Chief Compliance Officer

0001633674-15-000004.txt : 20151103 0001633674-15-000004.hdr.sgml : 20151103 20151103105211 ACCESSION NUMBER: 0001633674-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 EFFECTIVENESS DATE: 20151103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AllSquare Wealth Management LLC CENTRAL INDEX KEY: 0001633674 IRS NUMBER: 273195672 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16491 FILM NUMBER: 151192662 BUSINESS ADDRESS: STREET 1: 200 GREAT OAKS BLVD STREET 2: SUITE 219 CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184568900 MAIL ADDRESS: STREET 1: 200 GREAT OAKS BLVD STREET 2: SUITE 219 CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633674 XXXXXXXX 09-30-2015 09-30-2015 AllSquare Wealth Management LLC

200 GREAT OAKS BLVD SUITE 219 ALBANY NY 12203

13F HOLDINGS REPORT 028-16491 N Daniel D Bauer Chief Compliance Officer 5184568900 Daniel D Bauer Albany NY 11-03-2015 0 320 97474 false INFORMATION TABLE 2 AWM13F20150930.XML 13F HOLDINGS AS OF 20150930 SIRIUS XM HLDGS INC COM Stock 82968B103 5 1436 SH SOLE 0 1436 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 17 168 SH SOLE 0 168 0 0 STARBUCKS CORP COM Stock 855244109 82 1434 SH SOLE 0 1434 0 0 SEMPRA ENERGY COM Stock 816851109 29 300 SH SOLE 0 300 0 0 TYCO INTL PLC SHS Stock G91442106 50 1500 SH SOLE 0 1500 0 0 ISIS PHARMACEUTICALS INC COM Stock 464330109 4 100 SH SOLE 0 100 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN MLP 118230101 119 2000 SH SOLE 0 2000 0 0 ANTHEM INC COM Stock 036752103 29 210 SH SOLE 0 210 0 0 ISHARES GOLD TRUST ETF ETF 464285105 23 2090 SH SOLE 0 2090 0 0 JOHNSON & JOHNSON COM Stock 478160104 605 6485 SH SOLE 0 6485 0 0 DISCOVERY COMMUNICATNS NEW COM SER C Stock 25470F302 3 105 SH SOLE 0 105 0 0 WASTE MGMT INC DEL COM Stock 94106L109 77 1545 SH SOLE 0 1545 0 0 ABB LTD SPONSORED ADR ADR 000375204 2 90 SH SOLE 0 90 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 13849 140286 SH SOLE 0 140286 0 0 POWERSHARES WATER RESOURCES PORTFOLIO ETF 73935X575 80 3900 SH SOLE 0 3900 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 28 196 SH SOLE 0 196 0 0 PRAXAIR INC COM Stock 74005P104 150 1469 SH SOLE 0 1469 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 25 352 SH SOLE 0 352 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 5 235 SH SOLE 0 235 0 0 BAYTEX ENERGY CORP COM Stock 07317Q105 0 0 SH SOLE 0 0 0 0 PROCTER & GAMBLE CO COM Stock 742718109 82 1133 SH SOLE 0 1133 0 0 COCA COLA CO COM Stock 191216100 123 3064 SH SOLE 0 3064 0 0 NORDIC AMERICAN TANKERS LIMITE COM Stock G65773106 2 100 SH SOLE 0 100 0 0 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND ETF 336917109 12 563 SH SOLE 0 563 0 0 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 269 10800 SH SOLE 0 10800 0 0 IDEX CORP COM Stock 45167R104 26 371 SH SOLE 0 371 0 0 OCCIDENTAL PETE