Chief Compliance Officer

0001085146-16-004526.txt : 20161020 0001085146-16-004526.hdr.sgml : 20161020 20161020152858 ACCESSION NUMBER: 0001085146-16-004526 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 EFFECTIVENESS DATE: 20161020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GWM Advisors LLC CENTRAL INDEX KEY: 0001633516 IRS NUMBER: 460854203 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16626 FILM NUMBER: 161944361 BUSINESS ADDRESS: STREET 1: 6300 CORPORATE BLVD, SUITE 120 CITY: BATON ROUGE STATE: LA ZIP: 70809 BUSINESS PHONE: 225-930-4677 MAIL ADDRESS: STREET 1: 6300 CORPORATE BLVD, SUITE 120 CITY: BATON ROUGE STATE: LA ZIP: 70809 FORMER COMPANY: FORMER CONFORMED NAME: Goss Wealth Management LLC DATE OF NAME CHANGE: 20150211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633516 XXXXXXXX 09-30-2016 09-30-2016 false GWM Advisors LLC

6300 CORPORATE BLVD, SUITE 120 BATON ROUGE LA 70809

13F HOLDINGS REPORT 028-16626 N Theresa Russell Chief Compliance Officer 225-930-4677 /s/ Theresa Russell Baton Rouge LA 10-20-2016 0 211 314890 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 4603 26811 SH SOLE 0 0 26811 ABBOTT LABS COM 002824100 459 10880 SH SOLE 0 0 10880 ABBVIE INC COM 00287Y109 757 12021 SH SOLE 0 0 12021 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 775 6551 SH SOLE 0 0 6551 AFLAC INC COM 001055102 609 8517 SH SOLE 0 0 8517 AIR PRODS & CHEMS INC COM 009158106 512 3725 SH SOLE 0 0 3725 ALLERGAN PLC SHS G0177J108 231 979 SH SOLE 0 0 979 ALLIANT ENERGY CORP COM 018802108 517 13990 SH SOLE 0 0 13990 ALPHABET INC CAP STK CL A 02079K305 241 300 SH SOLE 0 0 300 ALPS ETF TR ALERIAN MLP 00162Q866 189 15127 SH SOLE 0 0 15127 ALTRIA GROUP INC COM 02209S103 3606 58384 SH SOLE 0 0 58384 AMAZON COM INC COM 023135106 295 355 SH SOLE 0 0 355 AMERICAN ELEC PWR INC COM 025537101 1518 24400 SH SOLE 0 0 24400 AMERICAN EXPRESS CO COM 025816109 220 3445 SH SOLE 0 0 3445 AMERICAN TOWER CORP NEW COM 03027X100 4095 37019 SH SOLE 0 0 37019 AMERISOURCEBERGEN CORP COM 03073E105 231 2872 SH SOLE 0 0 2872 APPLE INC COM 037833100 2721 24079 SH SOLE 0 0 24079 APTARGROUP INC COM 038336103 249 3264 SH SOLE 0 0 3264 ARCHER DANIELS MIDLAND CO COM 039483102 225 5247 SH SOLE 0 0 5247 AT&T INC COM 00206R102 3401 85258 SH SOLE 0 0 85258 AUTOMATIC DATA PROCESSING IN COM 053015103 920 10545 SH SOLE 0 0 10545 B & G FOODS INC NEW COM 05508R106 396 8208 SH SOLE 0 0 8208 BECTON DICKINSON & CO COM 075887109 4968 28213 SH SOLE 0 0 28213 BEMIS INC COM 081437105 3167 64128 SH SOLE 0 0 64128 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 394 2749 SH SOLE 0 0 2749 BLACKROCK INC COM 09247X101 279 785 SH SOLE 0 0 785 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 230 3411 SH SOLE 0 0 