Chief Compliance Officer

0001085146-17-000132.txt : 20170118 0001085146-17-000132.hdr.sgml : 20170118 20170117200729 ACCESSION NUMBER: 0001085146-17-000132 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170117 EFFECTIVENESS DATE: 20170118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GWM Advisors LLC CENTRAL INDEX KEY: 0001633516 IRS NUMBER: 460854203 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16626 FILM NUMBER: 17531890 BUSINESS ADDRESS: STREET 1: 6300 CORPORATE BLVD, SUITE 120 CITY: BATON ROUGE STATE: LA ZIP: 70809 BUSINESS PHONE: 225-930-4677 MAIL ADDRESS: STREET 1: 6300 CORPORATE BLVD, SUITE 120 CITY: BATON ROUGE STATE: LA ZIP: 70809 FORMER COMPANY: FORMER CONFORMED NAME: Goss Wealth Management LLC DATE OF NAME CHANGE: 20150211 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001633516 XXXXXXXX 09-30-2016 09-30-2016 true 1 NEW HOLDINGS false GWM Advisors LLC

6300 CORPORATE BLVD, SUITE 120 BATON ROUGE LA 70809

13F HOLDINGS REPORT 028-16626 N Theresa Russell Chief Compliance Officer 225-930-4677 /s/ Theresa Russell Baton Rouge LA 01-16-2017 0 218 317031 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 4693 26629 SH SOLE 0 0 26629 ABBOTT LABS COM 002824100 468 11057 SH SOLE 0 0 11057 ABBVIE INC COM 00287Y109 752 11923 SH SOLE 0 0 11923 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 794 6501 SH SOLE 0 0 6501 AFLAC INC COM 001055102 601 8376 SH SOLE 0 0 8376 AIR PRODS & CHEMS INC COM 009158106 573 3815 SH SOLE 0 0 3815 ALLERGAN PLC SHS G0177J108 226 979 SH SOLE 0 0 979 ALLIANT ENERGY CORP COM 018802108 521 13601 SH SOLE 0 0 13601 ALPHABET INC CAP STK CL A 02079K305 244 303 SH SOLE 0 0 303 ALPS ETF TR ALERIAN MLP 00162Q866 192 15127 SH SOLE 0 0 15127 ALTRIA GROUP INC COM 02209S103 3664 57968 SH SOLE 0 0 57968 AMAZON COM INC COM 023135106 298 357 SH SOLE 0 0 357 AMERICAN ELEC PWR INC COM 025537101 1570 24436 SH SOLE 0 0 24436 AMERICAN EXPRESS CO COM 025816109 213 3327 SH SOLE 0 0 3327 AMERICAN TOWER CORP NEW COM 03027X100 4165 36759 SH SOLE 0 0 36759 AMERIGAS PARTNERS L P UNIT L P INT 030975106 555 12162 SH SOLE 0 0 12162 AMERISOURCEBERGEN CORP COM 03073E105 230 2846 SH SOLE 0 0 2846 APPLE INC COM 037833100 2692 23811 SH SOLE 0 0 23811 APTARGROUP INC COM 038336103 252 3264 SH SOLE 0 0 3264 ARCHER DANIELS MIDLAND CO COM 039483102 221 5247 SH SOLE 0 0 5247 AT&T INC COM 00206R102 3411 84004 SH SOLE 0 0 84004 AUTOMATIC DATA PROCESSING IN COM 053015103 930 10539 SH SOLE 0 0 10539 B & G FOODS INC NEW COM 05508R106 389 7908 SH SOLE 0 0 7908 BECTON DICKINSON & CO COM 075887109 5043 28061 SH SOLE 0 0 28061 BEMIS INC COM 081437105 3269 64093 SH SOLE 0 0 64093 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 392 2710 SH SOLE 0 0 2710 BLACKROCK INC COM 09247X101 276 761 SH SOLE 0 0 761 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 218 3219 SH SOLE 0 0 3219 BROOKLINE BANCORP INC DEL COM 11373M107 336 27630 SH SOLE 0 0 27630 BROWN FORMAN CORP CL B 115637209 3584 75555 SH SOLE 0 0 75555 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 465 6604 SH SOLE 