CORP DEL COM Stock 674599105 21 322 SH SOLE 0 322 0 0 ISHARES NEW YORK AMT-FREE MUNI BOND ETF ETF 464288323 946 8535 SH SOLE 0 8535 0 0 BB&T CORP COM Stock 054937107 18 513 SH SOLE 0 513 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 10 100 SH SOLE 0 100 0 0 STAPLES INC COM Stock 855030102 2 128 SH SOLE 0 128 0 0 VANGUARD REIT INDEX ETF ETF 922908553 6 73 SH SOLE 0 73 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 95 1209 SH SOLE 0 1209 0 0 BIOGEN INC COM Stock 09062X103 26 88 SH SOLE 0 88 0 0 ATWOOD OCEANICS INC COM Stock 050095108 4 300 SH SOLE 0 300 0 0 INTEL CORP COM Stock 458140100 156 5175 SH SOLE 0 5175 0 0 PERRIGO CO PLC SHS Stock G97822103 11 72 SH SOLE 0 72 0 0 CON-WAY INC COM Stock 205944101 12 249 SH SOLE 0 249 0 0 MEDTRONIC PLC SHS Stock G5960L103 96 1434 SH SOLE 0 1434 0 0 CLOROX CO DEL COM Stock 189054109 6 50 SH SOLE 0 50 0 0 ISHARES MSCI TAIWAN ETF ETF 464286731 5 380 SH SOLE 0 380 0 0 NETFLIX INC COM Stock 64110L106 17 161 SH SOLE 0 161 0 0 ISHARES TR DOW JONES U S TOTAL MKT INDEX ETF 464287846 127 1318 SH SOLE 0 1318 0 0 ISHARES S&P AGGRESSIVE ALLOCATION FUND ETF 464289859 5 118 SH SOLE 0 118 0 0 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 3 192 SH SOLE 0 192 0 0 ISHARES SILVER TRUST ETF 46428Q109 1 95 SH SOLE 0 95 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A Stock 53071M104 5 176 SH SOLE 0 176 0 0 ISHARES GROWTH ALLOCATION FUND ETF 464289867 50 1321 SH SOLE 0 1321 0 0 NEUBERGER BERMAN HGH YLD FD COM CEF 64128C106 7 700 SH SOLE 0 700 0 0 LAUDER ESTEE COS INC CL A Stock 518439104 19 241 SH SOLE 0 241 0 0 AMERICAN CAPITAL AGENCY CORP COM REIT 02503X105 47 2500 SH SOLE 0 2500 0 0 MERCK & CO INC NEW COM Stock 58933Y105 266 5377 SH SOLE 0 5377 0 0 SPDR S&P 500 TRUST ETF 78462F103 7 34 SH SOLE 0 34 0 0 MASTERCARD INC CL A Stock 57636Q104 112 1243 SH SOLE 0 1243 0 0 URSTADT BIDDLE PPTYS INC CL A REIT 917286205 13 708 SH SOLE 0 708 0 0 EMERSON ELEC CO COM Stock 291011104 4 100 SH SOLE 0 100 0 0 ANNALY CAP MGMT INC COM REIT 035710409 79 8026 SH SOLE 0 8026 0 0 ISHARES TIPS BOND ETF ETF 464287176 643 5812 SH SOLE 0 5812 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 13 263 SH SOLE 0 262 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 192446102 14 220 SH SOLE 0 220 0 0 URSTADT BIDDLE PPTYS INC COM REIT 917286106 4 221 SH SOLE 0 221 0 0 COHEN & STEERS GLOBAL INC BLDR COM CEF 19248M103 19 2000 SH SOLE 0 2000 0 0 VERIZON COMMUNICATIONS Stock 92343V104 599 13774 SH SOLE 0 13774 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 390 4305 SH SOLE 0 4305 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 5 51 SH SOLE 0 51 0 0 FEDEX CORP COM Stock 31428X106 58 400 SH SOLE 0 400 0 0 PEPSICO INC COM Stock 713448108 347 3679 SH SOLE 0 3679 0 0 ISHARES S&P/CITIGROUP INTERNATIONAL TREASURY BOND FUND EX-US ETF 464288117 14 155 SH SOLE 0 155 