUARD MEGA CAP ETF ETF 921910873 20 237 SH SOLE 0 237 0 0 URBAN EDGE PPTYS COM REIT 91704F104 18 777 SH SOLE 0 777 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 6 159 SH SOLE 0 159 0 0 PROSHARES ULTRA BLOOMBERG CRUDE OIL ETF 74347W247 1 56 SH SOLE 0 56 0 0 ALTRIA GROUP INC COM Stock 02209S103 10 139 SH SOLE 0 139 0 0 CITIGROUP INC COM NEW Stock 172967424 38 570 SH SOLE 0 570 0 0 VANGUARD MEGA CAP VALUE ETF ETF 921910840 2 32 SH SOLE 0 32 0 0 VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF ETF 92189F544 44 1822 SH SOLE 0 1822 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 414 7600 SH SOLE 0 7600 0 0 PHH CORP COM NEW Stock 693320202 1 40 SH SOLE 0 40 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR ADR 92857W308 53 1860 SH SOLE 0 1860 0 0 AVIS BUDGET GROUP COM Stock 053774105 2 81 SH SOLE 0 81 0 0 RAYONIER INC COM REIT 754907103 0 3 SH SOLE 0 3 0 0 CHEMOURS CO COM Stock 163851108 2 52 SH SOLE 0 52 0 0 BWX TECHNOLOGIES INC COM Stock 05605H100 4 76 SH SOLE 0 76 0 0 BABCOCK & WILCOX ENTERPRIS INC COM Stock 05614L100 0 38 SH SOLE 0 38 0 0 SCHWAB CHARLES CORP NEW COM Stock 808513105 15 350 SH SOLE 0 350 0 0 BAIDU INC SPON ADR REP A ADR 056752108 107 600 SH SOLE 0 600 0 0 BLACKROCK INC COM Stock 09247X101 3 6 SH SOLE 0 6 0 0 CINEMARK HOLDINGS INC COM Stock 17243V102 28 723 SH SOLE 0 723 0 0 APPLE INC COM Stock 037833100 636 4414 SH SOLE 0 4414 0 0 ABBOTT LABS COM Stock 002824100 41 850 SH SOLE 0 850 0 0 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 1883 27884 SH SOLE 0 27884 0 0 ANAVEX LIFE SCIENCES CORP COM NEW Stock 032797300 47 8890 SH SOLE 0 8890 0 0