3411 BROOKLINE BANCORP INC DEL COM 11373M107 359 29456 SH SOLE 0 0 29456 BROWN FORMAN CORP CL B 115637209 3560 76056 SH SOLE 0 0 76056 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 482 6875 SH SOLE 0 0 6875 CENTURYLINK INC COM 156700106 293 10845 SH SOLE 0 0 10845 CHEVRON CORP NEW COM 166764100 1985 19608 SH SOLE 0 0 19608 CHUBB LIMITED COM H1467J104 235 1904 SH SOLE 0 0 1904 CHURCH & DWIGHT INC COM 171340102 644 13928 SH SOLE 0 0 13928 CINCINNATI FINL CORP COM 172062101 4242 57451 SH SOLE 0 0 57451 CISCO SYS INC COM 17275R102 4703 150026 SH SOLE 0 0 150026 CLOROX CO DEL COM 189054109 3974 32553 SH SOLE 0 0 32553 CMS ENERGY CORP COM 125896100 4052 100150 SH SOLE 0 0 100150 COCA COLA CO COM 191216100 2228 53241 SH SOLE 0 0 53241 COMMERCE BANCSHARES INC COM 200525103 649 13264 SH SOLE 0 0 13264 COMMUNITY BK SYS INC COM 203607106 397 8376 SH SOLE 0 0 8376 COMPASS MINERALS INTL INC COM 20451N101 677 9212 SH SOLE 0 0 9212 CONAGRA FOODS INC COM 205887102 4183 88084 SH SOLE 0 0 88084 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 218 7858 SH SOLE 0 0 7858 CVS HEALTH CORP COM 126650100 844 9774 SH SOLE 0 0 9774 CYPRESS SEMICONDUCTOR CORP COM 232806109 365 30699 SH SOLE 0 0 30699 DARDEN RESTAURANTS INC COM 237194105 438 7113 SH SOLE 0 0 7113 DCT INDUSTRIAL TRUST INC COM NEW 233153204 384 8108 SH SOLE 0 0 8108 DIGITAL RLTY TR INC COM 253868103 536 5818 SH SOLE 0 0 5818 DIME CMNTY BANCSHARES COM 253922108 343 20582 SH SOLE 0 0 20582 DISNEY WALT CO COM DISNEY 254687106 701 7575 SH SOLE 0 0 7575 DOMINION RES INC VA NEW COM 25746U109 478 6629 SH SOLE 0 0 6629 DOW CHEM CO COM 260543103 509 9813 SH SOLE 0 0 9813 DU PONT E I DE NEMOURS & CO COM 263534109 299 4471 SH SOLE 0 0 4471 DUKE ENERGY CORP NEW COM NEW 26441C204 1207 15585 SH SOLE 0 0 15585 ECOLAB INC COM 278865100 3813 31734 SH SOLE 0 0 31734 EMERSON ELEC CO COM 291011104 836 15686 SH SOLE 0 0 15686 EVERSOURCE ENERGY COM 30040W108 4036 76710 SH SOLE 0 0 76710 EXXON MOBIL CORP COM 30231G102 1322 15328 SH SOLE 0 0 15328 FACEBOOK INC CL A 30303M102 782 6104 SH SOLE 0 0 6104 FASTENAL CO COM 311900104 477 11520 SH SOLE 0 0 11520 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3814 108366 SH SOLE 0 0 108366 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 3748 81696 SH SOLE 0 0 81696 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 4606 56348 SH SOLE 0 0 56348 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 331 18876 SH SOLE 0 0 18876 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 820 36151 SH SOLE 0 0 36151 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 3626 238274 SH SOLE 0 0 238274 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 557 10600 SH SOLE 0 0 10600 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 