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 276 3250 SH SOLE 0 3250 0 0 ISHARES MODERATE ALLOCATION FUND ETF 464289875 8 226 SH SOLE 0 226 0 0 KIMBERLY CLARK CORP COM Stock 494368103 8 74 SH SOLE 0 74 0 0 TE CONNECTIVITY LTD REG SHS Stock H84989104 108 1800 SH SOLE 0 1800 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 632 4850 SH SOLE 0 4850 0 0 HONEYWELL INTL INC COM Stock 438516106 14 150 SH SOLE 0 150 0 0 FIRSTENERGY CORP COM Stock 337932107 4 133 SH SOLE 0 133 0 0 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 49 3643 SH SOLE 0 3642 0 0 BP PLC SPONSORED ADR ADR 055622104 5 164 SH SOLE 0 164 0 0 HOME DEPOT INC COM Stock 437076102 58 500 SH SOLE 0 500 0 0 BAXTER INTL INC COM Stock 071813109 4 133 SH SOLE 0 133 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT REIT 38376A103 3 200 SH SOLE 0 200 0 0 CATCHMARK TIMBER TR INC CL A REIT 14912Y202 32 3141 SH SOLE 0 3141 0 0 GLU MOBILE INC COM Stock 379890106 45 10200 SH SOLE 0 10200 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 262 3957 SH SOLE 0 3957 0 0 BHP BILLITON LTD SPONSORED ADR ADR 088606108 6 200 SH SOLE 0 200 0 0 SPDR GOLD ETF ETF 78463V107 19 181 SH SOLE 0 181 0 0 SOUTHERN CO COM Stock 842587107 36 800 SH SOLE 0 800 0 0 GREENE COUNTY BANCORP INC COM Stock 394357107 16 590 SH SOLE 0 590 0 0 BECTON DICKINSON & CO COM Stock 075887109 4 30 SH SOLE 0 29 0 0 KEYCORP NEW COM Stock 493267108 24 1860 SH SOLE 0 1860 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 55 1186 SH SOLE 0 1186 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 150 3271 SH SOLE 0 3271 0 0 WHIRLPOOL CORP COM Stock 963320106 14 94 SH SOLE 0 94 0 0 AON PLC SHS CL A Stock G0408V102 19 209 SH SOLE 0 209 0 0 CENTURYLINK INC COM Stock 156700106 0 0 SH SOLE 0 0 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 3482 43688 SH SOLE 0 43688 0 0 EXELON CORP COM Stock 30161N101 6 200 SH SOLE 0 200 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 16490 193025 SH SOLE 0 193025 0 0 ALPHABET INC CAP STK CL A Stock 02079k30 233 365 SH SOLE 0 365 0 0 COMCAST CORP NEW CL A Stock 20030N101 49 857 SH SOLE 0 857 0 0 WHOLE FOODS MARKET INC Stock 966837106 21 648 SH SOLE 0 648 0 0 MICROSOFT CORP COM Stock 594918104 72 1631 SH SOLE 0 1630 0 0 VALERO ENERGY CORP NEW COM Stock 91913Y100 6 100 SH SOLE 0 100 0 0 DISCOVERY COMMUNICATNS NEW COM SER A Stock 25470F104 1 35 SH SOLE 0 35 0 0 CVS HEALTH CORP COM Stock 126650100 262 2714 SH SOLE 0 2714 0 0 ACCO BRANDS CORP COM Stock 00081T108 1 94 SH SOLE 0 94 0 0 POTASH CORP SASK INC COM Stock 73755L107 4 200 SH SOLE 0 200 0 0 TEXTRON INC COM Stock 883203101 8 200 SH SOLE 0 200 0 0 APOLLO INVT CORP COM CEF 03761U106 0 0 SH SOLE 0 0 0 0 BOEING CO COM Stock 097023105 111 847 SH SOLE 0 846 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 12 100 SH SOLE 0 100 0 0 NEXTERA ENERGY INC COM Stock 65339F101 63 649 SH SOLE 0 649 0 0 