0 0 6604 CENTURYLINK INC COM 156700106 298 10845 SH SOLE 0 0 10845 CHEVRON CORP NEW COM 166764100 1993 19371 SH SOLE 0 0 19371 CHUBB LIMITED COM H1467J104 233 1854 SH SOLE 0 0 1854 CHURCH & DWIGHT INC COM 171340102 644 13438 SH SOLE 0 0 13438 CINCINNATI FINL CORP COM 172062101 4277 56721 SH SOLE 0 0 56721 CISCO SYS INC COM 17275R102 4726 148986 SH SOLE 0 0 148986 CLOROX CO DEL COM 189054109 4021 32116 SH SOLE 0 0 32116 CMS ENERGY CORP COM 125896100 4149 98779 SH SOLE 0 0 98779 COCA COLA CO COM 191216100 2235 52805 SH SOLE 0 0 52805 COMMERCE BANCSHARES INC COM 200525103 647 13131 SH SOLE 0 0 13131 COMMUNITY BK SYS INC COM 203607106 388 8069 SH SOLE 0 0 8069 COMPASS MINERALS INTL INC COM 20451N101 688 9348 SH SOLE 0 0 9348 CONAGRA FOODS INC COM 205887102 4120 87453 SH SOLE 0 0 87453 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 236 8308 SH SOLE 0 0 8308 CVS HEALTH CORP COM 126650100 844 9489 SH SOLE 0 0 9489 CYPRESS SEMICONDUCTOR CORP COM 232806109 358 29482 SH SOLE 0 0 29482 DARDEN RESTAURANTS INC COM 237194105 418 6819 SH SOLE 0 0 6819 DCT INDUSTRIAL TRUST INC COM NEW 233153204 379 7802 SH SOLE 0 0 7802 DIGITAL RLTY TR INC COM 253868103 553 5695 SH SOLE 0 0 5695 DIME CMNTY BANCSHARES COM 253922108 330 19703 SH SOLE 0 0 19703 DISNEY WALT CO COM DISNEY 254687106 676 7281 SH SOLE 0 0 7281 DOMINION RES INC VA NEW COM 25746U109 489 6590 SH SOLE 0 0 6590 DOW CHEM CO COM 260543103 508 9790 SH SOLE 0 0 9790 DU PONT E I DE NEMOURS & CO COM 263534109 298 4451 SH SOLE 0 0 4451 DUKE ENERGY CORP NEW COM NEW 26441C204 1267 15829 SH SOLE 0 0 15829 ECOLAB INC COM 278865100 3836 31515 SH SOLE 0 0 31515 EMERSON ELEC CO COM 291011104 873 16026 SH SOLE 0 0 16026 ENTERPRISE PRODS PARTNERS L COM 293792107 1056 38198 SH SOLE 0 0 38198 EVERSOURCE ENERGY COM 30040W108 4128 76187 SH SOLE 0 0 76187 EXXON MOBIL CORP COM 30231G102 1330 15245 SH SOLE 0 0 15245 FACEBOOK INC CL A 30303M102 781 6088 SH SOLE 0 0 6088 FASTENAL CO COM 311900104 490 11724 SH SOLE 0 0 11724 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3787 107432 SH SOLE 0 0 107432 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 3760 80983 SH SOLE 0 0 80983 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 3640 236084 SH SOLE 0 0 236084 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 339 5567 SH SOLE 0 0 5567 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 3590 138447 SH SOLE 0 0 138447 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 200 10600 SH SOLE 0 0 10600 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 822 35906 SH SOLE 0 0 35906 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 323 18494 SH SOLE 0 0 18494 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 556 10600 SH SOLE 0 0 10600 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1025 37964 SH SOLE 0 0 37964 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 6438 324146 SH SOLE 0 0 324146 FOUR CORNERS PPTY TR INC COM 35086T109 330 15484 SH SOLE 0 0 15484 FREEPORT-MCMORAN INC CL B 35671D857 180 16589 SH SOLE 0 0 16589 GALLAGHER ARTHUR J & CO COM 363576109 328 6445 SH SOLE 0 0 6445 GARMIN LTD SHS H2906T109 319 6638 SH SOLE 0 0 6638 GENERAL DYNAMICS CORP COM 369550108 4746 30591 SH SOLE 0 0 30591 GENERAL ELECTRIC CO COM 369604103 1990 67170 SH SOLE 0 0 67170 GENERAL MLS INC COM 370334104 2529 39604 SH SOLE 0 0 39604 GENESIS ENERGY L P UNIT LTD PARTN 371927104 242 6394 SH SOLE 0 0 6394 GENUINE PARTS CO COM 372460105 631 6283 SH SOLE 0 0 6283 GILEAD SCIENCES INC COM 375558103 740 9354 SH SOLE 0 0 9354 GRAINGER W W INC COM 384802104 206 918 SH SOLE 0 0 918 GREAT PANTHER SILVER LTD COM 39115V101 61 45000 SH SOLE 0 0 45000 HCP INC COM 40414L109 245 6440 SH SOLE 0 0 6440 HENRY JACK & ASSOC INC COM 426281101 4529 52947 SH SOLE 0 0 52947 HOME DEPOT INC COM 437076102 381 2963 SH SOLE 0 0 2963 HONEYWELL INTL INC COM 438516106 302 2587 SH SOLE 0 0 2587 ILLINOIS TOOL WKS INC COM 452308109 1013 8453 SH SOLE 0 0 8453 INTEL CORP COM 458140100 928 24585 SH SOLE 0 0 24585 INTERNATIONAL BUSINESS MACHS COM 459200101 350 2205 SH SOLE 0 0 2205 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 579 4053 SH SOLE 0 0 4053 INTERSIL CORP CL A 46069S109 434 19785 SH SOLE 0 0 19785 ISHARES EM MKTS CURR ETF 464286517 285 6217 SH SOLE 0 0 6217 ISHARES SILVER TRUST ISHARES 46428Q109 246 13505 SH SOLE 0 0 13505 ISHARES TR CORE S&P TTL STK 464287150 4618 93233 SH SOLE 0 0 93233 ISHARES TR CORE S&P500 ETF 464287200 663 3048 SH SOLE 0 0 3048 ISHARES TR CORE US AGGBD ET 464287226 477 4240 SH SOLE 0 0 4240 ISHARES TR S&P 500 VAL ETF 464287408 204 2150 SH SOLE 0 0 2150 ISHARES TR 20 YR TR BD ETF 464287432 10622 77250 SH SOLE 0 0 77250 ISHARES TR 7-10 Y TR BD ETF 464287440 10282 91898 SH SOLE 0 0 91898 ISHARES TR RUS 1000 VAL ETF 464287598 261 2471 SH SOLE 0 0 2471 ISHARES TR RUS 1000 GRW ETF 464287614 218 2095 SH SOLE 0 0 2095 ISHARES TR INTL TREA BD ETF 464288117 306 3045 SH SOLE 0 0 3045 ISHARES TR 10-20 YR TRS ETF 464288653 10268 70898 SH SOLE 0 0 70898 ISHARES TR U.S. PFD STK ETF 464288687 203 5149 SH SOLE 0 0 5149 ISHARES TR CORE TL USD BD 46434V613 2378 45640 SH SOLE 0 0 45640 ITC HLDGS CORP COM 465685105 331 7114 SH SOLE 0 0 7114 JOHNSON & JOHNSON COM 478160104 3334 28219 SH SOLE 0 0 28219 JOHNSON CTLS INTL PLC SHS G51502105 539 11586 SH SOLE 0 0 11586 JPMORGAN CHASE & CO COM 46625H100 519 7793 SH SOLE 0 0 7793 KELLOGG CO COM 487836108 340 4384 SH SOLE 0 0 4384 KIMBERLY CLARK CORP COM 494368103 1233 9776 SH SOLE 0 0 9776 KITE RLTY GROUP TR COM NEW 49803T300 277 10001 SH SOLE 0 0 10001 LEGGETT & PLATT INC COM 524660107 3823 83886 SH SOLE 0 0 83886 LINEAR TECHNOLOGY CORP COM 535678106 298 5022 SH SOLE 0 0 5022 LOCKHEED MARTIN CORP COM 539830109 4128 17213 SH SOLE 0 0 17213 LOEWS CORP COM 540424108 709 17209 SH SOLE 0 0 17209 LOWES COS INC COM 548661107 4524 62658 SH SOLE 0 0 62658 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1218 17218 SH SOLE 0 0 17218 MCCORMICK & CO INC COM NON VTG 579780206 4301 43049 SH SOLE 0 0 43049 MCDONALDS CORP COM 580135101 768 6661 SH SOLE 0 0 6661 MEDTRONIC PLC SHS G5960L103 285 3301 SH SOLE 0 0 3301 MERCK & CO INC COM 