334 5563 SH SOLE 0 0 5563 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 198 10600 SH SOLE 0 0 10600 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 3538 139735 SH SOLE 0 0 139735 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 593 30300 SH SOLE 0 0 30300 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1011 37970 SH SOLE 0 0 37970 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 6499 324146 SH SOLE 0 0 324146 FOUR CORNERS PPTY TR INC COM 35086T109 335 16184 SH SOLE 0 0 16184 FREEPORT-MCMORAN INC CL B 35671D857 173 16589 SH SOLE 0 0 16589 GALLAGHER ARTHUR J & CO COM 363576109 324 6445 SH SOLE 0 0 6445 GARMIN LTD SHS H2906T109 333 6941 SH SOLE 0 0 6941 GENERAL DYNAMICS CORP COM 369550108 4726 30778 SH SOLE 0 0 30778 GENERAL ELECTRIC CO COM 369604103 1975 66960 SH SOLE 0 0 66960 GENERAL MLS INC COM 370334104 2509 39802 SH SOLE 0 0 39802 GENUINE PARTS CO COM 372460105 619 6288 SH SOLE 0 0 6288 GILEAD SCIENCES INC COM 375558103 736 9530 SH SOLE 0 0 9530 GRAINGER W W INC COM 384802104 211 948 SH SOLE 0 0 948 GREAT PANTHER SILVER LTD COM 39115V101 55 45000 SH SOLE 0 0 45000 HCP INC COM 40414L109 238 6440 SH SOLE 0 0 6440 HENRY JACK & ASSOC INC COM 426281101 4472 53263 SH SOLE 0 0 53263 HOME DEPOT INC COM 437076102 376 2935 SH SOLE 0 0 2935 HONEYWELL INTL INC COM 438516106 305 2654 SH SOLE 0 0 2654 ILLINOIS TOOL WKS INC COM 452308109 1006 8454 SH SOLE 0 0 8454 INTEL CORP COM 458140100 905 24113 SH SOLE 0 0 24113 INTERNATIONAL BUSINESS MACHS COM 459200101 350 2241 SH SOLE 0 0 2241 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 569 4053 SH SOLE 0 0 4053 INTERSIL CORP CL A 46069S109 452 20452 SH SOLE 0 0 20452 ISHARES EM MKTS CURR ETF 464286517 285 6259 SH SOLE 0 0 6259 ISHARES SILVER TRUST ISHARES 46428Q109 228 13505 SH SOLE 0 0 13505 ISHARES TR 10-20 YR TRS ETF 464288653 10216 71251 SH SOLE 0 0 71251 ISHARES TR 20 YR TR BD ETF 464287432 10499 77649 SH SOLE 0 0 77649 ISHARES TR 7-10 Y TR BD ETF 464287440 10245 92331 SH SOLE 0 0 92331 ISHARES TR CORE S&P TTL STK 464287150 4583 93233 SH SOLE 0 0 93233 ISHARES TR CORE S&P500 ETF 464287200 658 3048 SH SOLE 0 0 3048 ISHARES TR CORE TL USD BD 46434V613 2364 45640 SH SOLE 0 0 45640 ISHARES TR CORE US AGGBD ET 464287226 454 4059 SH SOLE 0 0 4059 ISHARES TR INTL TREA BD ETF 464288117 305 3065 SH SOLE 0 0 3065 ISHARES TR RUS 1000 VAL ETF 464287598 244 2316 SH SOLE 0 0 2316 ISHARES TR S&P 500 VAL ETF 464287408 202 2150 SH SOLE 0 0 2150 ISHARES TR U.S. PFD STK ETF 464288687 201 5113 SH SOLE 0 0 5113 ITC HLDGS CORP COM 465685105 333 7302 SH SOLE 0 0 7302 JOHNSON & JOHNSON COM 478160104 3372 28374 SH SOLE 0 0 28374 JOHNSON CTLS INTL PLC SHS G51502105 527 11606 SH SOLE 0 0 11606 JPMORGAN CHASE & CO COM 46625H100 528 