NIKE INC CL B Stock 654106103 15 120 SH SOLE 0 120 0 0 TESLA MTRS INC COM Stock 88160R101 6 25 SH SOLE 0 25 0 0 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 21 174 SH SOLE 0 174 0 0 VORNADO RLTY TR SH BEN INT REIT 929042109 95 1055 SH SOLE 0 1055 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 653 12856 SH SOLE 0 12856 0 0 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 16 130 SH SOLE 0 130 0 0 HARLEY DAVIDSON INC COM Stock 412822108 11 205 SH SOLE 0 205 0 0 AMPHENOL CORP NEW CL A Stock 032095101 25 494 SH SOLE 0 494 0 0 CYTEC INDS INC COM Stock 232820100 15 200 SH SOLE 0 200 0 0 LINEAR TECHNOLOGY CORP COM Stock 535678106 13 322 SH SOLE 0 322 0 0 UNITED CONTL HLDGS INC COM Stock 910047109 32 600 SH SOLE 0 600 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 94 1400 SH SOLE 0 1400 0 0 RITE AID CORP COM Stock 767754104 8 1300 SH SOLE 0 1300 0 0 PRICELINE GRP INC COM NEW Stock 741503403 31 25 SH SOLE 0 25 0 0 SCHWAB U.S. REIT ETF ETF 808524847 102 2737 SH SOLE 0 2737 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 699 15762 SH SOLE 0 15762 0 0 PPL CORP COM Stock 69351T106 13 400 SH SOLE 0 400 0 0 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 4779 195472 SH SOLE 0 195472 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS ADR 74734M109 33 700 SH SOLE 0 700 0 0 KAYNE ANDERSON MDSTM ENERGY FD COM CEF 48661E108 8 400 SH SOLE 0 400 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - Stock G0457F107 0 100 SH SOLE 0 100 0 0 AFLAC INC COM Stock 001055102 55 947 SH SOLE 0 947 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 2 200 SH SOLE 0 200 0 0 SYSCO CORP COM Stock 871829107 4 111 SH SOLE 0 111 0 0 FUELCELL ENERGY INC COM Stock 35952H106 2 3000 SH SOLE 0 3000 0 0 BROOKDALE SR LIVING INC COM Stock 112463104 2 95 SH SOLE 0 95 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 121 1670 SH SOLE 0 1670 0 0 AMC NETWORKS INC CL A Stock 00164V103 13 174 SH SOLE 0 174 0 0 MARATHON PETE CORP COM Stock 56585A102 19 400 SH SOLE 0 400 0 0 DUNKIN BRANDS GROUP INC COM Stock 265504100 2 38 SH SOLE 0 38 0 0 NBT BANCORP INC COM Stock 628778102 58 2165 SH SOLE 0 2165 0 0 REGENERON PHARMACEUTICALS COM Stock 75886F107 119 255 SH SOLE 0 255 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 20 204 SH SOLE 0 203 0 0 FIRST SOLAR INC COM Stock 336433107 1 25 SH SOLE 0 25 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 166 8000 SH SOLE 0 8000 0 0 FORTUNE BRANDS HOME & SEC INC COM Stock 34964C106 19 400 SH SOLE 0 400 0 0 VISA INC COM CL A Stock 92826C839 52 750 SH SOLE 0 750 0 0 HERSHEY CO COM Stock 427866108 27 290 SH SOLE 0 290 0 0 GUGGENHEIM SOLAR ETF ETF 18383Q739 10 365 SH SOLE 0 365 0 0 VIPSHOP HLDGS LTD SPONSORED ADR ADR 92763W103 33 1950 SH SOLE 0 1950 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 5 67 SH SOLE 0 67 0 0 ENERPLUS CORP Stock 292766102 0 100 SH SOLE 