58933Y105 687 10983 SH SOLE 0 0 10983 MICROSOFT CORP COM 594918104 4988 86599 SH SOLE 0 0 86599 NEXTERA ENERGY INC COM 65339F101 4709 38502 SH SOLE 0 0 38502 NISOURCE INC COM 65473P105 364 15126 SH SOLE 0 0 15126 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 7 10000 SH SOLE 0 0 10000 NORTHWESTERN CORP COM NEW 668074305 447 7769 SH SOLE 0 0 7769 NOVARTIS A G SPONSORED ADR 66987V109 888 11243 SH SOLE 0 0 11243 NUVEEN MUN HIGH INCOME OPP F COM 670682103 182 12530 SH SOLE 0 0 12530 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1257 29645 SH SOLE 0 0 29645 OCCIDENTAL PETE CORP DEL COM 674599105 577 7909 SH SOLE 0 0 7909 OLD REP INTL CORP COM 680223104 449 25481 SH SOLE 0 0 25481 ORACLE CORP COM 68389X105 264 6723 SH SOLE 0 0 6723 PACER FDS TR GLOBL HIGH ETF 69374H709 1248 44796 SH SOLE 0 0 44796 PAYCHEX INC COM 704326107 1205 20836 SH SOLE 0 0 20836 PEPSICO INC COM 713448108 1019 9366 SH SOLE 0 0 9366 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 93 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 1469 43374 SH SOLE 0 0 43374 PHILIP MORRIS INTL INC COM 718172109 1425 14652 SH SOLE 0 0 14652 PHILLIPS 66 COM 718546104 696 8651 SH SOLE 0 0 8651 PLATINUM GROUP METALS LTD COM 72765Q601 536 196000 SH SOLE 0 0 196000 PORTLAND GEN ELEC CO COM NEW 736508847 335 7859 SH SOLE 0 0 7859 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 190 10079 SH SOLE 0 0 10079 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 168 11074 SH SOLE 0 0 11074 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 850 20475 SH SOLE 0 0 20475 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 8025 189224 SH SOLE 0 0 189224 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 191 12040 SH SOLE 0 0 12040 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 747 6289 SH SOLE 0 0 6289 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 4222 103965 SH SOLE 0 0 103965 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 4172 138224 SH SOLE 0 0 138224 PPL CORP COM 69351T106 687 19890 SH SOLE 0 0 19890 PROCTER AND GAMBLE CO COM 742718109 2111 23523 SH SOLE 0 0 23523 PROGRESSIVE CORP OHIO COM 743315103 624 19812 SH SOLE 0 0 19812 PROSHARES TR S&P 500 DV ARIST 74348A467 413 7595 SH SOLE 0 0 7595 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 12 12000 SH SOLE 0 0 12000 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 61 60000 SH SOLE 0 0 60000 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 197 200000 SH SOLE 0 0 200000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 214 5126 SH SOLE 0 0 5126 QUALCOMM INC COM 747525103 383 5576 SH SOLE 0 0 5576 RAYTHEON CO COM NEW 755111507 4158 30541 SH SOLE 0 0 30541 REALTY INCOME CORP COM 756109104 3029 45264 SH SOLE 0 0 45264 REPUBLIC SVCS INC COM 760759100 709 14059 SH SOLE 0 0 14059 REYNOLDS AMERICAN INC COM 761713106 4989 105826 SH SOLE 0 0 105826 RLI CORP COM 749607107 359 5251 SH SOLE 0 0 5251 ROSS STORES INC COM 778296103 225 3512 SH SOLE 0 0 3512 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 319 6036 SH SOLE 0 0 6036 