7916 SH SOLE 0 0 7916 KELLOGG CO COM 487836108 334 4384 SH SOLE 0 0 4384 KIMBERLY CLARK CORP COM 494368103 1233 10019 SH SOLE 0 0 10019 KITE RLTY GROUP TR COM NEW 49803T300 267 10001 SH SOLE 0 0 10001 LEGGETT & PLATT INC COM 524660107 3815 84461 SH SOLE 0 0 84461 LINEAR TECHNOLOGY CORP COM 535678106 298 5022 SH SOLE 0 0 5022 LOCKHEED MARTIN CORP COM 539830109 4115 17357 SH SOLE 0 0 17357 LOEWS CORP COM 540424108 732 17927 SH SOLE 0 0 17927 LOWES COS INC COM 548661107 4586 63073 SH SOLE 0 0 63073 MCCORMICK & CO INC COM NON VTG 579780206 4182 43343 SH SOLE 0 0 43343 MCDONALDS CORP COM 580135101 761 6711 SH SOLE 0 0 6711 MEDTRONIC PLC SHS G5960L103 292 3383 SH SOLE 0 0 3383 MERCK & CO INC COM 58933Y105 700 11198 SH SOLE 0 0 11198 MICROSOFT CORP COM 594918104 4983 87067 SH SOLE 0 0 87067 NEXTERA ENERGY INC COM 65339F101 4599 38677 SH SOLE 0 0 38677 NISOURCE INC COM 65473P105 362 15726 SH SOLE 0 0 15726 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 6 10000 SH SOLE 0 0 10000 NORTHWESTERN CORP COM NEW 668074305 445 8082 SH SOLE 0 0 8082 NOVARTIS A G SPONSORED ADR 66987V109 889 11270 SH SOLE 0 0 11270 NUVEEN MUN HIGH INCOME OPP F COM 670682103 179 12530 SH SOLE 0 0 12530 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1239 29945 SH SOLE 0 0 29945 OCCIDENTAL PETE CORP DEL COM 674599105 581 7984 SH SOLE 0 0 7984 OLD REP INTL CORP COM 680223104 468 26495 SH SOLE 0 0 26495 ORACLE CORP COM 68389X105 264 6805 SH SOLE 0 0 6805 PACER FDS TR GLOBL HIGH ETF 69374H709 1266 45934 SH SOLE 0 0 45934 PAYCHEX INC COM 704326107 1166 20434 SH SOLE 0 0 20434 PEPSICO INC COM 713448108 996 9296 SH SOLE 0 0 9296 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 96 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 1475 43744 SH SOLE 0 0 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PROGRESSIVE CORP OHIO COM 743315103 636 20606 SH SOLE 0 0 20606 PROSHARES TR S&P 500 DV ARIST 74348A467 427 7975 SH SOLE 0 0 7975 PUBLIC SVC ENTERPRISE GROUP COM 744573106 208 5126 SH SOLE 0 0 5126 QUALCOMM INC COM 747525103 379 5668 SH SOLE 0 0 5668 RAYTHEON CO COM NEW 755111507 4215 30726 SH SOLE 0 0 30726 REALTY INCOME CORP COM 756109104 2854 44813 SH SOLE 0 0 44813 REPUBLIC SVCS INC COM 760759100 696 13926 SH SOLE 0 0 13926 REYNOLDS AMERICAN INC COM 761713106 5008 107008 SH SOLE 0 0 107008 RLI CORP COM 749607107 370 5468 SH SOLE 0 0 5468 ROSS STORES INC COM 778296103 225 3512 SH SOLE 0 0 3512 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 328 6099 SH SOLE 0 0 6099 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 7703 93111 SH SOLE 0 0 93111 SCANA CORP NEW COM 80589M102 343 4942 SH SOLE 0 0 4942 SCICLONE PHARMACEUTICALS INC COM 80862K104 104 10000 SH SOLE 0 0 10000 SEABRIDGE GOLD INC COM 811916105 838 