0 100 0 0 PHILLIPS 66 COM Stock 718546104 8 100 SH SOLE 0 100 0 0 WESTERN ASSET MTG CAP CORP COM REIT 95790D105 9 700 SH SOLE 0 700 0 0 FACEBOOK INC CL A Stock 30303M102 447 4976 SH SOLE 0 4976 0 0 KEURIG GREEN MTN INC COM Stock 49271M100 7 135 SH SOLE 0 135 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 93 1298 SH SOLE 0 1298 0 0 AMERICAN AIRLS GROUP INC COM Stock 02376R102 142 3650 SH SOLE 0 3650 0 0 CELGENE CORP COM Stock 151020104 305 2818 SH SOLE 0 2818 0 0 BBX CAP CORP CL A PAR $0.01 Stock 05540P100 2 138 SH SOLE 0 138 0 0 PVH CORP COM Stock 693656100 1 7 SH SOLE 0 7 0 0 STONEMOR PARTNERS L P COM UNITS MLP 86183Q100 27 1000 SH SOLE 0 1000 0 0 W P CAREY INC COM REIT 92936U109 58 1000 SH SOLE 0 1000 0 0 THE ADT CORPORATION COM Stock 00101J106 22 750 SH SOLE 0 750 0 0 MONDELEZ INTL INC CL A Stock 609207105 18 434 SH SOLE 0 434 0 0 JOHNSON CTLS INC COM Stock 478366107 14 333 SH SOLE 0 333 0 0 HUDSON CITY BANCORP COM Stock 443683107 0 1 SH SOLE 0 1 0 0 NEW YORK CMNTY BANCORP INC COM Stock 649445103 197 10900 SH SOLE 0 10900 0 0 MAGNA INTL INC COM Stock 559222401 98 2034 SH SOLE 0 2034 0 0 NOVARTIS AG ADR ADR 66987V109 19 202 SH SOLE 0 202 0 0 PENNANTPARK FLOATING RATE CAP COM CEF 70806A106 541 45300 SH SOLE 0 45300 0 0 APOLLO COML REAL EST FIN INC COM REIT 03762U105 79 5000 SH SOLE 0 5000 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 94 3400 SH SOLE 0 3400 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 17 171 SH SOLE 0 171 0 0 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 6 52 SH SOLE 0 52 0 0 NVIDIA CORP COM Stock 67066G104 2 100 SH SOLE 0 100 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 471 4480 SH SOLE 0 4480 0 0 EOG RES INC COM Stock 26875P101 25 343 SH SOLE 0 343 0 0 MYLAN N V EUR Stock N59465109 2 50 SH SOLE 0 50 0 0 ABBVIE INC COM Stock 00287Y109 73 1350 SH SOLE 0 1350 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 226 3239 SH SOLE 0 3239 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 681 20466 SH SOLE 0 20465 0 0 MANULIFE FINL CORP COM Stock 56501R106 1 40 SH SOLE 0 40 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 26 312 SH SOLE 0 312 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 1146 26872 SH SOLE 0 26872 0 0 HARSCO CORP COM Stock 415864107 18 1932 SH SOLE 0 1932 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS CEF 72202D106 71 3900 SH SOLE 0 3900 0 0 ZOETIS INC CL A Stock 98978V103 2 50 SH SOLE 0 50 0 0 CHESAPEAKE ENERGY CORP COM Stock 165167107 2 243 SH SOLE 0 243 0 0 TRUSTCO BK CORP N Y COM Stock 898349105 16 2658 SH SOLE 0 2658 0 0 COLUMBIA PPTY TR INC COM NEW REIT 198287203 93 4007 SH SOLE 0 4007 0 0 JACOBS ENGR GROUP INC DEL COM Stock 469814107 5 135 SH SOLE 0 135 0 0 SEASPAN CORP SHS Stock Y75638109 106 6900 SH SOLE 0 6900 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 4 36 SH SOLE 0 36 0 0 YAHOO INC