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 7719 92354 SH SOLE 0 0 92354 SCANA CORP NEW COM 80589M102 354 4897 SH SOLE 0 0 4897 SCICLONE PHARMACEUTICALS INC COM 80862K104 102 10000 SH SOLE 0 0 10000 SEABRIDGE GOLD INC COM 811916105 893 80950 SH SOLE 0 0 80950 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 291 4128 SH SOLE 0 0 4128 SEMPRA ENERGY COM 816851109 3737 34866 SH SOLE 0 0 34866 SILVER STD RES INC COM 82823L106 1334 110650 SH SOLE 0 0 110650 SMUCKER J M CO COM NEW 832696405 531 3919 SH SOLE 0 0 3919 SNAP ON INC COM 833034101 437 2879 SH SOLE 0 0 2879 SOUTHERN CO COM 842587107 1221 23800 SH SOLE 0 0 23800 SPDR GOLD TRUST GOLD SHS 78463V107 527 4195 SH SOLE 0 0 4195 SPDR S&P 500 ETF TR TR UNIT 78462F103 7905 36544 SH SOLE 0 0 36544 SPECTRA ENERGY CORP COM 847560109 517 12100 SH SOLE 0 0 12100 SPECTRA ENERGY PARTNERS LP COM 84756N109 722 16522 SH SOLE 0 0 16522 SPIRE INC COM 84857L101 294 4599 SH SOLE 0 0 4599 STERIS PLC SHS USD G84720104 329 4501 SH SOLE 0 0 4501 SYSCO CORP COM 871829107 294 6007 SH SOLE 0 0 6007 TARGET CORP COM 87612E106 209 3047 SH SOLE 0 0 3047 TIME WARNER INC COM NEW 887317303 203 2546 SH SOLE 0 0 2546 TRAVELERS COMPANIES INC COM 89417E109 330 2880 SH SOLE 0 0 2880 UNILEVER PLC SPON ADR NEW 904767704 420 8854 SH SOLE 0 0 8854 UNION PAC CORP COM 907818108 428 4388 SH SOLE 0 0 4388 UNITED PARCEL SERVICE INC CL B 911312106 1339 12241 SH SOLE 0 0 12241 UNITED STATES OIL FUND LP UNITS 91232N108 310 28344 SH SOLE 0 0 28344 UNITED TECHNOLOGIES CORP COM 913017109 721 7094 SH SOLE 0 0 7094 V F CORP COM 918204108 3855 68792 SH SOLE 0 0 68792 VALSPAR CORP COM 920355104 846 7978 SH SOLE 0 0 7978 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 415 15681 SH SOLE 0 0 15681 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 543 12250 SH SOLE 0 0 12250 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 626 7449 SH SOLE 0 0 7449 VANGUARD INDEX FDS REIT ETF 922908553 286 3300 SH SOLE 0 0 3300 VANGUARD INDEX FDS VALUE ETF 922908744 212 2440 SH SOLE 0 0 2440 VANGUARD INDEX FDS SMALL CP ETF 922908751 203 1661 SH SOLE 0 0 1661 VANGUARD INDEX FDS TOTAL STK MKT 922908769 500 4480 SH SOLE 0 0 4480 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 376 10041 SH SOLE 0 0 10041 VENTAS INC COM 92276F100 1457 20618 SH SOLE 0 0 20618 VERIZON COMMUNICATIONS INC COM 92343V104 2456 47259 SH SOLE 0 0 47259 VISA INC COM CL A 92826C839 348 4207 SH SOLE 0 0 4207 WALGREENS BOOTS ALLIANCE INC COM 931427108 853 10585 SH SOLE 0 0 10585 WAL-MART STORES INC COM 931142103 873 12112 SH SOLE 0 0 12112 WEC ENERGY GROUP INC COM 92939U106 4823 80535 SH SOLE 0 0 80535 WELLS FARGO & CO NEW COM 949746101 1083 24450 SH SOLE 0 0 24450 WELLTOWER INC COM 95040Q104 1882 25168 SH SOLE 0 0 25168 WESTAR ENERGY INC COM 95709T100 434 7638 SH SOLE 0 0 7638 WISDOMTREE TR DIV EX-FINL FD 97717W406 223 2847 SH SOLE 0 0 2847 XCEL ENERGY INC COM 98389B100 537 13045 SH SOLE 0 0 13045 XENIA HOTELS & RESORTS INC COM 984017103 853 56139 SH SOLE 0 0 56139 YAMANA GOLD INC COM 98462Y100 573 133000 SH SOLE 0 0 133000