0001633227-17-000001.txt : 20170213 0001633227-17-000001.hdr.sgml : 20170213 20170213152742 ACCESSION NUMBER: 0001633227-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc. CENTRAL INDEX KEY: 0001633227 IRS NUMBER: 270603296 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16514 FILM NUMBER: 17598672 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 657 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.720.4400 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 657 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001633227 XXXXXXXX 12-31-2016 12-31-2016 McGowan Group Asset Management, Inc.
200 CRESCENT COURT SUITE 657 DALLAS TX 75201
13F HOLDINGS REPORT 028-16514 N
Ismael Sanchez CCO 214.720.4400 Ismael Sanchez Dallas TX 02-13-2017 0 84 482877 false
INFORMATION TABLE 2 MGAM4QTR2016_13F-HR.xml MGAM 4QTR 2016 13FHR ABERDEEN ASIA-PACIFIC INCOME FD INC COM COM 003009107 49787 10753101 SH SOLE N/A 10753101 0 0 ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM 01879R106 35399 2816147 SH SOLE N/A 2816147 0 0 ALTRIA GROUP INC COM 02209S103 888 13130 SH SOLE N/A 13130 0 0 AMAZON COM INC COM 023135106 578 771 SH SOLE N/A 771 0 0 APPLE INC COM COM 037833100 943 8146 SH SOLE N/A 8146 0 0 ARES CAP CORP COM COM 04010L103 13094 794034 SH SOLE N/A 794034 0 0 AT&T INC COM COM 00206R102 1347 31663 SH SOLE N/A 31663 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 322 1977 SH SOLE N/A 1977 0 0 BLACKROCK CREDIT ALLOCATION INCOME TR IV I COM 092508100 11461 883683 SH SOLE N/A 883683 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 212 3622 SH SOLE N/A 3622 0 0 CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B COM 12811L107 3948 566444 SH SOLE N/A 566444 0 0 CALAMOS STRATEGIC TOTAL RETURN FD COM SH B COM SH BEN INT 128125101 3508 341614 SH SOLE N/A 341614 0 0 COHEN & STEERS INFRASTRUCTURE FD INC COM COM 19248A109 17155 886128 SH SOLE N/A 886128 0 0 COHEN & STEERS REIT & PFD INCOME FD INC CO COM 19247X100 31156 1629814 SH SOLE N/A 1629814 0 0 DEERE & CO COM 244199105 227 2204 SH SOLE N/A 2204 0 0 DOUBLELINE INCOME SOLUTIONS FD COM 258622109 37235 1960753 SH SOLE N/A 1960753 0 0 EATON VANCE TAX ADVANTAGED DIVID INCOME FU COM 27828G107 366 17816 SH SOLE N/A 17816 0 0 ELI LILLY & CO COM COM 532457108 1570 21348 SH SOLE N/A 21348 0 0 ENERGY TRANSFER PARTNERS L P UNIT LTD PART UNIT LTD PARTN 29273R109 484 13507 SH SOLE N/A 13507 0 0 EXXON MOBIL CORP COM COM 30231G102 1052 11653 SH SOLE N/A 11653 0 0 FACEBOOK INC CL A CL A 30303M102 334 2907 SH SOLE N/A 2907 0 0 FIRST TR ENHANCED EQUITY INCOME FD COM COM 337318109 301 22244 SH SOLE N/A 22244 0 0 GENERAL ELECTRIC CO COM COM 369604103 288 9104 SH SOLE N/A 9104 0 0 GENERAL MILLS INC COM COM 370334104 348 5635 SH SOLE N/A 5635 0 0 GENERAL MNY MKT FUND MONEY MARKET 370990228 42163 42163069 SH SOLE N/A 42163069 0 0 GOLAR LNG PARTNERS LP PARTNERS COM UNIT LPI Y2745C102 18216 757757 SH SOLE N/A 757757 0 0 INFORMATION SERVICES GRP COM 45675Y104 229 62843 SH SOLE N/A 62843 0 0 INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM COM 46132R104 2326 189088 SH SOLE N/A 189088 0 0 JOHNSON & JOHNSON COM COM 478160104 385 3339 SH SOLE N/A 3339 0 0 KBS REAL ESTATE INVT TR INC COM COM 481990901 292 80000 SH SOLE N/A 80000 0 0 MERCK & CO INC NEW COM COM 58933Y105 271 4606 SH SOLE N/A 4606 0 0 MICROSOFT CORP COM COM 594918104 308 4964 SH SOLE N/A 4964 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS SHS 67075G103 10615 663837 SH SOLE N/A 663837 0 0 NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 COM SHS 67073D102 259 29277 SH SOLE N/A 29277 0 0 NUVEEN PFD INCOME COM 67073B106 14778 1501819 SH SOLE N/A 1501819 0 0 OGE ENERGY CORP COM 670837103 362 10834 SH SOLE N/A 10834 0 0 PHILIP MORRIS INTL INC COM COM 718172109 575 6282 SH SOLE N/A 6282 0 0 PIMCO DYNAMIC CREDIT INCOME FD COM SHS COM SHS 72202D106 43089 2131019 SH SOLE N/A 2131019 0 0 PROCTER & GAMBLE CO COM COM 742718109 474 5632 SH SOLE N/A 5632 0 0 TEXAS INSTRUMENTS INC COM 882508104 3477 47652 SH SOLE N/A 47652 0 0 TRIANGLE CAPITAL CORP COM 895848109 9836 536325 SH SOLE N/A 536325 0 0 VISA INC COM CL A COM CL A 92826C839 545 6985 SH SOLE N/A 6985 0 0 WESTERN ASSET EMERGING MKTS DEBT FD INC COM 95766A101 45817 3114676 SH SOLE N/A 3114676 0 0 WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY COM 95790C107 909 53102 SH SOLE N/A 53102 0 0 HARNETT HEALTH SYS INC ADJ RATE HOSPITAL BD SER 2011A CORPORATE BOND 41333PAA4 3428 3425000 PRN SOLE N/A 3425000 0 0 ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJ MUNICIPAL BOND 04050DAJ1 4559 4700000 PRN