COM Stock 984332106 17 600 SH SOLE 0 600 0 0 QUALCOMM INC COM Stock 747525103 13 245 SH SOLE 0 245 0 0 CST BRANDS INC COM Stock 12646R105 0 11 SH SOLE 0 11 0 0 FASTENAL CO COM Stock 311900104 5 136 SH SOLE 0 136 0 0 ALKERMES PLC SHS Stock G01767105 6 100 SH SOLE 0 100 0 0 MCDONALDS CORP COM Stock 580135101 30 309 SH SOLE 0 309 0 0 NORDSTROM INC COM Stock 655664100 13 185 SH SOLE 0 185 0 0 NEW RESIDENTIAL INVT CORP COM NEW REIT 64828T201 274 20900 SH SOLE 0 20900 0 0 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 19 82 SH SOLE 0 82 0 0 CISCO SYS INC Stock 17275R102 13 500 SH SOLE 0 500 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 10034 189572 SH SOLE 0 189572 0 0 CAPITAL ONE FINL CORP COM Stock 14040H105 36 500 SH SOLE 0 500 0 0 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 145 3190 SH SOLE 0 3190 0 0 MARKET VECTORS URANIUM+NUCLEAR ENERGY ETF ETF 57061R577 16 350 SH SOLE 0 350 0 0 AT&T INC COM Stock 00206R102 530 16257 SH SOLE 0 16257 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 241 793 SH SOLE 0 793 0 0 GENERAL ELECTRIC CO COM Stock 369604103 1524 60434 SH SOLE 0 60434 0 0 TIME WARNER INC COM NEW Stock 887317303 31 450 SH SOLE 0 450 0 0 IPATH S&P GSCI CRUDE OIL TOTAL RETURN INDEX ETN ETF 06738C786 19 2200 SH SOLE 0 2200 0 0 POWERSHARES GLOBAL WATER PORTFOLIO ETF 73936T623 10 500 SH SOLE 0 500 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 51 1204 SH SOLE 0 1204 0 0 CIGNA CORPORATION COM Stock 125509109 24 177 SH SOLE 0 177 0 0 ROSS STORES INC COM Stock 778296103 19 388 SH SOLE 0 388 0 0 PENNANTPARK INVT CORP COM CEF 708062104 0 0 SH SOLE 0 0 0 0 SUNTRUST BKS INC COM Stock 867914103 13 328 SH SOLE 0 328 0 0 WELLS FARGO & CO NEW COM Stock 949746101 120 2329 SH SOLE 0 2329 0 0 VMWARE INC CL A COM Stock 928563402 16 209 SH SOLE 0 209 0 0 ECOLAB INC COM Stock 278865100 27 246 SH SOLE 0 246 0 0 TRANSOCEAN LTD REG SHS Stock H8817H100 4 300 SH SOLE 0 300 0 0 CAMERON INTERNATIONAL CORP COM Stock 13342B105 22 363 SH SOLE 0 363 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 79 2048 SH SOLE 0 2048 0 0 FLIR SYS INC COM Stock 302445101 5 179 SH SOLE 0 179 0 0 E M C CORP MASS COM Stock 268648102 28 1151 SH SOLE 0 1151 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 16 134 SH SOLE 0 134 0 0 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 50 7000 SH SOLE 0 7000 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 499 8181 SH SOLE 0 8180 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 45 413 SH SOLE 0 413 0 0 GENWORTH FINL INC COM CL A Stock 37247D106 4 940 SH SOLE 0 940 0 0 CHEVRON CORP NEW COM Stock 166764100 89 1124 SH SOLE 0 1124 0 0 ISHARES NATIONAL AMT-FREE MUNI BOND ETF ETF 464288414 192 1751 SH SOLE 0 1751 0 0 CONOCOPHILLIPS COM Stock 20825C104 53 1100 SH SOLE 0 1100 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 9514 266950 SH SOLE 0 266950 