80950 SH SOLE 0 0 80950 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 310 4444 SH SOLE 0 0 4444 SEMPRA ENERGY COM 816851109 3611 35150 SH SOLE 0 0 35150 SILVER STD RES INC COM 82823L106 1197 111750 SH SOLE 0 0 111750 SMUCKER J M CO COM NEW 832696405 531 3983 SH SOLE 0 0 3983 SNAP ON INC COM 833034101 449 2986 SH SOLE 0 0 2986 SOUTHERN CO COM 842587107 1175 23568 SH SOLE 0 0 23568 SPDR GOLD TRUST GOLD SHS 78463V107 507 4195 SH SOLE 0 0 4195 SPDR S&P 500 ETF TR TR UNIT 78462F103 7908 36839 SH SOLE 0 0 36839 SPECTRA ENERGY CORP COM 847560109 505 12059 SH SOLE 0 0 12059 SPIRE INC COM 84857L101 298 4833 SH SOLE 0 0 4833 STERIS PLC SHS USD G84720104 329 4597 SH SOLE 0 0 4597 SYSCO CORP COM 871829107 292 6050 SH SOLE 0 0 6050 TARGET CORP COM 87612E106 217 3163 SH SOLE 0 0 3163 TIME WARNER INC COM NEW 887317303 206 2604 SH SOLE 0 0 2604 TRAVELERS COMPANIES INC COM 89417E109 318 2830 SH SOLE 0 0 2830 UNILEVER PLC SPON ADR NEW 904767704 425 8920 SH SOLE 0 0 8920 UNION PAC CORP COM 907818108 426 4414 SH SOLE 0 0 4414 UNITED PARCEL SERVICE INC CL B 911312106 1334 12285 SH SOLE 0 0 12285 UNITED STATES OIL FUND LP UNITS 91232N108 314 28344 SH SOLE 0 0 28344 UNITED TECHNOLOGIES CORP COM 913017109 719 7084 SH SOLE 0 0 7084 V F CORP COM 918204108 3881 69105 SH SOLE 0 0 69105 VALSPAR CORP COM 920355104 853 8049 SH SOLE 0 0 8049 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 367 15681 SH SOLE 0 0 15681 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 476 12250 SH SOLE 0 0 12250 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 596 7136 SH SOLE 0 0 7136 VANGUARD INDEX FDS REIT ETF 922908553 272 3228 SH SOLE 0 0 3228 VANGUARD INDEX FDS SMALL CP ETF 922908751 201 1661 SH SOLE 0 0 1661 VANGUARD INDEX FDS TOTAL STK MKT 922908769 495 4480 SH SOLE 0 0 4480 VANGUARD INDEX FDS VALUE ETF 922908744 217 2515 SH SOLE 0 0 2515 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 378 10156 SH SOLE 0 0 10156 VENTAS INC COM 92276F100 1387 20356 SH SOLE 0 0 20356 VERIZON COMMUNICATIONS INC COM 92343V104 2445 47690 SH SOLE 0 0 47690 VISA INC COM CL A 92826C839 352 4252 SH SOLE 0 0 4252 WALGREENS BOOTS ALLIANCE INC COM 931427108 880 10960 SH SOLE 0 0 10960 WAL-MART STORES INC COM 931142103 878 12242 SH SOLE 0 0 12242 WEC ENERGY GROUP INC COM 92939U106 4671 81318 SH SOLE 0 0 81318 WELLS FARGO & CO NEW COM 949746101 1060 24217 SH SOLE 0 0 24217 WELLTOWER INC COM 95040Q104 1796 24999 SH SOLE 0 0 24999 WESTAR ENERGY INC COM 95709T100 448 7895 SH SOLE 0 0 7895 WISDOMTREE TR DIV EX-FINL FD 97717W406 233 3012 SH SOLE 0 0 3012 XCEL ENERGY INC COM 98389B100 522 13193 SH SOLE 0 0 13193 XENIA HOTELS & RESORTS INC COM 984017103 847 56139 SH SOLE 0 0 56139 YAMANA GOLD INC COM 98462Y100 521 139500 SH SOLE 0 0 139500