SOLE N/A 4700000 0 0 BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMY MUNICIPAL BOND 072222AJ1 1510 1535000 PRN SOLE N/A 1535000 0 0 CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJ MUNICIPAL BOND 13079HAG6 5474 6865000 PRN SOLE N/A 6865000 0 0 CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A MUNICIPAL BOND 133582AN6 1794 1825000 PRN SOLE N/A 1825000 0 0 CAP TR AGY FL PRITY FIRST MTG REV SILV CREEK ST AUG PJ 01/01/50 MUNICIPAL BOND 14053PAA9 541 600000 PRN SOLE N/A 600000 0 0 CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILV CRK ST AUG SER B 01/01/35 MUNICIPAL BOND 14053PAB7 292 300000 PRN SOLE N/A 300000 0 0 CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ MUNICIPAL BOND 14052WBV8 2106 2600000 PRN SOLE N/A 2600000 0 0 CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ MUNICIPAL BOND 14052WBX4 849 975000 PRN SOLE N/A 975000 0 0 COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOL MUNICIPAL BOND 19645RC25 1330 1425000 PRN SOLE N/A 1425000 0 0 DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILL MUNICIPAL BOND 267041FP1 4003 4055000 PRN SOLE N/A 4055000 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE MUNICIPAL BOND 307149AM6 1496 2450000 PRN SOLE N/A 2450000 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF MUNICIPAL BOND 307149AN4 397 650000 PRN SOLE N/A 650000 0 0 FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A MUNICIPAL BOND 140539AC1 1513 1555000 PRN SOLE N/A 1555000 0 0 FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A MUNICIPAL BOND 140539AB3 606 620000 PRN SOLE N/A 620000 0 0 FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER B MUNICIPAL BOND 140539AD9 795 810000 PRN SOLE N/A 810000 0 0 FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER A 06/15/46 MUNICIPAL BOND 34061UBV9 1000 1000000 PRN SOLE N/A 1000000 0 0 HUDSON CNTY NJ IMPT AUTH REV TAXABLE MUNICIPAL BOND 44372RCY2 1267 1225000 PRN SOLE N/A 1225000 0 0 IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER A MUNICIPAL BOND 463805BQ3 1996 1875000 PRN SOLE N/A 1875000 0 0 LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - A MUNICIPAL BOND 505237AH0 1717 1790000 PRN SOLE N/A 1790000 0 0 MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT TAXABLE 12/01/36 MUNICIPAL BOND 622266AA2 5505 5535000 PRN SOLE N/A 5535000 0 0 OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0 MUNICIPAL BOND 67732PDB1 2589 2550000 PRN SOLE N/A 2550000 0 0 OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUE MUNICIPAL BOND 67732PCP1 730 700000 PRN SOLE N/A 700000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT A MUNICIPAL BOND 72177MJP3 5161 5725000 PRN SOLE N/A 5725000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A MUNICIPAL BOND 72177MJQ1 4381 4745000 PRN SOLE N/A 4745000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B MUNICIPAL BOND 72177MJR9 646 700000 PRN SOLE N/A 700000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREP MUNICIPAL BOND 72177PAZ3 1935 2000000 PRN SOLE N/A 2000000 0 0 PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE MUNICIPAL BOND 73972CAN4 5242 6275000 PRN SOLE N/A 6275000 0 0 PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B MUNICIPAL BOND 74442EAY6 396 400000 PRN SOLE N/A 400000 0 0 PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 2/1/26 DTD MUNICIPAL BOND 74442EBL3 1898 1950000 PRN SOLE N/A 1950000 0 0 PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC MUNICIPAL BOND 74442EAX8 1744 1850000 PRN SOLE N/A 1850000 0 0 RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 08/01/34 MUNICIPAL BOND 76876RAN1 3975 4475000 PRN SOLE N/A 4475000 0 0 SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS MUNICIPAL BOND 79854SAS8 916 2285000 PRN SOLE N/A 2285000 0 0 TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS MUNICIPAL BOND 875518EL2 736 690000 PRN SOLE N/A 690000 0 0 TULANE UNIV LA RFDG-TULANE UNIV-C 02/15/36 B/E DTD 05/31/07 CLB MUNICIPAL BOND 899062BQ5 859 950000 PRN SOLE N/A 950000 0 0 WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT MUNICIPAL BOND 934866BF0 507 475000 PRN SOLE N/A 475000 0 0 WHEELING JESUIT UNIV INC WV SER 2006-C 6/1/32 TAXABLE REF BD MUNICIPAL BOND 963131AA5 250 250000 PRN SOLE N/A 250000 0 0 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD MUNICIPAL BOND 963131AM9 235 235000 PRN SOLE N/A 235000 0 0 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD MUNICIPAL BOND 963131AL1 445 445000 PRN SOLE N/A 445000 0 0 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD MUNICIPAL BOND 963131AQ0 1125 1125000 PRN SOLE N/A 1125000 0 0