0 0 DANAHER CORP DEL COM Stock 235851102 33 393 SH SOLE 0 393 0 0 EXPRESS SCRIPTS HLDG CO COM Stock 30219G108 71 879 SH SOLE 0 879 0 0 BANK AMER CORP COM Stock 060505104 178 11450 SH SOLE 0 11450 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 636 4385 SH SOLE 0 4384 0 0 ORACLE CORP COM Stock 68389X105 43 1200 SH SOLE 0 1200 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 222 2500 SH SOLE 0 2500 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 5237 158272 SH SOLE 0 158271 0 0 TEXAS INSTRS INC COM Stock 882508104 24 492 SH SOLE 0 492 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 265 4225 SH SOLE 0 4225 0 0 PFIZER INC COM Stock 717081103 248 7902 SH SOLE 0 7902 0 0 MORGAN STANLEY COM NEW Stock 617446448 2 60 SH SOLE 0 60 0 0 3M CO COM Stock 88579Y101 56 395 SH SOLE 0 395 0 0 SPDR S&P INTERNATIONAL SMALL CAP ETF ETF 78463X871 14 500 SH SOLE 0 500 0 0 HP INC COM Stock 40434L105 8 297 SH SOLE 0 297 0 0 GILEAD SCIENCES INC COM Stock 375558103 83 846 SH SOLE 0 846 0 0 CATERPILLAR INC DEL COM Stock 149123101 51 785 SH SOLE 0 785 0 0 BAKER HUGHES INC COM Stock 057224107 8 150 SH SOLE 0 150 0 0 ALPHABET INC CAP STK CL C Stock 02079k10 279 458 SH SOLE 0 458 0 0 AMERICAN EXPRESS CO COM Stock 025816109 34 458 SH SOLE 0 458 0 0 AMGEN INC COM Stock 031162100 24 175 SH SOLE 0 175 0 0 APPLIED MATLS INC COM Stock 038222105 3 199 SH SOLE 0 199 0 0 INTERNATIONAL GAME TECHNOLOGY SHS USD Stock G4863A108 0 2 SH SOLE 0 2 0 0 UNITED FINL BANCORP INC NEW COM Stock 910304104 2 151 SH SOLE 0 151 0 0 GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF ETF 78355W502 17 350 SH SOLE 0 350 0 0 GUGGENHEIM S&P SMALLCAP 600 PURE VALUE ETF ETF 78355W700 4180 78039 SH SOLE 0 78038 0 0 BLACKROCK INTL GRWTH & INC TR COM BENE INTER CEF 092524107 12 2000 SH SOLE 0 2000 0 0 DELCATH SYS INC COM NEW Stock 24661P401 0 125 SH SOLE 0 125 0 0 JD COM INC SPON ADR CL A ADR 47215P106 3 100 SH SOLE 0 100 0 0 MAIN STREET CAPITAL CORP COM Stock 56035L104 668 25050 SH SOLE 0 25050 0 0 CHECK POINT SOFTWARE TECH LTD ORD Stock M22465104 17 216 SH SOLE 0 216 0 0 SEVENTY SEVEN ENERGY INC COM Stock 818097107 0 17 SH SOLE 0 17 0 0 CHIMERA INVT CORP COM NEW REIT 16934Q208 239 17900 SH SOLE 0 17900 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 4 300 SH SOLE 0 300 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 67 905 SH SOLE 0 905 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 268 5613 SH SOLE 0 5613 0 0 HERCULES TECH GROWTH CAP INC COM CEF 427096508 6 600 SH SOLE 0 600 0 0 SCANA CORP NEW COM Stock 80589M102 85 1510 SH SOLE 0 1510 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 105 970 SH SOLE 0 970 0 0 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 13 120 SH SOLE 0 120 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 183 3100 SH SOLE 0 3100 0 0 CYBERARK SOFTWARE LTD SHS Stock M2682V108 5 100 SH SOLE 0 100 0 0 HALYARD HEALTH INC COM Stock 40650V100 0 9 SH SOLE 0 9 0 0 ALTERA CORP COM Stock 021441100 5 100 SH SOLE 0 100 0 0 PLUG POWER INC COM NEW Stock 72919P202 8 4112 SH SOLE 0 4112 0 0 BORGWARNER INC COM Stock 099724106 3 72 SH SOLE 0 72 0 0 AMEC FOSTER WHEELER PLC SPONSORED ADR ADR 00167X205 0 31 SH SOLE 0 31 0 0 PHILIP MORRIS INTL INC Stock 718172109 216 2719 SH SOLE 0 2719 0 0 ISHARES GLOBAL INFRASTRUCTURE ETF ETF 464288372 3 85 SH SOLE 0 85 0 0 PRECISION CASTPARTS CORP COM Stock 740189105 61 264 SH SOLE 0 264 0 0 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 7 96 SH SOLE 0 95 0 0 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN MLP 864482104 35 1075 SH SOLE 0 1075 0 0 URBAN EDGE PPTYS COM REIT 91704F104 17 777 SH SOLE 0 777 0 0 DOW CHEM CO COM Stock 260543103 36 851 SH SOLE 0 851 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 145 2444 SH SOLE 0 2444 0 0 ALTRIA GROUP INC COM Stock 02209S103 12 217 SH SOLE 0 217 0 0 LOEWS CORP COM Stock 540424108 12 320 SH SOLE 0 320 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 5 68 SH SOLE 0 67 0 0 CITIGROUP INC COM NEW Stock 172967424 23 467 SH SOLE 0 467 0 0 3-D SYS CORP DEL COM NEW Stock 88554D205 3 300 SH SOLE 0 300 0 0 EXXON MOBIL CORP COM Stock 30231G102 577 7758 SH SOLE 0 7758 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 41 356 SH SOLE 0 356 0 0 LOWES COS INC COM Stock 548661107 41 591 SH SOLE 0 591 0 0 MARKET VECTORS INTERMEDIATE MUNICIPAL INDEX ETF ETF 57060U845 46 1950 SH SOLE 0 1950 0 0 LINCOLN NATL CORP IND COM Stock 534187109 41 873 SH SOLE 0 873 0 0 DEERE & CO COM Stock 244199105 103 1392 SH SOLE 0 1392 0 0 AMERICAN INTL GROUP INC COM NEW Stock 026874784 34 600 SH SOLE 0 600 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR ADR 92857W308 85 2678 SH SOLE 0 2678 0 0 TALEN ENERGY CORP COM Stock 87422J105 0 0 SH SOLE 0 0 0 0 BAXALTA INC COM Stock 07177M103 4 133 SH SOLE 0 133 0 0 CHEMOURS CO COM Stock 163851108 0 52 SH SOLE 0 52 0 0 BWX TECHNOLOGIES INC COM Stock 05605H100 2 76 SH SOLE 0 76 0 0 BABCOCK & WILCOX ENTERPRIS INC COM Stock 05614L100 1 38 SH SOLE 0 38 0 0 ACTIVISION BLIZZARD INC COM Stock 00507V109 3 82 SH SOLE 0 81 0 0 BAIDU INC SPON ADR REP A ADR 056752108 82 600 SH SOLE 0 600 0 0 ISHARES CHINA LARGE-CAP ETF ETF 464287184 109 3065 SH SOLE 0 3065 0 0 BLACKROCK INC COM Stock 09247X101 5 18 SH SOLE 0 18 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 0 49 SH SOLE 0 49 0 0 APPLE INC Stock 037833100 633 5736 SH SOLE 0 5735 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 154 4000 SH SOLE 0 4000 0 0 ABBOTT LABS COM Stock 002824100 54 1350 SH SOLE 0 1350 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 255 2493 SH SOLE 0 2493 0 0 UNIVERSAL HLTH SVCS INC CL B Stock 913903100 65 524 SH SOLE 0 524 0 0 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 2089 37770 SH SOLE 0 37770 0 0